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R-15-14RESOLUTION R -15 -14 Village of Deerfield Whereas, the hereinafter referred to as MUNICIPALITY, located in the County of Lake & Cook State of Illinois, desires to undertake, in the years 20 16and 2012, the location, construction, operation and maintenance of driveways and street returns, watermain, sanitary and storm sewers, street fight, traffic signals, sidewalk, landscaping, etc., on State highways, within said MUNICIPALITY, which by law and/or agreement come under the jurisdiction and control of the Department of Transportation of the State of Illinois hereinafter referred to as Department, and, Whereas, an individual working permit must be obtained from the Department prior to any of the aforesaid installations being constructed either by the MUNICIPALITY or by a private person of firm under contract and supervision of the MUNICIPALITY. NOW, THEREFORE, be it resolved by the MUNICIPALITY: FIRST: That MUNICIPALITY hereby pledges its good faith and guarantees that all work shall be performed in accordance with conditions of the permit to be granted by the Department, and to hold State of Illinois harmless during the prosecution of such work, and assume all liability for damages to person or properly due to accidents or otherwise by reason of the work which it to be performed under the provision of said permit. SECOND: That all authorized officials of the MUNICIPALITY are hereby instructed and authorized to sign said working permit on behalf of the MUNICIPALITY. Corporate Seal Kent Street hereby certify the above to be true copy of the resolution passed by the MUNICIPALITY. Dated this 6th day Of July A.D. 2015 Governmental y Name Village of Deerfield 465 Elm St - Address (d different from above) Telephone Number (847) 719-7461 Brief Description of Service (full descrip8on sp Routine maintenance of State routes. Compensation Method (full details specified in Part 6) Lump Sum _ Total Compensation Ar s600,100 Estimate None Part 5) 1 Advance Pay REQUIRED SIGNATURES Intergovernmental Agreement rtira i IN DUNS 30-0002270 1 NA I Agreement Term From: July01, 2015 ❑ Yes ® No To. June 30, 2025 By signing below, the GOVERNMENTAL BODY and the DEPARTMENT agree to comply with and abide by all provisions set forth in Parts 1-8 herein and any Appendices thereto. FOR THE GOVERNMENTAL BODY: 9.mr6ara 4(. t4fle) P,E (Name and Tale d+ Authorized Representative' FOR THE DEPARTMENT: // Amy Eller. Acting Bureau Chief. Operations Date W7 :am M. Barnes, Chief Counsel (Approved as to form) E .?( Is Dale By: Omer M. man. P. ., ir�t�ctor Division of Hiohvrays & Chief Engineer J. Of a - tmerim Chief Financial - Officer Date Date: (P I.2keill< By: Randall S. Blankenhom. Secretary of Transportation Date By: Print Name Print Title Printed 511112015 Page 1 of 8 OP -Di Deerfield Maintenance Agreement 15 911 043 Ot BOBS 9073 (Rev. 02105,12015) Appropriation Code D11-49405-4472-0200 INTERGOVERNMENTAL AGREEMENT FOR ROUTINE MAINTENANCE OF STATE ROUTES This Agreement is by and between Village of Deerfield Please type or print legibly the GOVERNMENTAL BODY'S legal name and address 465 Elm St. Deerfield, IL 60015 Attn: Barbara K. Liftle Email: blittle@deerfield.il.us hereinafter called the GOVERNMENTAL BODY, and the State of Illinois, acting by and through its Department of Transportation, hereinafter called the DEPARTMENT Part 1 Scope/Compensation/Term Part 2 General Provisions Part 3 Federally Funded Agreements Part 4 Specific Provisions Part 5 Scope of Services/Responsibilities Part 6 Compensation for Services Part 7 Certification Regarding Lobbying Part 8 Agreement Award Notification PART 1 SCOPE / COMPENSATION / TERM A. Scope of Services and Responsibilities. The DEPARTMENT and the GOVERNMENTAL BODY agree as specified in Part 5. B. Compensation. Compensation (if any) shall be as specified in Part 6. C. Term of Agreement. The term of this Agreement shall be from July 01, 2015 to June 30, 2025. D. Amendments. All changes to this