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Village Budget For Year Beginning May 1, 2012bhz ,. 110 y, • IlaaU21a Ion I■■ILIre M111 • Bond Proceeds 29% Grants__ 2% User Fees_ 1% Electric Util Tax 2% BUDGET REVENUES - FY 2012/13 Village Property Tax Municipal Sales Tax 10% 15% Interest Earnings 2% State Income Tax 3% Hotel Tax 3% Water Charges 8 Charges 5% Telecomm. Tax 4% 2012/13 Budget Expenditures (by function) Infrastructure Police Pens. Payments 4,/0 39% — General Obligation Debt 5% General Government 9% Economic Incentives 1 3% Police (Inc. E911) 18% Street 6% .—Sewer 5% Water 8% VILLAGE OF DEERFIELD ANNUAL BUDGET MAY 11 2012 TO APRIL 30, 2013 ELECTED OFFICIALS Harriet Rosenthal, Mayor Robert Benton, Trustee Mary Oppenheim, Trustee Alan Farkas, Trustee William Seiden, Trustee Tom Jester, Trustee Barbara Struthers, Trustee VILLAGE MANAGER Kent Street DEPARTMENT HEADS Eric Burk, Acting Director of Finance/Treasurer John J. Sliozis, Chief of Police Barbara K. Little, Director of Public Works and Engineering Clint Case, Building & Code Enforcement Supervisor Jeff Ryckaert, Village Planner www.deerfield.il.us 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 r TABLE OF CONTENTS SUMMARY INFORMATION Page Village Manager's Transmittal Message ............................................................ ..............................1 GFOAAward ..................................................................................................... ............................... 7 BudgetSummary ( Detail) .................................................................................. ............................... 8 Budget Summaries and Fund Balance Projections .......................................... .............................10 Proposed2012 Property Tax Levy ................................................................. ............................... 12 Major Revenues — 4 -Year Detail ..................................................................... ............................... 13 Revenues /Expenditures by Fund Type ........................................................... ............................... 17 Major Budget Policies and Objectives ............................................................ ............................... 19 Major Revenue Discussion ............................................................................. ............................... 22 BudgetCalendar ............................................................................................. ............................... 27 PersonnelDetail .............................................................................................. ............................... 28 Supplemental Information — Village Overview ................................................ ............................... 29 OrganizationChart .................................................................. ............................... Inside back cover ADMINISTRATION ADMINISTRATIVE SERVICES (Summary) ................................................... ............................... 33 FinanceDepartment .......................................................................... ............................... 34 Mayor and Board of Trustees ............................................................ ............................... 36 Manager's Office ................................................................................ ............................... 39 CommunityDevelopment ................................................................... ............................... 42 EngineeringDivision .......................................................................... ............................... 47 PUBLIC SAFETY POLICE DEPARTMENT Police Department Summary ............................................................. ............................... 51 Mission Statement, Goals and Accomplishments ............................. ............................... 52 Budget Requests (including E 911) ................................................... ............................... 54 PUBLIC WORKS PUBLIC WORKS StreetDivision Summary ................................................................... ............................... 57 Goals and Accomplishments ................................................ ............................... 58 BudgetRequests .................................................................. ............................... 60 WaterFund Summary ........................................................................ ............................... 62 Goals and Accomplishments ................................................ ............................... 63 BudgetRequests .................................................................. ............................... 65 SewerFund Summary ....................................................................... ............................... 67 Goals and Accomplishments ................................................ ............................... 68 BudgetRequests .................................................................. ............................... 71 GarageFund ...................................................................................... ............................... 73 II CAPITAL PROJECTS CAPITAL PROJECTS FUNDS Capital Projects Funds — Summary .................... Infrastructure Replacement/MFT/VERF ............. 3 Year Capital Improvement Program Summary SUPPORT FUNDS MISCELLANEOUS FUNDS Support Funds — Summary ..... ............................... DebtService ........................... ............................... Pension Funds ( Police) ........... ............................... Refuse Collection /Commuter Station Parking Lots LIBRARY SYSTEM (A Component Unit) Budget Request ...................... ............................... Page .... 75 .... 76 .... 79 83 84 86 88 .0 APPENDICES A— Equipment Purchases ( non- VERF) ............................................. ............................... 91 B— Glossary ..................................................................................... ............................... 92 C — Summary of Significant Accounting and Budgeting Policies ....... ............................... 