11/19/2012COMMITTEE OF THE WHOLE – Minutes of Meeting
November 19, 2012
The Village Board met as a Committee of the Whole in the Community Conference
Room of the Village Hall at 6:30 p.m. on Monday, November 19, 2012. In attendance
were:
PRESENT:
Village Board Staff
Harriet Rosenthal, Mayor Kent Street, Village Manager
Robert Benton, Trustee Jenny Maltas, Assistant to the Village Manager
Thomas Jester, Trustee Eric Burk, Acting Finance Director
Mary Oppenheim, Trustee John Sliozis, Police Chief
William Seiden, Trustee Barbara Little, Director of PW and Engineering
Barbara Struthers, Trustee Andrew Lichterman, Management Analyst
ABSENT:
Alan Farkas, Trustee
ALSO PRESENT
Daniel Berg, Sikich, LLP
Public Comment
There was no one present for public comment.
Fiscal Year 2011/12 Audit Review
Acting Finance Director Eric Burk reported the fiscal year 2011/12 audit has been
completed and received a desirable “Unqualified Opinion” from Sikich, LLP. Mr. Burk
noted there were two major changes included in this years audit report: (1) Fund balance
categories have been expanded and there are now 5 categories describing the different
levels of spending restrictions; and (2) the Deerfield Public Library is no longer a
component unit included in the Village’s audit report and the Library will report finances
separately.
Mr. Burk introduced Daniel Berg, Partner with Sikich, LLP and asked him to report on
the highlights from this year’s Comprehensive Annual Financial Report.
Mr. Berg thanked the Village Board for utilizing the services of Sikich, LLP and restated
that the Village’s audit received an “Unqualified Opinion.” He noted this is the best
rating the Village can receive. Mr. Berg complimented staff on their preparations and for
providing the Sikich audit team with all the necessary documents.
Mr. Berg noted he anticipates this year’s report will once again receive the Government
Finance Officer Association’s Certificate for Excellence. Mr. Berg also reiterated the
Government Accounting Standards Board has implemented new standards that no longer
requires the Library to be included in the Village’s audit report and also establishes new
fund balance categories that help educate users that not all unspent fund balances are
actually available to be spent.
C.O.W; November 19, 2012
Mr. Berg highlighted changes in this year’s report:
Overall net assets increased in spite of WRF construction.
The General Fund increased by $2.2 million.
The Library bond is included in the report (since the Village issued the bond on
the Library’s behalf).
The water and sewer funds both had net losses and need to be monitored
regularly.
o Manager Street noted both water and sewer rate increases were included in
this year’s budget but are not reflected in the current audit report.
The Police Pension Fund increased net assets by over $3 million, which is a 10%
increase. Mr. Berg noted it is excellent and very unique that the Fund is 80%
funded, while most other municipalities have Police Pension Funds funded at the
50-60% range.
The Illinois Municipal Retirement Fund (IMRF) is 61% funded. Mr. Berg noted
the Village cannot control the funding liability of this account and overall the
IMRF increased 3% year-over-year.
Trustee Jester questioned whether the auditors perform random checks on the Village’s
financial reporting. Mr. Berg noted the audit team performs random checks on revenues
and expenditures that did not take place during the previous year, and more importantly
they ask for extensive supporting materials from staff to confirm reporting. Trustee
Jester noted the amount of accrued vacation time for staff is very troubling. He requested
that the Village Manager review the situation and advise the Board how the Village got to
this level of vacation accrual and recommend a solution.
Trustee Oppenheim asked about efforts for the Village to automate inventory and noted
implementing time-clocks is one system that has been discussed in the past. Mr. Berg
noted the Village will need to conduct a cost-benefit analyst to determine if there is an
opportunity for savings to be realized. Manager Street noted there are more opportunities
to automate systems today at lower costs than previously existed. Trustee Struthers
cautioned she does not want staff to feel that they are not trusted by implementing system
such as automated time-clocks. Trustee Oppenheim noted it is not a trust issue but rather
a matter of efficiency. Manager Street noted the system would better protect both the
Village and the employees.
Trustee Struthers asked if the Police Department is voiding tickets and recommended
against such a practice. Chief Sliozis reported the Department rarely voids tickets and
when it does take place it is primarily related to parking tickets. He noted, after valid
proof is shown to void a ticket, those tickets are documented and signed-off on by at least
two officers, one of which is the Chief or Deputy Chief of Police. He stated the
Department can conduct checks of voided tickets more often to ensure the proper
documentation is being included.
Mayor Rosenthal asked Mr. Berg about the Discreetly Reported Component Unit
included in the audit report. Mr. Berg noted that section use to be where the Library’s
report was included and it should be removed from the report.
C.O.W; November 19, 2012
Trustee Struthers noted the report shows $4 million is owed to the Village from other
governments and asked what those other governments are. Mr. Berg reported that it is
approximately 4 months of sales tax and 3 months of income tax payments that the
Village is owed by the State of Illinois. Trustee Struthers inquired about the deferred
property taxes listed in the report. Mr. Berg noted those are County property taxes that
are billed but not recognized until the next fiscal year. Trustee Struthers asked about the
overlapping debt schedule. Mr. Berg noted this illustrates to the user (homeowner,
business owner, taxpayer) what they will ultimately be liable to pay for debt of all
applicable taxing bodies.
Mayor Rosenthal stated the Village is well aware of the misconduct that took place in the
Finance Department at Dixon, Illinois and asked Mr. Berg how the Board can be assured
it is not happening here. Mr. Berg noted Dixon operated on the Commission form of
government, rather that than Council-Manager form, and the Treasurer in Dixon was not
professionally trained. Further, he noted that Deerfield has internal controls in place,
segregates duties, has lots of oversight, and independent auditors confirm the State
revenues that are reported by the Village, none of which was the case in Dixon. Mr. Berg
noted it would be nearly impossible for any material amount of funds to be
misappropriated in the Village without being caught by staff or the audit team. Mayor
Rosenthal stated that is very reassuring.
The Village Board thanked Mr. Berg and the Sikich audit team for their comprehensive
report.
Other Items for Discussion
Mayor Rosenthal suggested reviewing next year’s budget line-by-line. Manager Street
noted this is something staff is prepared to do, as they already conduct this review
internally prior to presentation to the Board. The Village Board concurred with Mayor
Rosenthal.
Adjournment
Trustee Benton made a motion to adjourn. The motion was seconded by Trustee
Oppenheim.
The meeting adjourned at 7:15 p.m.
Respectfully Submitted,
Andrew S. Lichterman
Management Analyst