R-20-19VILLAGE OF DEERFIELD
RESOLUTION NO. 2020- R-20-19
A RESOLUTION AUTHORIZING AN INTERGOVERNMENTAL
AGREEMENT BY AND BETWEEN THE VILLAGE OF
DEERFIELD AND THE COUNTY OF LAKE
WHEREAS, the Coronavirus Aid, Relief, and Economic Security Act ("CARE,SAct')
provides for payments from the Federal government to local governments to reimburse
certain expenses incurred due to the public health emergency created by the COVID-19
pandemic; and
WHEREAS, the CARES Act provides that the Federal government will provide an
initial disbursement of fund to units of local government with over 500,000 residents, who
may then determine how to distribute CARES Act funds to other qualifying entities to
reimburse eligible expenses; and
WHEREAS, the County of Lake, Illinois, is an eligible recipient of CARES Act funding
and has established a program to distribute CARES Act funds to other units of local
government in Lake County, such as the Village, for eligible expenses; and
WHEREAS, the County of Lake ("County) and the Village desire to enter into an
intergovernmental agreement regarding the disbursement of CARES Act funds in the form
attached as Exhibit A (`Agreement'); and
WHEREAS, the Village and the County are authorized to enter into the Agreement
pursuant to the Illinois Constitution and the Illinois Intergovernmental Cooperation Act, 5
ILCS 220/1 et seq.; and
WHEREAS, the Village Board has determined that it is in the best interests of the
Village and its residents to approve the Agreement with the County in accordance with this
Resolution.
NOW, THEREFORE, BE IT RESOLVED BY THE VILLAGE OF DEERFIELD,
LAKE AND COOK COUNTIES, ILLINOIS, as follows:
SECTION ONE: RECITALS. The foregoing recitals are incorporated into, and
made a part of, this Resolution as findings of the Village Board.
SECTION TWO: APPROVAL OF AGREEMENT. The Agreement by and
between the County and the Village regarding CARES Act reimbursements is hereby
approved in substantially the form attached as Exhibit A and in a final form approved by the
Village Attorney.
SECTION THREE: AUTHORIZATION AND EXECUTION OF THE AGREEMENT.
The Village President and the Village Clerk are authorized and directed to execute and seal,
on behalf of the Village, the Agreement in the final form approved by the Village Attorney
{00116038.1 }
SECTION FOUR: EFFECTIVE DATE. This Resolution will be in full force and
effect from and after its passage, approval, and publication in the manner provided by law.
AYES: Benton, Jester, Oppenheim, Seiden, Shapiro, Struthers
NAYS None
ABSTAIN: None
ABSENT: None
PASSED: August 3, 2020
APPROVED: August 4, 2020
RESOLUTION NO: R-20-19
VL'-t'1V tL�
Harriet Rosenthal, Mayor
ATTEST
Kent 4. Street, Village Clerk
f00 116038.1}
EXHIBIT A
Agreement
{00116038.1 }
INTERGOVERNMENTAL AGREEMENT
COVIDI9 RELIEF FUND
THIS AGREEMENT made this _3rd day of August_, 2020, by and between the
County of Lake (hereinafter referred to as "COUNTY") and the Village of Deerfield
(hereinafter referred to as "MUNICIPALITY," regardless of legal organization which may
include a Home Rule unit of government). The COUNTY and the MUNICIPALITY shall
hereinafter be referred to jointly as the Parties.