96 lu 1 1 1 1 1 1 r 1 1 1 1 1 1 r z 0 ;a3 D� O� ' z 1 1 1 1 1 1 r 1 1 1 1 1 1 r 1 1 1 �j VILLAGE OF DEERFIELD BUDGET MESSAGE ' Municipal government provides a wide range of basic services on which we all depend: police protection, potable water, sewage treatment, snow plowing and building inspection to name a few. The ability of an elected board to supply these services in an effective and efficient manner depends on its financial decisions. ' That is why of all issues considered by the Village Board over the course of a year none is more important than adoption of the annual budget. The total expenditure budget for 2012 -13 is $56,505,058, excluding the Library (a component unit) budget, ' which is $7,347,500. This represents a 1.3% decrease from last year's amended budget and reflects a somewhat decreased capital program, primarily the expected completion of the wastewater (sewage) treatment plant (WRF) project and no large road reconstruction projects. The operating component of the ' budget is $25,430,631, which is a 0.1 % decrease from the prior year. This budget reflects the maintenance of current programs and service levels in light of the constrained ' economic conditions and reduced revenues while continuing a capital project program that maintains an aging infrastructure and continues work on the largest capital item in village history, the reconstruction of the sewage treatment plant. Reflecting the slower economic conditions locally and statewide and a stable population, there are no new full -time positions in this budget. tPLANNING PROCESSES ' This budget continues the implementation of recommendations contained in significant planning studies that were completed in the last five years. The major recommendation of the sanitary sewer system study was the reconstruction of the Village owned sewage treatment plant. After a number of years of planning and ' engineering design work, this project was begun in FY 2011. Funding for the WRF has been primarily through the use of debt — an initial debt issuance of $7.5 million GO Build America Bonds in 2010, $12.5 million Qualified Energy Conservation Bonds in 2011 and $10 million GO Bonds in 2012. The use of these ' programs will substantially reduce the interest payments on the debt service versus regular debt issuance. This budget also continues a general annual road maintenance program but no other large scale projects. The economic downturn that has affected the country over the past three years certainly played a major role ' in the budget deliberations this year. Due to past budgeting decisions, a low tax composition relative to other similarly situated communities and the conservative spending that has taken place coupled with the relative strength of the micro economy in Deerfield and our strong fund balance the Village has not had to implement ' the drastic personnel and program reductions that many local governments have found necessary. The Village has chosen to selectively determine the timing of filling open employee positions and has eliminated three unfilled full time positions over this time period. ' Due to the continuing structural deficits in the Water and Sewer Funds over that past three years, the Board undertook a comprehensive review of the funds' operations and projections for the next five years. Due to lower water usage which affects both water and sewer revenues, the Board has approved a revenue plan ' that will increase water and sewer revenues over the next three years that will address the structural imbalance currently in the funds. 1 I850 WAUKEGAN ROAD DEERFIELD, ILLINOIS 60015 TELEPHONE 847.945.5000 FAX 847.945.0214 The Board has determined that a continued program of replacing and maintaining the infrastructure of the ' Village is important; this budget contains plans for additional debt issuance to fund the completion of the WRF and the imposition of additional property taxes to fund this debt. It is anticipated that $2 million in new debt will be issued this fiscal year for the completion of the t reconstruction of the sewerage treatment plant. The Deerfield Public Library will also continue its remodeling project that, pursuant to state statute, will require the Village to issue another $6 million of GO debt in their name. $5.9 million of debt for this purpose was issued as part of the Village series in 2011. The Village has ' had very little debt outstanding relative to its assessed value and this additional debt will not be a burden. Funding for the debt service will come from a combination of annual general revenues, fund balance and additional property tax. The exact composition of each annual debt service will be determined from year to ' year as the operating results and economic conditions vary. All the debt will be general obligation as the Village has unlimited home rule authority to raise taxes and enjoys a Aaa bond rating from Moody's. The Village organizes its budget under several funds. Following are brief highlights of each major fund. ' GENERAL CORPORATE FUND ' This is the basic operating fund of the Village, which includes revenues and expenditures of all governmental activities, except those funds that must be accounted for independently under Illinois law. ' Revenues: The 2012 -13 General Fund has projected new revenues of $18,432,900, which is a 2.7% increase over last year's budget. A slight increase is budgeted in the base Sales Tax over last year which reflects a decrease due to the evolving local economy for retail sales offset by increased activity due to the Walgreens National ' sales tax incentive. Net of the rebate this revenue is expected to decrease. The Hotel Room Tax is budgeted for a 6% increase which also reflects the slow recovery in business travel; this would bring the revenue back to slightly above FY ' 08/09 actual. The combined state shared income and use tax are expected to be flat. Building permit revenue is projected up 5% to $525,000 due to continued strong residential and commercial remodeling. The telecomm tax is expected to t remain flat while there is a 4% increase budgeted for the electricity utility tax. These are expected to generate $1.5 million and $1.25 million respectively for the General Fund. Overall, revenues are sufficient to cover the operating costs of the fund. ' Expenditures: Total expenditures for the General Corporate Fund are projected at $20,647,508, which is a 7.9% increase from the final revised budget last year. There is a transfer to the debt service fund of $833k to provide partial payment of debt service in the ' 2011 property tax levy and a transfer of $1.65 million to the Infrastructure Replacement Fund for capital projects funding. There is a budgeted increase in the Walgreen sales tax rebate expense in the Finance Dept. budget due to higher ' expected activity. In addition, there is a projected increases in employee health insurance charges and other personnel costs including an increase of 3.0% for anticipated COLA adjustments for both public works union and non -union ' employees, along