Agreement must be mutually agreed upon by the DEPARTMENT and the GOVERNMENTAL BODY and be incorporated by written amendment, signed by the parties. E. Renewal. This Agreement may not be renewed. Printed 5/11/2015 Page 2 of 8 OP-D1 Deerfield Maintenance Agreement 15 911 043 of BOBS 9073 (Rev. 02/05/2015) Appropriation Code 011-49405-4472-0200 PART 2 GENERAL PROVISIONS A. Changes. If any circumstance or condition in this Agreement changes, the GOVERNMENTAL BODY must notify the DEPARTMENT in writing within seven days. B. Compliance/Governing Law. The terms of this Agreement shall be construed in accordance with the laws of the State of Illinois. Any obligations and services performed under this Agreement shall be performed in compliance with all applicable state and federal laws. C. Availability of Appropriation. This Agreement is contingent upon and subject to the availability of funds. The Department, at its sole option, may terminate or suspend this Agreement, in whole or in part, without penalty or further payment being required, if (1) the Illinois General Assembly or the federal funding source fails to make an appropriation sufficient to pay such obligation, or if funds needed are insufficient for any reason, (2) the Governor decreases the Department's funding by reserving some or all of the Department's appropriation(s) pursuant to power delegated to the Governor by the Illinois General Assembly; or (3) the Department determines, in its sole discretion or as directed by the Office of the Governor, that a reduction is necessary or advisable based upon actual or projected budgetary considerations. GOVERNMENTAL BODY will be notified in writing of the failure of appropriation or of a reduction or decrease. D. Records Inspection. The DEPARTMENT or a designated representative shall have access to the GOVERNMENTAL BODY's work and applicable records whenever it is in preparation or progress, and the GOVERNMENTAL BODY shall provide for such access and inspection. E. Records Preservation. The GOVERNMENTAL BODY, shall maintain for a minimum of three years after the completion of the Agreement, adequate books, records and supporting documents to verify the amounts, recipients and uses of all disbursements of funds passing in conjunction with the Agreement. F. Cost Category Transfer Request. For all transfers between or among appropriated and allocated cost categories, DEPARTMENT approval is required. To secure approval, the GOVERNMENTAL BODY must submit a written request to the DEPARTMENT detailing the amount of transfer, the cost categories from and to which the transfer is to be made, and rational for the transfer. G. Subcontracting/Procurement Procedures/Employment of Department Personnel 1. Subcontracting. Subcontracting, assignment or transfer of all or part of the interests of the GOVERNMENTAL BODY concerning any of the obligations covered by this Agreement is prohibited without prior written consent of the DEPARTMENT. 2. Procurement of Goods or Services — Federal Funds. For purchases of products or services with any Federal funds that cost more than $3,000.00 but less than the simplified acquisition threshold fixed at 41 U.S.0 403(11), (currently set at $100,000.00) the GOVERNMENTAL BODY shall obtain price or rate quotations from an adequate number (at least three) of qualified sources. Procurement of products or services with any Federal funds for $100,000 or more will require the GOVERNMENTAL BODY to use the Invitation for Bid process or the Request for Proposal process. In the absence of formal codified procedures of the GOVERNMENTAL BODY, the procedures of the DEPARTMENT will be used, provided that the procurement procedures conform to the provisions in Part 3(K) below. The GOVERNMENTAL BODY may only procure products or services from one source with any Federal funds if: (1) the products or services are available only from a single source; or (2) the DEPARTMENT authorizes such a procedure; or, (3) after solicitation of a number of sources, competition is determined inadequate. 