RECITALS
WHEREAS, the Illinois Constitution and the Intergovernmental Cooperation Act (5 ILCS
220/ et. seq) authorize units of local government, including counties and municipalities, to contract
or otherwise associate among themselves in any manner not prohibited by law and to jointly
exercise any power, privilege or authority conferred upon them by law; and
WHEREAS, Article 7, Section 10 of the Illinois Constitution of 1971 and the Illinois
Intergovernmental Cooperation Act 5 ILCS 220/1 et seq. allow units of public entities to enter into
intergovernmental agreements in the furtherance of their governmental purposes; and
WHEREAS, pursuant to the Coronavirus Aid, Relief, and Economic Security Act
("CARES Act") the COUNTY received approximately one hundred twenty-two million dollars
from the United States Government ("CARES Act Funds"); and
WHEREAS, the CARES Act provides for payments to local governments navigating the
impact of the COVID-19 outbreak via the Coronavirus Relief Fund; and
WHEREAS, the CARES Act provides that payments from the Coronavirus Relief Fund
may only be used to cover expenses which: (1) are necessary expenditures incurred due to the
public health emergency with respect to the Coronavirus Disease 2019 (COVID-19); (2) were not
accounted for in the budget most recently approved as of March 27, 2020 (the date of enactment
of the CARES Act) for the local government; and (3) were incurred during the period that begins
on March 1, 2020 and ends on December 30, 2020; and
WHEREAS, the COUNTY was eligible to receive payments under the CARES Act, as it
is a unit of local government in excess of 500,000 residents; and
WHEREAS, the United States Department of Treasury ("Treasury") has issued guidelines
with regards to the authorized use of funds allocated to local governments under the CARES Act;
and
WHEREAS, this Agreement is intended to promote the most efficient distribution of
financial resources which have been made available to the COUNTY to benefit the citizens of the
COUNTY; and
WHEREAS, under the CARES Act, should the Office of the Inspector General determine
that the funds were used in a manner contrary to the intent of the Act or contrary to the United
States' Department of Treasury guidelines, the CARES Act provides that the federal government
may recoup the improperly spent funds from the COUNTY; and
WHEREAS, the COUNTY and the MUNICIPALITY within Lake County, and its
residents, have suffered secondary effects of the coronavirus emergency; and
WHEREAS, the COUNTY, as the jurisdiction responsible for disbursement of funds under
the CARES Act, finds that it is appropriate to use these funds to defray certain costs incurred by
the MUNICIPALITY related to the coronavirus emergency; and
WHEREAS, pursuant to guidance and interpretations of Treasury, the COUNTY as
recipient of CARES Act funds may distribute a portion of those funds to other responsible entities
within the COUNTY to assist in distributing CARES Act funds to those most in need of such funds
to be administered in compliance with the CARES Act, current and amended Treasury guidance
and interpretations, and this Agreement; and
WHEREAS, the COUNTY may provide direct reimbursement to a MUNICIPALITY that
has eligible reimbursements per the Treasury guidance, both current and as amended; and
NOW, THEREFORE, the COUNTY and the MUNICIPALITY hereby agree as follows:
1.0 Recitals, Definitions, and Purpose.
1.1 Recitals Incorporated. The recitals set forth above are incorporated in this Agreement
by reference and made a part of this Intergovernmental Agreement ("IGA").
1.2 Definitions.
1.2.1 "CARES ACT funds" shall refer to funds which have been allocated to the
COUNTY under the Coronavirus Aid, Relief, and Economic Security Act
("CARES Act") of which the COUNTY is responsible for the disposition.
1.2.2 "Forms" shall refer to forms or application documents used to seek
reimbursement of coronavirus related expenses under this agreement.
1.2.3 All other words used in this agreement which are not specifically defined
shall have their normal and ordinary meaning.
1.3 Purpose. The purpose of this Agreement is to establish a contractual relationship
between the COUNTY and MUNICIPALITY with regards to the proposed
reimbursement of municipal expenses associated with the coronavirus emergency from
federal CARES ACT funds which the United States Federal Government has disbursed
to the COUNTY. The COUNTY has, by resolution, created the Lake COUNTY Local
Government COVID-19 Reimbursement program. This agreement shall remain in
effect between the parties to govern the form of applications for reimbursement, the
review of applications, the criteria for reimbursable expenses, the retention of
documents, and other material terms governing the processing of reimbursement
applications as outlined in the guidelines provided by the COUNTY to the
MUNICIPALITY.
2.0 Obligations of the COUNTY
2.1 Generally. The COUNTY, by and through its Finance Department, shall process
requests for reimbursement received from MUNICIPALITY subject to the
requirements set forth herein.
2.2 Submittal does not guarantee approval. The COUNTY, by receiving and processing
the reimbursement requests of MUNICIPALITY, does not guarantee approval of the
reimbursement requests by the COUNTY, the United States Department of Treasury,
or the Office of the Inspector General.
2.3 No further obligations. The COUNTY shall have no further obligations under this
IGA other than those expressly set forth.
3.0 Obligations of the MUNICIPALITY
3.1 Generally. In order to submit requests for reimbursement of coronavirus emergency
related expenditures, MUNICIPALITY agrees to submit the forms, certifications and
documentation as may be required by the COUNTY for any expense for which
MUNICIPALITY seeks reimbursement under this Agreement. MUNICIPALITY
agrees that the sole and exclusive decision as to whether or not MUNICIPALITY's
request is granted lies within the discretion of the COUNTY, and that submission of
expenses for reimbursement does not obligate the COUNTY to agree to reimburse
those expenses. MUNICIPALITY agrees that the COUNTY, through its Finance
Department, may deny reimbursement for expenses which, in the discretion of the
Chief Financial Officer, are not permitted uses for CARES ACT funds. The parties also
agree that expenses that may be otherwise eligible for reimbursement may be rejected
by the COUNTY in its sole discretion, that the COUNTY is under no obligation to
approve any particular reimbursement request, and that reimbursement is also subject
to the availability of funds.