with 2.5% for police patrol union employees. These are tempered by generally flat year to year budget in all other expense areas. Village operations are very labor intensive. The largest single operating cost relates to personnel, representing 74% of the General Fund less the Walgreen's payment, ' IRF transfer and debt service abatement. Highlights of this year's expenditure budget include: ' ➢ The Walgreen's incentive expense is budgeted at $1.8 million. Since the Village receives 20% of the revenue from this agreement, as Walgreen's activity changes the expense changes and this offset by a similar move in the ' sales tax revenue line. 1 ' ➢ No new full time personnel in the General Fund departments are requested in this budget. ' WATER AND SEWER FUNDS The water and sewer utility systems operated by Deerfield are intended to be self- funding, based upon user ' charges for services. Revenues for operations are derived primarily from services furnished to utility customers. Other sources are interest earnings from cash invested on a short -term basis, and connection fees from new construction where the Village's prior investments in its utilities operate to the advantage of ' new customers who did not share in that initial investment. Water Budget: Expenditures are projected at $4,431,542 (increase of 0.6 %) against new revenues ' of $4,203,100 ( +2.2 %). The Village continues to see a decrease in revenue and wholesale cost of water from the loss of our largest user to the Village of Northbrook and a fundamental reduction in the average use. A 2.5% increase in the water rate ' is included. No major water projects are anticipated during the year. The structural deficit is being addressed and further discussed below. Highland Park, the Village's wholesale water supplier, is continuing a series of annual water rate increases to ' provide for the reconstruction of their treatment facilities. This budget includes an increase in water rates for Deerfield customers from $3.70 to $3.79 (2.5 %) per 100 cubic feet as of May 1 st. ' Sewer Budget: The Sewer Fund expenditures are projected at $2,934,444 (46 %) against new revenues of $2,715,100 ( +9.6 %). No substantial capital expenditures are included in this budget; these are in the IRF. As discussed further below, the sewer rate will ' be increased 10% effective May 1, with two more increases in. each of the next years of 5 %. Although the operating cost of the new treatment plant should be lower due to more efficiency, it remains to be seen if a reduction in personnel is feasible due to more automation in the processes. ' The Village Board has considered the structural deficits that have existed in these funds and their inability to cover all operating and capital costs through the revenue base. The decision remains to fund operations ' entirely from user charges and to fund the capital expenses through the IRF. After a review of the projected operating results forecast for five years in these funds, the Board has approved a revised funding schedule for the funds. In the Water Fund, it was decided to remain with 2.5% increases since after FY 12/13 the debt ' service payment of approximately $485,000 per year will stop which will be enough of an expense reduction to bring this fund into balance. For the Sewer Fund, the Board has agreed to rate increases of 10% in FY 12/13, 5% in FY 13/14 and 5% in FY 14/15. This should bring this fund into balance at the end of that period. ISCAVENGER(REFUSE)FUND The Village bid its waste hauling contract during FY 10/11 and entered into a new five year contract with ' Waste Management Company. Significant changes to the base service level were introduced that has resulted in a substantially lower cost to the Village for this service. Going into the second year of the contract, there is a 2.1% increase in the hauling contract. To keep pace with this and the increases costs of the leaf ' pickup, there are 2.5% increases in both funding sources which increase the levy for this fund to $905,500 and the user rate from $6.50 to $6.66 per month per household. This is the first increase in the direct user fee in over 10 years. This will allow the'fund to continue to operate with a slight surplus. tMOTOR FUEL TAX FUND The MFT Budget projects State allotments of approximately $453,800, which is about 4% less than year. We ' continue using the entire allotment for capital outlay in the street rehab program. 1 PENSION FUNDS For employees covered by the Illinois Municipal Retirement Fund, the Village contributes 13.85% (a decrease of 2.6% from 2011) of each employee's eligible pay plus the employer's contribution of 7.65% for Social Security and Medicare coverage. The employee contributes 4.5% for IMRF and 5.65% (temporarily) for Social Security and Medicare coverage. The employer's share is expensed in each operating function, and is projected to increase to 14.09% in calendar 2013 (1.7% increase). The employer's contribution to the Police Pension Fund is also expensed through the Police Department budget and is financed through General Fund revenues. The contribution is actuarially determined as adequate for funding pension payments and for amortizing the actuarial reserve deficiency. Sworn police covered by this fund contribute 9.91 % of their basic wages but do not participate in Social Security. Additional income is derived from investment earnings. This contribution decreased 36% in FY 2012 to $860,228 (27% of salaries). The decrease was due to two years of good investment results along with minor changes in the actuarial assumptions pursuant to new state laws. We expect the near term contributions to remain stable barring any large changes in investment results or pension statutes. The Village is committed to making 100% of its annual required contribution to these funds. Contributions are expensed within each operating fund /department/division that has corresponding salary expense. CAPITAL PROJECTS The most obvious benefit of establishing a capital budget is the encouragement given to planning at all levels. It is an extremely valuable decision - making device used to 1) stabilize the volume of capital improvements at some relatively uniform level, and 2) coordinate the capital costs and their financing with the attendant debt service demands on the operating budget. The rolling five year funding plan has been extremely helpful both in scheduling major projects and in determining their financing. More than any other part of the budget, capital projects warrant detailed discussion between Board and staff. Good financial management dictates that we review closely the major expenditures required in the future to maintain