3. Procurement of Goods or Services — State Funds. For purchases of products or services with any State of Illinois funds that cost more than $20,000.00, ($10,000.00 for professional and artistic services) but less than the small purchase amount set by the Illinois Procurement Code Rules, (currently set at $50,000.00 and $20,000.00 for professional and artistic services) the GOVERNMENTAL BODY shall obtain price or rate quotations from an adequate number (at least three) of qualified sources. Procurement of products or services with any State of Illinois funds for $50,000.00 or more for goods and services and $20,000.00 or more for professional and artistic services) will require the GOVERNMENTAL Printed 5/11/2015 Page 3 of 8 0P-D1 Deerfield Maintenance Agreement 15 911 043 01 BoBS 9073 (Rev. 02/0512015) Appropriation Code 011.49405-4472-0200 BODY to use the Invitation for Bid process or the Request for Proposal process. In the absence of formal codified procedures of the GOVERNMENTAL BODY, the procedures of the DEPARTMENT will be used. The GOVERNMENTAL BODY may only procure products or services from one source with any State of Illinois funds if: (1) the products or services are available only from a single source; or (2) the DEPARTMENT authorizes such a procedure; or, (3) after solicitation of a number of sources, competition is determined inadequate. The GOVERNMENTAL BODY shall include a requirement in all contracts with third parties that the contractor or consultant will comply with the requirements of this Agreement in performing such contract, and that the contract is subject to the terms and conditions of this Agreement. 4. EMPLOYMENT OF DEPARTMENT PERSONNEL. The GOVERNMENTAL BODY will not employ any person or persons that are employed by the DEPARTMENT for any work required by the terms of this Agreement while they are still employed by the DEPARTMENT. PART 3 FEDERALLY FUNDED AGREEMENTS [Not applicable to this Agreement.] PART 4 SPECIFIC PROVISIONS A. Invoices. Invoices submitted by the GOVERNMENTAL BODY will be based on the approved annual lump sum amount for completion of Part 5, Scope of Services and as described in Part 6, Compensation for Services. Furthermore, if any of the deliverables in Part 5 are not satisfactorily completed as determined by the DEPARTMENT, the DEPARTMENT will advise the municipality of the deficiencies to be corrected before invoicing will be authorized. Any invoices/bills issued by the GOVERNMENTAL BODY to the DEPARTMENT pursuant to this Agreement shall be sent to the following address: Illinois Department of Transportation District 1, Attn.: Operations Supervisor 3516 W. Washington St. Gurnee, IL 60031 All invoices shall be signed by an authorized representative of the GOVERNMENTAL BODY. B. Billing and Payment. All invoices for services performed and expenses incurred by the GOVERNMENTAL BODY prior to July 1st of each year must be presented to the DEPARTMENT no later than July 31st of that same year for payment under this Agreement. Notwithstanding any other provision of this Agreement, the DEPARTMENT shall not be obligated to make payment to the GOVERNMENTAL BODY on invoices presented after said date. Failure by the GOVERNMENTAL BODY to present such invoices prior to said date may require the GOVERNMENTAL BODY to seek payment of such invoices through the Illinois Court of Claims and the Illinois General Assembly. No payments will be made for services performed prior to the effective date of this Agreement. The DEPARTMENT will direct all payments to the GOVERNMENTAL BODY's remittance address listed in this Agreement. C. Termination. If the DEPARTMENT is dissatisfied with the GOVERNMENTAL BODY'S performance or believes that there has been a substantial decrease in the GOVERNMENTAL BODY'S performance, the DEPARTMENT may give written notice that remedial action shall be taken by the GOVERNMENTAL BODY within seven (7) calendar days. If such action is not taken within the time afforded, the