4.0 Form of Expense Submittals, Certification, failure to use form or comply with criteria
4.1 Generally. The Parties agree that expenses for which MUNICIPALITY seeks
reimbursement shall be submitted upon the forms and in the manner as may be required
by the COUNTY. MUNICIPALITY agrees to utilize these forms exclusively in
seeking reimbursement of expenses related to the coronavirus emergency.
4.2 Certification. By entering into this IGA the Mayor, President, CFO or City Manager
or other authorized official certifies that the expenses for which MUNICIPALITY
seeks reimbursement: (i) are necessary expenditures incurred due to the public health
emergency with response to the Coronavirus Disease 2019, (ii) were not accounted for
in the most recently approved budget of the MUNICIPALITY, as of March 27, 2020,
(iii) were incurred during the period between March 1, 2020 and December 30, 2020,
and (iv) meet the criteria set forth in the United States Department of Treasury
guidelines and interpretations, both current and as they may be amended and
supplemented in the future.
4.3 Failure to use form or attach certification. The failure by MUNICIPALITY to use
the required forms or to accompany each and every reimbursement request with a
completed certification, shall lead to the summary rejection of that submittal by the
COUNTY.
4.4 Failure to comply with Department of Treasury Guidelines and Interpretations.
The COUNTY reserves the right to reject any reimbursement which it determines, in
its sole and exclusive discretion, does not meet the criteria of the CARES ACT or
United States Department of Treasury guidelines and interpretations, both current and
as may be amended and supplemented in the future, associated with disbursement of
funds under the CARES ACT.
4.5 MUNICIPALITY shall not submit for reimbursement to the COUNTY any expense
which the MUNCIPALITY has submitted or will submit to any other entity, whether
public or private, for reimbursement. Should MUNICIPALITY at any time receive
reimbursement for any expense for which the COUNTY has already reimbursed the
MUNCIPALITY under this IGA, the MUNICIPALITY shall within 14 days or at the
next scheduled municipal meeting occurring thereafter authorize and refund that
reimbursement to the COUNTY.
5.0 Reimbursement guidelines; prohibition on duplicate reimbursement.
5.1 Reimbursement guidelines will be provided to MUNICIPALITY that will include
details specific to maximum reimbursement funding and allocation method, allowable
expenses, required documentation and format of submittal, submission deadlines,
reporting requirements, compliance audit information, and records retention, among
other guidance.
5. 1.1 The reimbursement guidelines may be updated based on additional
information received by COUNTY, or if additional funding is allocated.
5.2 MUNICIPALITY shall not be entitled to reimbursement of expenses on application to
the County for which it has sought and received reimbursement from any other entity,
whether public or private, as described in 4.2, above.
6.0 Cooperation
6.1 The COUNTY shall assist MUNICIPALITY in complying with the requirements of
the CARES Act and the United States Department of Treasury guidelines by preparing
sample forms and providing feedback and guidance with regards to the type and quality
of information required to complete such forms.
6.2 MUNICIPALITY agrees to abide by the terms of the CARES Act and all United States
Department of Treasury guidelines and interpretations, both current and as may be
amended and supplemented in the future.
6.3 MUNICIPALITY shall, at the COUNTY's request, supply COUNTY with all relevant
information for the COUNTY to evaluate whether a request for reimbursement meets
the criteria under the CARES Act and United States Department of Treasury guidelines,
both current and as may be amended and supplemented in the future.
7.0 Records
7.1 MUNICIPALITY shall maintain all records relating to the expenses which
MUNICIPALITY seeks to have reimbursed by COUNTY from CARES Act funds for
a period of at least ten (10) years or the period of time required by other state or federal
law, whichever is longer.
7.2 At any time, the COUNTY may request that the MUNICIPALITY provide records
relating to the expenses which MUNICIPALITY seeks to have reimbursed.
MUNICIPALITY agrees to provide records within 14 days in response to such
requests.