the community's infrastructure. Once long -range plans and projects are determined, priorities must be set and a funding program approved. Major capital projects scheduled for 2012 -13 include (costs shown are Village total for the year): ➢ Continuation of the Street Rehabilitation Program ($1,996,000) ➢ Sanitary sewer inflow /infiltration study ($200,000) ➢ Linden Ave project — ($850,000) ➢ Wastewater treatment plant construction — 3rd year ($15,400,000) This is a somewhat less aggressive program than prior years that will require the full attention of staff and is funded through a combination of grants, IRF ongoing revenue and new debt issuance. The street rehab program was increased last year to include more roadways. Significant road improvements will be achieved with the Linden project. And this year continues the construction of the sewage treatment plant replacement which has been under planning and design for four years. This will require borrowing funds as previously discussed. $2 million will be issued for the WRF using regular tax exempt GO bonds. VEHICLE /EQUIPMENT REPLACEMENT FUND This fund includes purchases of vehicles and equipment amounting to more than $5,000. Each operating department is charged an annual amount to offset these more expensive items from impacting the budget in any one given year. This year's proposed expenditures amount to $590,000. More details can be found in the Capital Projects Funds section. 4 1 1 1 1 1 1 1 1 1 1 1 1 1 1 l 1 1 1 IASSESSED VALUATION Over the past ten years, the taxable assessed valuations have increased as follows: IYear Amount * % Increase 2001 800,595,252 8.5 ' 2002 871,070,465 8.8 2003 921,735,951 5.8 2004 992,399,806 7.2 ' 2005 1,245,632,882 25.5 2006 1,371,881,605 10.9 2007 1,534,804,968 11.9 ' 2008 1, 577, 953, 846 2.8 2009 1,586,409,629 0.5 2010 1,501,605,590 -5.3 y 31 *Total EAV for 2011 is not yet available. ' DEBT SERVICE FUND As an Illinois Home Rule community by referendum, the Village has no legal debt limit and is authorized to ' issue debt without any requirement for a local referendum. The Village currently has three outstanding general obligation debt issues, the 2003 Refunding Series ' supported by water revenue, the $5.0 million 2008 Series which is property tax supported and the 2010 Series which is also property tax supported. As of 04/30/10, Deerfield's total outstanding bonded General Obligation debt of $18,060,000 is 1.1% of its total 2009 assessed valuation. When considering that, in Illinois, non -Home Rule communities are allowed a ratio of 8.6 %, the Village, as a Home Rule community, ' can be proud of its low debt service obligations. Deerfield currently has a Aaa rating from Moody's Investors Service, Inc., an accomplishment shared by ' fewer than 60 municipalities in the United States. This rating was reaffirmed in January 2012. The Village Board has indicated that it will examine the financial status of the Village each year prior to the ' final adoption of the annual tax levy with a preference for abating all or part of the debt service requirements for the 2008 and 2010 issue. The Village Board did abate $701,602 of the net required 2010 property tax levy of $1,204,086 for these issues using funds on hand. PROPERTY TAX LEVY The 2012 Property Tax Levy for all Village funds is projected at $5,154,849. This represents an increase of ' 16% from the adopted 2011 levy. The majority of the increase for the proposed levy is for debt service on the existing issues and the proposed 2012 series. As discussed above, there will be a $2 million issue for the WRF construction. If the revenues to the General Fund maintain a positive increase and without any ' unanticipated expenses, there should be funds on hand in the General Fund to abate a portion of the debt service levy for 2012. This proposed levy is distributed as follows: $905,500 to the Refuse Fund, $2,140,000 to the General Corporate Fund, $45,000 to the Infrastructure Maintenance Fund and $2,064,349 for the various GO debt service requirements. Village property taxes for 2011 represent just 4% of the total property ' tax bill in the Village. The proposed Library levy is projected to increase 2% to $4,050,000. A final determination of this levy will be ' made by the Library Board prior to adoption in December. The increase is due to the debt service to be incurred for the Library remodeling project. 1 SUMMARY 1 1 Preparing the annual budget is a very thorough and time consuming process and one that the village board takes very seriously. As fellow taxpayers, they too want to hold the line on taxes, but without sacrificing the I number and quality of services rendered. I wish to acknowledge the efforts of all departments in compiling this document and to thank them for their professional support. Special thanks are extended to the Director of Finance and all finance department ' personnel who do the majority of the budget preparation. We hope that you find it both informative and helpful in implementing our financial plan for fiscal year beginning May 1, 2012. 1 KENT STREET Village Manager R 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 The Government Finance Officers Association of the United States and Canada (GFOA) presented a Distinguished Budget Presentation Award to the Village of Deerfield, Illinois for its annual budget for the fiscal year beginning May 1, 2011. In order to receive this award, a governmental unit must publish a budget document that meets program criteria as a policy document, as an operations guide, as a financial plan, and as a communications device. This award is valid for a period of one year only. We believe our current budget continues to conform to program requirements, and we are submitting it to GFOA to determine its eligibility for another award. 