DEPARTMENT may terminate the Agreement by giving seven (7) days written notice to the GOVERNMENTAL BODY. Additionally, the DEPARTMENT or the GOVERNMENTAL BODY may terminate the Agreement by giving the other party ninety (90) days written notice. Printed 5/11/2015 Page 4 of 8 OP -DI Deerfield Maintenance Agreement 15 911 043 01 BoBS 9073 (Rev. 02105/2015) Appropriation Code 011-49405-4472-0200 In either instance, the GOVERNMENTAL BODY shall be paid for the value of all authorized and acceptable work performed prior to the date of termination, based upon the payment terms set forth in the Agreement. D. Location of Service. Service to be performed by the GOVERNMENTAL BODY shall be performed as described in Part 5. E. Ownership of Documents/Title to Work. [Not Applicable To This Agreement] F. Software. [Not Applicable To This Agreement] G. Confidentiality Clause. Any documents, data, records, or other information given to or prepared by the GOVERNMENTAL BODY pursuant to this Agreement shall not be made available to any individual or organization without prior written approval by the DEPARTMENT. All information secured by the GOVERNMENTAL BODY from the DEPARTMENT in connection with the performance of services pursuant to this Agreement shall be kept confidential unless disclosure of such information is approved in writing by the DEPARTMENT. H. Reporting/Consultation. The GOVERNMENTAL BODY shall consult with and keep the DEPARTMENT fully informed as to the progress of all matters covered by this Agreement. Travel Expenses Expenses for travel, lodging, or per diem is NOT allowed pursuant to this Agreement. Indemnification. Unless prohibited by State law, the GOVERNMENTAL BODY agrees to hold harmless and indemnify the DEPARTMENT, and its officials, employees, and agents, from any and all losses, expenses, damages (including loss of use), suits, demands and claims, and shall defend any suit or action, whether at law or in equity, based on any alleged injury or damage of any type arising from the actions or inactions of the GOVERNMENTAL BODY and/or the GOVERNMENTAL BODY'S employees, officials, agents, contractors and subcontractors, and shall pay all damages, judgments, costs, expenses, and fees, including attorney's fees, incurred by the DEPARTMENT and its officials, employees and agents in connection therewith. GOVERNMENTAL BODY shall defend, indemnify and hold the DEPARTMENT harmless against a third -party action, suit or proceeding ("Claim") against the DEPARTMENT to the extent such Claim is based upon an allegation that a Product, as of its delivery date under this Agreement, infringes a valid United States patent or copyright or misappropriates a third party's trade secret. K. Equal Employment Opportunities, Affirmative Action, Sexual Harassment. The GOVERNMENTAL BODY will comply with the Illinois Human Rights Act with respect to public contracts, including equal employment opportunity, refraining from unlawful discrimination and having a written sexual harassment policy. L. Tax Identification Number. GOVERNMENTAL BODY certifies that: 1. The number shown on this form is a correct taxpayer identification number (or it is waiting for a number to be issued.), and 2. It is not subject to backup withholding because: (a) it is exempt from backup withholding, or (b) has not been notified by the Internal Revenue Service (IRS) that it is subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified the GOVERNMENTAL BODY that it is no longer subject to backup withholding, and 3. It is a U.S. entity (including a U.S. resident alien). NAME OF GOVERNMENTAL BODY: Village of Deerfield _ Taxpayer Identification Number- 30-0002270 Leval Status (check one): Printed 5/11/2015 Page 5 of a 0P-D1 Deerfield Maintenance Agreement 15 911 043 01 BOBS 9073 (Rev. 02/05/2015) Appropriation Code 011-49405.4472-0200 ❑ Tax-exempt ® Government ❑ Nonresident Alien ❑ Other M. International Boycott. The GOVERNMENTAL BODY certifies that neither GOVERNMENTAL BODY nor any substantially owned