7.3 Failure to provide records may result in the denial of the reimbursement request. In
circumstances where the reimbursement request has been granted and the records are
needed to justify the reimbursement to the Office of the Inspector General or any other
office, official, or department which may later become responsible for auditing
disbursements of CARES Act funds, failure by MUNICIPALITY to provide these
records, for any reason including the prior destruction of these records, shall constitute
a breach of this Agreement. The sole and exclusive remedy for such a breach is that
MUNICIPALITY shall be responsible for repayment of any disbursement which the
Office of Inspector General, or its successor, finds improper, unsupported, or unable to
be verified within the time limit set by the Office of Inspector General. The
MUNICIPALITY shall make said repayment on or before the COUNTY is required to
reimburse the federal government for such improper, unsupported, or unverified
expense. Additionally, MUNICIPALITY agrees to indemnify the COUNTY or make
the COUNTY whole for any penalty assessed against the COUNTY based upon
MUNICIPALITY's failure to retain or provide records.
8.0 Timeliness.
8.1 The Parties agree that time is of the essence in the processing of applications for
reimbursement. The COUNTY shall use all reasonable speed and diligence in the
processing of applications for reimbursement.
8.2 The Parties agree that time is of the essence in communications seeking supporting
documents or requesting records under this agreement. The Parties agree that they shall
use all reasonable speed and diligence in responding to requests for records or
supporting documents.
9.0 Indemnity.
9.1 The Parties agree that where the COUNTY may rely upon the certification of the
MUNICIPALITY that such expenses which MUNICIPALITY sought to have
reimbursed from CARES Act funds met the minimum requirements of the CARES Act,
and where the Office of the Inspector General, or any other person, official, or
department which is charged with the auditing and review of expenditures of CARES
Act funds determines that such reimbursement was not permitted under the CARES
Act, MUNICIPALITY agrees to indemnify, reimburse and make whole the COUNTY
for any funds which the United States Government or its agencies seeks to recoup or
collect, either by litigation, or by withholding other federal funds owed to the
COUNTY. MUNICIPALITY further agrees to indemnify, reimburse, or make whole
the COUNTY for any penalties associated with the federal government seeking to
recoup the expended CARES Act funds which the COUNTY disbursed to
MUNICIPALITY including interest, attorneys fees or any penalty provided by law.
Additionally, MUNICIPALITY agrees to indemnify the COUNTY or make the
COUNTY whole for any penalty assessed against the COUNTY based upon
MUNICIPALITY's duplication of reimbursements as provided in Article 5.2 above.
MUNICIPALITY also agrees to indemnify the COUNTY for any other loss or damage
due to MUNICIPALITY's violation of this IGA.
9.2 MUNICIPALITY agrees to hold COUNTY harmless for any evaluation or advice
which the COUNTY provided to MUNICIPALITY as to whether the requested
reimbursement is a permissible use of the CARES Act funds.
10.0 Term and termination
10.1 Term. This Agreement shall remain in effect until December 30, 2020 unless
earlier terminated by either party provides written notice of termination to the other.
Such notice shall be effective 14 days after receipt of the termination.
10.2 Survival of Terms. Those terms relating to the party's obligation to maintain
records and provide records, and the MUNICIPALITY's indemnification of the
COUNTY shall survive the termination of this Agreement.
11.0 General Terms and Conditions
11.1 Amendment. Any revision to this Agreement shall be made by written amendment
to this Agreement. This Agreement, including exhibits attached hereto and
incorporated herein by reference, represents the entire Agreement between the parties
with respect to the subject matter hereof and supersedes all prior communications,
agreements, and understandings relating thereto.
11.2 Assignment. The performance covered by this Agreement shall not be assigned or
delegated without the prior written consent of the COUNTY.
11.3 Conflict of Interest. No officer, employee, elected or appointed officials of the
COUNTY or the MUNICIPALITY (and no one with whom they have family or
business ties) shall obtain any personal or financial benefit of the funds to be
administered herein
11.4 Notices. Any notice under this IGA shall be sent by email to the following
individuals at the indicated email addresses:
To the COUNTY:
Patrice Sutton, Chief Financial Officer, County of Lake at psuttonnlakecountyil. ov
To the MUNICIPALITY:
(name/title/email address)
IN WITNESS WHEREOF, the COUNTY and the MUNICIPALITY have executed this
Agreement as of the date first above written.
COUNTY OF LAKE
County Administrator, Lake County
ATTEST:
Lake County Clerk
(MUNICIPALITY)
Authorized Signature
Harriet Rosenthal
Printed Name
Mayor
Title
ATTEST:
la
K' <4, � /
Munici al Clerk