7 Revenue Item BUDGET SUMMARY AND HISTORICAL PERSPECTIVE Police Debt Infrastr. General Sewer Water Refuse Garaae MFT Pension Service Red. Taxes: Property Tax 2,150,000 905,500 2,192,995 45,000 TIF Increment Taxes Home Rule Sales Tax 2,650,000 900,000 Replacement Tax 85,000 20,000 Motor Fuel 453,800 Sales Tax 4,550,000 Local Use Tax 297,000 State Income Tax 1,443,400 Hotel -Motel Tax 1,800,000 License & Permits Liquor /Food 70,000 Other Business Lic 55,500 Vehicle 338,000 Building Permits 525,000 12,000 37,000 Non - Business Lic 7,500 Charges: Police Services 175,500 False Alarms 27,000 Dispatching Sery e 88,000 User Charges 2,698,000 4,134,000 487,150 Rental Income 235,000 Fran Fees - Cable 350,000 Telecom. Charges 1,500,000 Electric Utility Tax 1,250,000 50150 Program Interfund Charges 274,000 385,000 1,000,000 Engineering Fees 2,000 Misc Rev Interest Earnings 105,000 100 100 750 500 2,000 1,100,000 500 1,500 Grants 46,000 774,384 Miscellaneous 5,000 32,000 72,000 8,000 3,500 Employee Cont 167,500 410,000 Ordin Violations 241,500 Bond Proceeds 14,950,000 Transfers: Transfer Charges Transfers In From General Fund 833,396 1,650,000 Trans to Debt Service TIF Surplus Distribution Misc Transfers TOTAL NEW REVENUE 18,432,900 2,715,100 4,203,100 1,465,400 393,500 455,800 2,510,000 3,821,275 17,550,000 2,214,608 219,344 228,442 (103,823) (3,200) 34,200 (422,450) (924,229) 2,146,000 (To) /From Reserve TOTAL RESOURCES 20,647,508 2,934,444 4,431,542 1,361,577 390,300 490,000 2,087,550 2,897,046 19,696,000 EXP. CATEGORIES: 12,124,351 1,790,520 1,043,200 85,250 233,700 Personnel Other Services 98,750 6,880 2,100 0 930 Contractual 4,614,522 573,020 337,339 1,245,400 33,400 32,550 2,540,000 Commodities 789,401 480,300 2,276,200 21,750 117,100 Capital Outlay 210,424 8,000 237,250 0 2,500 490,000 17,156,000 Debt Service 482,275 2,897,046 Pension Payments 2,055,000 Transfers 22810,060 75,724 53,178 9,177 2,670 TIF Rebate TOTAL EXPEND. 1 20,647,5081 2,934,444 4,431,5421 1,361,5771 390,3001 490,0001 2,087,5501 2,897,0461 19,696,000 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET SUMMARY AND HISTORICAL PERSPECTIVE (cont'd) 2012 -13 2011 -12 Parking Equip. TOTAL 2011 -12 TOTAL 2010 -11 Lots Replace. E -911 BUDGET PROJECTED BUDGET ACTUAL 9 Taxes: 5,293,495 3,570,484 3,580,928 3,019,849 Property Tax 0 0 0 218 TIF Increment Taxes 3,550,000 3,730,000 3,317,640 3,633,774 Home Rule Sales Tax 105,000 105,000 95,000 90,771 Replacement Tax 453,800 453,800 472,880 554,542 Motor Fuel 4,550,000 4,600,000 4,450,000 4,372,978 Sales Tax 297,000 296,000 225,400 265,672 Local Use Tax 1,443,400 1,472,000 1,472,000 1,436,146 State Income Tax 1,800,000 1,750,000 1,700,000 1,532,536 Hotel -Motel Tax License & Permits 70,000 70,000 70,000 80,145 Liquor /Food 55,500 5,500 55,500 5,485 Other Business Lic 338,000 335,000 338,000 330,842 Vehicle 574,000 799,000 549,000 997,823 Building Permits 7,500 57,500 10,500 69,331 Non - Business Lic Charges: 175,500 185,500 162,500 174,647 Police Services 27,000 27,000 28,000 34,817 False Alarms 88,000 88,000 86,000 93,492 Dispatching Serve 200,000 7,519,150 7,179,500 7,196,900 7,101,258 User Charges 235,000 235,000 211,000 213,273 Rental Income 350,000 350,000 340,000 351,984 Fran Fees - Cable 350,000 1,850,000 1,850,000 1,855,000 947,418 Telecom. Charges 1,250,000 1,250,000 1,200,000 1,162,527 Electric Utility Tax 0 55,000 0 69,444 50/50 Program 532,484 2,191,484 2,168,608 2,168,608 2,480,803 Interfund Charges 2,000 7,500 2,000 41,483 Engineering Fees Misc Rev 3,200 28,000 7,000 1,248,650 1,249,200 1,267,500 3,691,534 Interest Earnings 820,384 715,255 207,255 393,255 State /Fed Grants 120,500 743,500 247,000 236,908 Miscellaneous 577,500 445,000 390,000 364,078 Employee Contributions 241,500 261,500 260,500 262,542 Ordin Violations 14,950,000 21,400,000 21,400,000 12,440,9971 Bond Proceeds Transfers: 0 0 0 2,988,496 Transfer Charges 0 0 0 0 Transfers In 2,483,396 0 701,602 210,000 From General 0 701,602 0 0 Trans to Debt Service 0 0 0 0 TIF Surplus Distribution 0 0 0 7,296,834 Misc. Transfers TOTAL NEW REVENUE (To) /From Reserve 203,200 560,484 357,000 52,667,759 56,156,449 54,060,713 56,945,902 213,820 29,516 205,071 3,837,299 (2,950,059) 3,199,704 (19,667,801) 417,020 590,000 562,071 56,505,058 53,206,390 57,260,417 37,278,101 TOTAL RESOURCES EXP. CATEGORIES: 31,400 15,308,421 14,573,231 15,303,207 13,996,085 Personnel 108,660 88,750 100,850 52,247 Other Services 174,570 122,000 9,672,801 9,141,227 10,419,692 6,943,954 Contractual 11,050 58,000 3,753,801 3,748,748 3,731,550 3,710,928 Commodities 590,000 267,000 18,961,174 20,169,204 22,549,400 8,873,635 Capital Outlay 3,379,321 1,856,215 1,856,453 805,261 Debt Service 2,055,000 2,167,805 1,838,055 1,689,643 Pension Payments 200,000 115,071 3,265,880 1,461,210 1,461,210 1,206,348 Transfers 0 0 0 0 TIF Rebate 417,020 590,000 562,071 56,505,058 53,206,390 57,260,417 37,278,101 ITOTAL EXPENDITURES 9 J Certain funds are restricted in that available funds may only be used ' for expenditures allowed within said fund. Figures for enterprise funds represent available cash balances. 1 1 1 1 10 1 VILLAGE OF DEERFIELD ' 2011-2012 BUDGET SUMMARIES BY FUND ' 51112011 4130/2012 AUDITED PROJECTED PROJECTED BEGINNING NEW PROJECTED ENDING ' FUND FUND BALANCE REVENUES EXPENDITURES FUND BALANCE General $16,566,828 $19,250,000 $18,263,992 $17,552,836 ' Sewer 158,485 2,504,000 2,808,639 (146,154) Water (399,963) 4,224,000 4,481,863 (657,826) Garage 129,210 393,650 368,275 154,585 ' Subtotal "Operational' Funds $16,454,560 $26,371,650 $25,922,769 $16,903,441 MFT 551,238 455,800 490,000 517,038 t Refuse (Solid Waste) 0 1,431,350 1,309,072 122,278 Debt Service 101,518 1,392,841 1,374,090 120,269 ' Infrastructure Replacement (inc. Bond Proc) 5,511,182 22,812,000 21,006,187 7,316,995 Parking Lots 586,002 203,200 330,875 458,327 ' Vehicle & Equipment Replacement 4,145,722 587,608 299,200 4,434,130 Enhanced 911 1,180,422 357,000 281,142 1,256,280 ' COMBINED VILLAGE FUNDS $28,530,644 $53,611,449 $51,013,335 $31,128,758 Police Pension 30,880,931 2,545,000 2,193,055 31,232,876 ' Deerfield Library 4,200,902 4,491,500 4,491,500 4,200,902 1 Certain funds are restricted in that available funds may only be used ' for expenditures allowed within said fund. Figures for enterprise funds represent available cash balances. 1 1 1 1 10 1 1 ' VILLAGE OF DEERFIELD 2012-2013 ' BUDGET SUMMARIES BY FUND ' MFT 5/112012 Refuse (Solid Waste) 122,278 413012013 ' 226,101 PROJECTED Infrastructure 2,897,046 PROJECTED 'BEGINNING Lots 19,696,000 BUDGET NEW BUDGET ENDING ' FUND FUND BALANCE REVENUES EXPENDITURES FUND BALANCE 'General 357,000 $17,552,836 $18,432,900 $20,647,508 $15,338,228 Sewer (146,154) 2,715,100 2,934,444 (365,498) 31,232,876 Water (657,826) 4,203,100 4,431,542 (886,268) ' Garage 154,585 393,500 390,300 157,785 Subtotal "Operational' Funds $16,753,540 $25,744,600 $28,403,794 $14,244,247 ' MFT 490,000 Refuse (Solid Waste) 122,278 Debt Service ' 226,101 120,269 Infrastructure 2,897,046 Replacement 'Parking Lots 19,696,000 Vehicle & Equipment 458,327 Replacement ' Enhanced 911 COMBINED VILLAGE FUNDS IPolice Pension 1 Deerfield Library 517,038 455,800 490,000 482,838 122,278 1,465,400 1,361,577 226,101 120,269 3,821,275 2,897,046 1,044,498 7,316,995 17,550,000 19,696,000 5,170,995 458,327 203,200 417,020 244,507 4,434,130 560,484 590,000 4,404,614 1,256,280 357,000 562,071 1,051,209 $30,978,857 $50,157,759 $54,417,508 $26,869,009 31,232,876 2,510,000 2,087,550 31,655,326 4,200,902 7,347,500 7,347,500 4,200,902 tCertain funds are restricted in that available funds may only be used for expenditures allowed within said fund. Figures for enterprise funds represent available cash balances. IAvailable balance is based on estimated prior year end totals. 