affiliate is participating or shall participate in an international boycott in violation of the U.S. Export Administration Act of 1979 or the applicable regulations of the U.S. Department of Commerce. This applies to contracts that exceed $10,000 (30 ILCS 582). N. Forced Labor. The GOVERNMENTAL BODY certifies it complies with the State Prohibition of Goods from Forced Labor Act, and certifies that no foreign -made equipment, materials, or supplies furnished to the DEPARTMENT under this Agreement have been or will be produced in whole or in part by forced labor, or indentured labor under penal sanction (30 ILCS 583). PART 5 SCOPE OF SERVICE/RESPONSIBILITIES A. The GOVERNMENTAL BODY agrees to operate and maintain specific portions of the State Highway system that are currently under the DEPARTMENTS jurisdiction, specifically the portions of that system located within the GOVERNMENTAL BODY's boundary as shown in Attachment A: This maintenance location listing may be modified as appropriate and mutually agreed to by both parties. Such modification shall be reduced to writing and must be approved by the Regional Engineer or his or her designee on behalf of IDOT and by 'v%Wron behalf of the Governmental Body. It is understood these modifications may result In a m6 ification to the total payments under this agreement. However, the parties hereby agree that a formal amendment to the agreement is not necessary to modify the locations nor is a formal amendment necessary to modify a change in cost associated with the change in locations provided the change in amount of total payments is less than 10%. B. Maintenance Requirements. The GOVERNMENTAL BODY's maintenance responsibilities include, but are not limited to the following routine services, as necessary: • routine surface and pothole repairs • temporary full depth patching; • removing expansion bumps on bituminous surfaces; • sealing cracks and joints; • cleaning; • picking up litter; • controlling snow and ice; and • all other routine operational services. Note: Median maintenance, when applicable, includes the following: • sweeping; • picking up litter; • mowing; and • repairing surface. C. Responsibilities. The GOVERNMENTAL BODY agrees to the following: • must obtain written approval from the DEPARTMENT before cutting or opening the curb or the pavement of any highway, which is covered in this AGREEMENT; • must undertake all measures, including notifying the DEPARTMENT of the need for legal action, to require utility owners or permit holders to adjust, maintain, repair, and restore all pavement Printed 5/11/2015 Page 6 of 8 0P-D1 Deerfield Maintenance Agreement 15 911 043 01 BoBS 9073 (Rev. 02105/2015) Appropriation Code 011-49405-4472-0200 cuts, curb openings, utility frames, municipal frames, grates, and covers that are disturbed by settlement, construction, or repair; must notify the DEPARTMENT of the need to inform utility owners or permit holders to pay all costs of adjustment, maintenance, repair and restoration; must ensure that the work adheres to all applicable laws, rules and regulations, as well as the DEPARTMENT's standards (the most recent edition of Standard Specifications for Road and Bridge Construction, and subsequent updates); and must request and obtain written approval from the DEPARTMENT's Regional Engineer or his designee before doing any extra work not specifically identified in this AGREEMENT. PART 6 COMPENSATION FOR SERVICES A. Funding: State Funds (Appropriation Code: 011-49405-4472-0200) $600,100 Estimate 100% Share B. Terms and Conditions: 1. GOVERNMENTAL BODY agrees that total payment for each fiscal year from 2016 through 2025 must not exceed the previous year's total payment plus cost adjustment_ [Cost adjustment means the previous year's total payment x % change of the Construction Cost Index, which is published in the Engineering News Record (January edition for each year)]. Payment for the cost of approved extra work will be added to the total funding as provided in Part 