1 1 1 ' 11 2012 Property Tax Levy with Five Year Comparison Fund 2008 2009 2010 net net 2011 net Proposed 2012 NET % Change General 1,984,950 1,984,950 2,140,000 2,140,000 2,140,000 0.0% Infrastructure 45,000 45,000 45,000 45,000 45,000 0.0% Scavenger 808,950 841,360 883,428 883,428 905,500 2.5% Debt Serv. WRF 0 0 301,490 1,362,274 1,583,239 16.2% Debt Serv. non -WRF 0 155,000 200,994 0 481,110 N/A 2,838,900 3,026,310 3,570,912 4,430,702 5,154,849 Total Village 16.3% Library 2,756,250 2,903,250 3,050,000 3,966,072 4,050,000 2.1% Combined Levy 5,595,150 5,929,560 6,620,912 8,396,774 9,204,849 9.6% Tax Rate History EAV 1,577,953,846 1,586,409,629 1,501,605,590 1,500,000,000 1,500,000,000 0.0% Tax Rate (est) (est) Village 0.180 0.191 0.238 0.295 0.344 16.3% Library 0.175 0.183 0.203 0.264 0.270 2.1% Combined 0.355 0.374 0.441 0.560 0.614 9.6% 2012 NET represents debt service levies net of Federal credits - no other abatements 12 1 1 1 BUDGET SUMMARY - FOUR YEAR COMPARISON YR.END YR.END BUDGET EST.YR.END BUDGET % CHG BUDG FUND /REVENUE SOURCE FY 09/10 FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 - >13 GENERAL FUND (10) Corporate Property 2,006,159 1,989,698 2,140,000 2,140,000 2,225,600 4.00% ' -TIF Surplus 0 0 0 0 0 N/A -Sales 4,153,781 4,372,978 4,450,000 4,600,000 4,450,000 0.00% -Home Rule Sales 2,525,183 2,725,330 2,535,000 2,800,000 2,550,000 0.59% ' Hotel /Motel 1,415,604 1,532,536 1,700,000 1,750,000 1,800,000 5.88% -State Income 1,462,986 1,436,146 1,472,000 1,472,000 1,443,400 -1.94% State Use Tax 219,053 265,672 225,400 296,000 297,000 31.77% Prior year Property Tax 0 0 10,000 10,000 10,000 0.00% ' -Pers. Prop. Replace. 81,182 90,771 75,000 85,000 85,000 13.33% - Telecommunications Tax 326,528 644,129 1,500,000 1,500,000 1,500,000 0.00% - Electric Utility Tax 0 1,162,527 1,200,000 1,250,000 1,250,000 4.17% 1 1 1 1 1 1 1 1 1 1 1 -Court/Local Ordinance 227,686 262,542 265,500 251,500 241,500 -9.04% LicenseFees------------------------------------------------------------------------------------------------------------------------------------------------------------- - Business 72,367 73,906 60,500 60,500 60,500 0.00% - Liquor 60,175 73,255 65,000 65,000 65,000 0.00% - Vehicle 335,363 330,842 338,000 335,000 338,000 0.00% -Other 1,050 750 2,500 500 500 - 80.00% PermitFees----------------------------------------------------------------------------------------------------------------------------------------------------------- - - - - -- Building 890,017 945,990 500,000 750,000 525,000 o 5.00% -Other 7,500 7,050 8,000 7,000 7,000 - 12.50% InspectionFees------------------------------------------------------------------------------------------------------------------------------------------------------------- - Engineering 0 41,483 2,000 7,500 2,000 0.00% Other- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Dispatching Services 91,236 93,492 86,000 88,000 88,000 2.33% - Interest Earned (net) 117,170 74,848 120,000 105,000 105,000 - 12.50% - Special Police Services 174,636 174,647 162,500 185,500 175,500 8.00% - Activity Donations 22,117 27,378 55,000 32,000 25,000 - 54.55% - Grants 49,229 182,983 39,000 117,000 46,000 17.95% - Transfers In 181,000 224,000 224,000 224,000 274,000 22.32% -Cable Franchise Fees 313,565 351,984 340,000 350,000 350,000 2.94% - Auction Proceeds 94,690 30,161 7,500 7,500 7,500 0.00% - Rental Income 182,163 186,276 211,000 235,000 235,000 11.37% -False Alarm Fees 27,000 34,817 28,000 27,000 27,000 -3.57% - Miscellaneous 324,225 178,702 122,000 499,000 135,000 10.66% TOTAL NEW REVENUE 15,361,665 17,514,892 17,943,900 19,250,000 18,518,500 3.20% Adjustment (To) From Fund Balance 541,604 (1,043,011) 447,005 (836,107) 2,249,008 403.13% TOTAL EXPENDITURES 15,903,269 16,471,881 18,390,905 18,413,893 20,767,508 12.92% WATER FUND (50) -Water Sales 3,595,735 3,809,440 4,000,000 4,000,000 4,100,000 2.50% - Interest Earned 1,075 0 1,000 (1,500) 100 - 90.00% - Miscellaneous 70,260 84,181 110,000 225,500 103,000 - 6.36% TOTAL NEW REVENUE 3,667,069 3,893,620 4,111,000 4,224,000 4,203,100 2.24% Adjustment (To) From Retained Earnings 436,818 321,860 292,977 257,863 228,442 - 22.03% TOTAL OPERATING EXPENSES 4,103,888 4,215,481 4,403,977 4,481,863 4,431,542 0.63% 13 BUDGET SUMMARY - FOUR YEAR COMPARISON YR.END YR.END BUDGET EST.YR.END BUDGET % CHG BUDG FUND /REVENUE SOURCE FY 09/10 FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 - >13 SEWER FUND (54) -Sewer Use Fees 2,345,448 2,479,107 2,459,000 2,440,000 2,698,000 9.72% - Interest Earned 119 372 500 (100) 100 - 80.00% - Miscellaneous 17,552 33,761 17,000 64,100 17,000 0.00% TOTAL NEW REVENUE 2,363,119 2,513,241 2,476,500 2,504,000 2,715,100 9.63% Adjustment (To) From Retained Earnings 280,158 333,147 475,409 304,639 219,344 - 53.86% TOTAL OPERATING EXPENSES 2,643,277 2,846,388 2,951,909 2,808,639 2,934,444 -0.59% MOTOR FUEL TAX FUND (14) - Intergov. Transfer In 473,426 554,542 472,880 453,800 453,800 -4.03% - Interest Inc. /Misc. 5,419 2,218 3,000 2,000 2,000 - 33.33% TOTAL NEW REVENUE 478,844 556,760 475,880 455,800 455,800 -4.22% Adjustment (To) From Fund Balance 15,156 (66,760) 14,120 34,200 34,200 142.21% TOTAL EXPENDITURES 494,000 490,000 490,000 490,000 490,000 0.00% GARAGE FUND (70) - Charges for Service 373,594 371,747 385,000 385,000 385,000 0.00% - Interest Earned /Misc. 8,858 10,969 7,500 8,650 8,500 13.33% TOTAL NEW REVENUE 382,453 382,717 392,500 393,650 393,500 0.25% Adjustment (To) From Fund Balance (15,804) (262) 625 (25,375) (3,200) - 612.00% TOTAL EXPENDITURES 366,649 382,455 393,125 368,275 390,300 -0.72% POLICE PENSION FUND (80) - Employer Contribution 1,202,006 1,350,132 1,000,000 1,000,000 1,000,000 0.00% - Employee Contrib. 358,412 364,078 390,000 445,000 410,000 5.13% - Invest. Income 5,071,411 3,583,925 1,100,000 1,100,000 1,100,000 0.00% TOTAL NEW REVENUE 6,631,828 5,298,135 2,490,000 2,545,000 2,510,000 0.80% Adjustment (To) From Fund Balance (5,109,367) (3,579,157) (615,920) (351,945) (422,450) - 31.41% TOTAL EXPENDITURES 1,522,461 1,718,978 1,874,080 2,193,055 2,087,550 11.39% DEBT SERVICE FUND (35) including bond proceeds -Bond Proceeds net of transfer out 0 5,144,163 0 0 182,593 N/A - Property Taxes 0 153,280 502,500 502,484 2,212,995 340.40% - Transfer From TIF 2 /Gen. Fund 0 210,000 701,602 701,602 833,396 18.78% - Interest Earned /Misc. /BAB credit 2,113 236 188,755 188,755 592,291 213.79% TOTAL NEW REVENUE 2,113 5,507,679 1,392,857 1,392,841 3,821,275 174.35% Adjustment (To) From Fund Balance 1,032,427 (5,139,766) (18,529) (18,751) (924,229) 4888.11% TOTAL EXPENDITURES 1,034,539 367,913 1,374,328 1,374,090 2,897,046 110.80% 14 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET SUMMARY - FOUR YEAR COMPARISON YR.END YR.END BUDGET EST.YR.END BUDGET % CHG BUDG FUND /REVENUE SOURCE FY 09/10 FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 - >13 TAX INCREMENT FINANCING DISTRICT 2 - Village Center (26) - (district terminated) - Grants 0 0 0 0 0 N/A - Investment Income 34,623 0 0 0 0 N/A - Increment Prop. Tax 5,124,436 0 0 0 0 N/A - Other/Transfers In 0 0 0 0 0 N/A TOTAL NEW REVENUE 5,159,059 0 0 0 0 N/A Adjustment (To) From Fund Balance 3,837,808 0 0 0 0 N/A TOTAL EXPENDITURES 8,996,867 0 0 0 0 N/A INFRASTRUCTURE REPLACEMENT (22) - Transfers In 923,389 7,296,834 21,400,000 21,400,000 16,600,000 - 22.43% -Home Rule Sales Tax 841,728 908,444 782,640 930,000 900,000 15.00% - Property Tax 45,076 44,825 45,000 45,000 45,000 0.00% - Rental Income /Impact Fee 0 0 0 0 0 N/A -Other (TIF Surplus /Grants /Bond Pro( 1,789,725 214,682 3,500 433,500 3,500 0.00% - Interest Earned 0 310 500 3,500 1,500 200.00% TOTAL NEW REVENUE 3,599,918 8,465,094 22,231,640 22,812,000 17,550,000 - 21.06% Adjustment (To) From Fund Balance 1,025,056 (186,451) 1,769,360 (1,805,813) 2,146,000 21.29% TOTAL EXPENDITURES 4,624,973 8,278,643 24,001,000 21,006,187 19,696,000 - 17.94% VEHICLE & EQUIPMENT REPLACEMENT FUND (21) - Interfund Transfer 584,639 534,924 559,608 559,608 532,484 -4.85% - interest/Misc. 27,471 44,174 28,000 28,000 28,000 0.00% TOTAL NEW REVENUE 612,110 579,098 587,608 587,608 560,484 -4.62% Adjustment (To) From Fund Balance (107,035) (235,966) (151,908) (288,408) 29,516 - 119.43% TOTAL EXPENDITURES 505,075 343,132 435,700 299,200 590,000 35.41% EMERGENCY TELEPHONE SYSTEM (911) (17) - Surcharge Revenue 341,116 303,289 355,000 350,000 350,000 -1.41% - Grant/Miscellaneous 0 3,453 0 0 0 N/A - Interest 7,517 5,235 8,000 7,000 7,000 - 12.50% TOTAL NEW REVENUE 348,633 311,977 363,000 357,000 357,000 -1.65% Adjustment (To) From Fund Balance (18,765) (71,912) 150,242 (75,858) 205,071 36.49% TOTAL EXPENDITURES 329,868 240,065 513,242 281,142 562,071 9.51% SOLID WASTE SYSTEM (58) -User Fees 622,629 608,475 473,900 475,400 487,150 2.80% - Property Taxes 807,968 832,264 883,428 883,000 905,500 2.50% - Miscellaneous 5,349 12,724 6,000 72,000 72,000 1100.00% - Interest 1,763 649 1,500 950 750 - 50.00% TOTAL NEW REVENUE 1,437,709 1,454,112 1,364,828 1,431,350 1,465,400 7.37% Adjustment (To) From Fund Balance 161,534 146,624 (64,426) (122,278) (103,823) 61.15% TOTAL OPERATING EXPENSES 1,599,243 1,600,736 1,300,402 1,309,072 iE � 1,361,577 4.70% RKizwm 15 BUDGET SUMMARY - FOUR YEAR COMPARISON YR.END YR.END BUDGET EST.YR.END BUDGET % CHG BUDG FUND /REVENUE SOURCE FY 09/10 FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 - >13 COMM. STATION PARKING (60) -User Fees 209,165 204,236 227,000 200,000 200,000 - 11.89% -Misc. Revenue 0 0 0 0 0 N/A - Interest 5,340 3,511 4,000 3,200 3,200 - 20.00% TOTAL NEW REVENUE 214,504 207,747 231,000 203,200 203,200 - 12.03% Adjustment (To) From Fund Balances 47,953 114,684 150,749 127,675 213,820 41.84% TOTAL EXPENDITURES 262,457 322,431 381,749 330,875 417,020 9.24% TOTAL NEW REVENUES 40,259,024 46,685,072 54,060,713 56,156,449 52,753,359 -2. Adjustment (To) From Fund Balance 2,127,542 (9,406,970) 2,449,704 (2,800,158) 3,871,699 58. TOTAL EXPENDITURES 42,386,566 37,278,102 56,510,417 53,356,291 56,625,058 0. 0.5 0.45 0.4 0.35 0.3 w 0.25 0.2 0.15 0.1 0.05 0 VILLAGE PROPERTY TAX RATE - $/$100 OF EQUALIZED ASSESSED VALUATION 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010* 2011+ TAX YEAR ( +projected, *estimated) lL I I 1 1 1 1 1 1 1 1 1 1 1 1 1 1 REVENUES & OTHER FINANCING SOURCES BY FUND TYPE OTHER GENERAL WATER SEWER REFUSE SPECIAL CAPITAL FIDUCIARY PROJECTS REVENUE REVENUES TAXES REAL ESTATE X X X X STATE X X SHARED SALES TAX X X HOTEL X TELECOMM X X NON TAX REVENUES LICENSES & X X X PERMITS FINES & X X X X FORFEITS INTEREST, X X X X X X X RENTS INTERGOVERN. X X X X X X TRANSFER CHARGES X X X X FOR SERVICES OTHER FINANCING X X X X X X X SOURCES 17 EXPENDITURES & OTHER FINANCING USES BY FUND TYPE OTHER GENERAL WATER SEWER REFUSE SPECIAL CAPITAL FIDUCIARY REVENUE PROJECTS GENERAL GOVERNMENT X ADMINISTRATION FINANCE X COMMUNITY X DEVELOPMENT ENGINEERING X PUBLIC SAFETY /POLICE X X X PUBLIC WORKS STREET X X X WATER X X X SEWER X X X GARAGE X REFUSE X DEBT SERVICE X X X OTHER FINANCING X X X X X X X USES I: 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 MAJOR BUDGET POLICIES AND OBJECTIVES VILLAGE GOALS • To maintain a safe, healthy atmosphere in which to live and work. • To provide for the Village's long -term financial stability. • To respond in an efficient and effective manner to community needs. MAJOR BUDGET POLICIES FOR THIS FISCAL YEAR • Base Salary Increase - 3.00% (non -union & public works union — police contract 2.5 %). • No new full time positions. • Review of all unfilled positions in light of economic circumstances. • Third and final year of construction of new sewage treatment facility — complete last phase of financing. • 2.5% increase in water and refuse rates, 10% increase in sewer rates. • Use of fund balance drawdown from the General Fund for debt service and capital project funding. • Issuance of approximately $8 million in new debt for the following purposes: $2 million for the treatment plant, $6 million for second and final phase of the Library improvements • No increase in the property tax levy for General Fund operations; 2.5% increase for Refuse Fund and additional tax levy to fund debt service requirements for capital improvements. MAJOR CAPITAL PROJECTS Street Rehabilitation & Sidewalk Replacement Project. $2.0 million program funded through the Infrastructure Replacement Fund (IRF) and Motor Fuel Tax (MFT). Sewage Treatment Plant Replacement: Continuation to completion of construction of new sewage treatment plant. $30 million in various GO debt previously issued with an additional $2 million necessary to complete. ANALYSIS OF MAJOR BUDGET POLICIES AND OBJECTIVES; EFFECTS OF PLANNING PROCESSES The Village Board annually updates and reviews the capital project program for a five year period towards developing stable financing for the immediate budget year and beyond. A financing program is developed based on results from the prior year, the economic conditions at the time and projections of major revenues and expenditures for the immediate and future budget years. In the past, the Village has used the dedicated revenues to the capital program, that is, the 0.25% home rule sales tax, TIF surplus distributions, MFT revenues, grants and transfers