5, last paragraph; 2. The DEPARTMENT will calculate the compensation for services according to the DEPARTMENT's Bureau of Operations Maintenance Policy Manual, Section 11-800.2.4 Rate of Compensation; and Section 11-800.2.5 Empirical Formula — Municipal Maintenance of State Highways, and send an annual letter to the GOVERNMENTAL BODY notifying it of the new annual Lump Sum approved amount according to the attached Computation Sheet — Municipal Maintenance (Attachment A) under the conditions stated in Section B.1 above; 3. The GOVERNMENTAL BODY must submit an invoice voucher every 3 months (quarterly), based on the approved annual Lump Sum amount; and 4. The DEPARTMENT will pay the GOVERNMENTAL BODY's quarterly invoice vouchers on or about September 30, December 31, March 31, and June 30 of each fiscal year, subject to the DEPARTMENT's inspection for satisfactory operation and maintenance of covered streets. PART 7 CERTIFICATION REGARDING LOBBYING (49 CFR PART 20) [NOT APPLICABLE TO THIS AGREEMENT.] PART 8 AGREEMENT AWARD NOTIFICATION REQUIRED FOR ALL PROJECTS Does this project receive Federal funds? ❑ Yes Amount of Federal funds: None Printed 5/11/2015 Page 7 of a OP-D1 Deerfield Maintenance Agreement 15 911 043 01 BoBS 9073 (Rev. 02/05/2015) Appropriation Code 011-49405-4472-0200 Federal Project Number: NA Name of Project: State Routes Maintenance Agreement CFDA Number", Federal Agency, Program Title: NA "For CFDA (Catalog of Federal Domestic Assistance) Number, refer to original Federal Award/Grant Agreement. Printed 5/11/2015 Page 8 of 8 OP-D1 Deerfield Maintenance Agreement 15 911 043 01 BoBS 9073 (Rev. 02/05/2015) Appropriation Code 011-49405-4472-0200 STATE OF,LLINOIS DEPARTMENT OF TRANSFORTATI ON COMPUTATION SHEET - MUNICIPAL MAINTENANCE For the Period beginning July 1, 2015, ending June 30, 2016 . INTERSECTING STREETS PORTIONS UNDER AGREEMENT LINE TOTAL BUILT NO. LENGTH LANE ADT/ RATE/ ADJ. NO. ROUTE SECTION STREET NAME_ FROM TO WIDTH BY _WIDTH LANES LOCATION WFEET MILES LANE SOURCE IN. MI. FACTOR 1 FAU 2706 BY-WRS(78) Illinois Route 43 North Corporate Limits Fair Oaks 44' S 44' 4 Full 6190 4.69 6613 Ce296 632 5.91 (Lincoln) Roadway 2 FAU 2708 AY-WRS(78) Illinois Route 43 Fair Oaks Orchard 44' S 44' 4 Full 1740 1.32 6613 C'96 632 5.91 (Lincoln) Roadway 3 FA 42 AY-RS Illinois Route 43 Orchard Osterman 54' S-M 40' 4 Center 1775 1.35 6613 C-'96 632 5.91 (Lincoln) 4 FA 42 AY-RS Illinois Route 43 Osterman Central 49 S 40' 4 Full 305 0.23 6613 C '96 632 5.91 (Lincoln) Roadway 5 FAU 2706 AY-RS(78) Illinois Route 43 Central South Limits of 44' S 44' 4 Full 3730 2.83 6813 C'96 632 5.91 (Lincoln) Briarwood CC Roadway 6 CH101, 0102 Illinois Route 43 South Limits of GC Chestnut 2@24' C-S 2@24' 4 Full 1830 1.39 6613 C-'96 632 5.91 101A 0101.03 MFT (Lincoln) Briarwood CC Roadway 7 CITY 32CS Illinois Route 43 Chestnut Walnut 1@24' M 2-24' 4 Adj. to 1438 1.09 6613 C296 632 5.91 (Lincoln) 1@36' V Median 8 MEDIAN CH101, 0102 Illinois Route 43 South Limits of Chestnut 4' V 1830 0.35 Curb Median 330 &91 101A 0101.03 MFT (Lincoln) Briarwood CC 9 MEDIAN CITY 32CS Illinois Route 43 Chestnut Walnut 4' V 1438 0.27 Curb Median 330 5.91 (Lincoln) 10 TOLL T-11-7 Pfingsten At 1-94 Spur 30' TWY 30' 2 Full 217 0.08 1OD50 C'90 701 5.91 Roadway 11 CH101, 0102, Pfingsten North Abutment of 360' S/o Lake -Cook 2@24' C 2@24' 4 Adj. to 728 0.55 5025 C90 601 5.91 101A 0101.03 Bridge Median STATE Of ILLINOIS DEPARTINIENT OF TRANSPORTATION COMPUTATION SHEET - MUNICIPAL MAINTENANCE Far the Period beginning July 1, 2015, ending June 30, 2016 INTERSECTING STREETS PORTIONS UNDER AGREEMENT LINE _ TOTAL BUILT NO, LENGTH LANE---ADT/ RATE/ ADJ. NO. ROUTE _ SECTION _ STREET NAME _ FROM TO WIDTH BY WIDTH LANES LOCATION IN FEET MILES LANE SOURCE I.N. MI. FACTOR 12 TOLL T-11-B Pfingsten 360' S/o Lake -Cook Lake -Cook 22' T 22' 2 Full 323 0.12 10050 C290 701 5.91 Roadway 13 MEDIAN TOLL T-11-B Pfingsten 360' S/o Lake -Cook Lake -Cook T 4' 323 0.06 Rumble Median 165 5.91 TOTALS 14.33 Lane Miles TOTAL AI