from the fund balances available, primarily from the General Fund. As necessary, the Village will issue debt to complete certain projects but this source is used sparingly. The Village issued $32.4 million in debt during FY 11/12 for the following uses: $4.0 million for general Village projects, $5.9 million for first phase of the Library remodeling, $22.5 million for the treatment plant. The capital projects program is substantially reduced this year due to the impending completion of the treatment plant and the lack of major street reconstruction projects. A substantial amount of new debt was issued in the past two years and the Village Board has decided to stretch out future projects to allow for funding from available sources without additional new debt. Although the General Fund is showing signs of recovering from the economic slowdown that affected results recently, the Water and Sewer Funds have not been covering their operating costs due to substantially reduced water usage (sewer use charges are based on metered water used). After consideration of the alternatives available and desirous of bringing the utility funds into balance, the Board has approved in this budget the following economic decisions: • Increase the water and refuse rates by 2.5% each. These increases are necessary to provide for ongoing operation of these two funds. Although the Water Fund is operating at a loss, FY 12/13 is the last year of debt service for a revenue bond out of this fund which will eliminate approximately 19 $480,000 in expenses for this fund in future years. This will allow this fund to return to balance. In the Refuse Fund, due to the escalator in the waster hauler contract it is necessary for the fee and property tax revenue to the fund to increase in the same manner. • The reduction in usage that has affected the Sewer Fund revenues appears to be structural and not due to the economic downturn, so the Village will move forward with a 10% increase in the rate this year, followed by 5% increases in each of the subsequent years. This should bring the Fund to a balanced position and allow for some capital project funding. • Use of approximately $0.9 million in fund balance drawdown in the General Fund to offset the 2011 property tax levy used for debt service payment. • Use of $1.7 million in General Fund balance to provide for capital projects in the Infrastructure Fund. • Issue $2.0 million in new GO debt to fund the remainder of the wastewater treatment plant construction. Also, $6 million in new debt issued for the Library to fund their remodeling. • Consideration of continued abatement of the 2012 debt service property tax levy at or above the level for the 2011 component. BUDGET PROCESS The budget is a master financial plan that represents services that will be provided to the community and the sources of funds required to perform these services. The budget developed by the Village is regulated through the Illinois Statutes and local ordinance. Pursuant to state statute, the Village is a home rule municipality and as such it has, among other powers: (1) a wider range of revenue options available, (2) no tax rate maximum, and (3) the ability to issue general obligation debt without limit. The Village has been sparing in the use of the tax levy and until FY 2004/05 the only home rule revenue source utilized by the Village had been a 6% hotel tax. Subsequently, the Village has imposed a home rule sales tax at a current rate of 1 % with a portion dedicated to the capital projects program. The Budget Act allows for control of the budget at the fund level. However, the Village requires its department heads to control their budgets at the department or division level as appropriate. The budget is analyzed in two parts - the operating budget and the capital program. The capital project plan has a longer term, and the current year component is incorporated into the operating budget. The operating and capital budgets are developed with a focus on long -term solvency. To maintain a long- term focus, the Village uses presentations of projected figures for the operating budget for two future years, in addition to the budget year, as well as the five -year capital project budget. Budget Amendment. While it is rare for the Village to amend the budget, the Village can do so. Two - thirds of the corporate authorities then holding office may revise the budget, providing that funds are available for the designated purpose. Debt Issues. The Village issued $32.4 million in new debt in FY 2011/12 for capital projects. $22.4 million in new debt was issued in September, 2011 of which $4.0 million was for general capital projects, $5.9 million was for the first phase of the Deerfield Public Library remodeling and $12.5 million for the continued funding of the new wastewater treatment plant. An additional $10 million was issued in February, 2012 for the treatment plant. Outstanding debt as of April 30, 2012, includes the entire 2011 and 2012 issues, $11,975,000 of the Series 2010 Build America Bonds, $4,460,000 of the Series 2008 issue and $465,000 from the Series 2003, used to advance refund the bulk of the Series 1997 issue. The Series 2003 issue is being serviced from water system revenue. The Village retired $1,195,000 of debt in FY 2011/12. As indicated above, substantial additional debt was necessary over the past two years to support the Village's capital program, especially the $32 million treatment plant project, and provide initial funding for the Deerfield Public Library project. The Village has maintained its Aaa bond rating through these issues and although this debt will carry a full faith and credit backing to provide for the lowest possible interest rate, the Village has applied for and received significant savings through the Federal Build America Bonds and Qualified Energy Conservation Bonds programs. Also, the interest rate environment recently has allowed the 20 1 r 1 1 1 1 1 1 1 C r 1 1 1 1 1 ' Village to receive historically low interest rates on its tax exempt debt. The combination of these circumstances will save the Village residents significant sums in debt service costs over the life of the issues. Operating Budget. The budget process is a continuous one for Village staff, the Village Manager and ' members of the Board of Trustees. There are regular reviews of priorities and goals and the means to accomplish them. In joint meetings with department heads, supervisors prepare their operating budgets, which are reviewed and adjusted by the department head, prior to further review by the Finance Director and ' the Village Manager. After these reviews by the Village staff, the preliminary budget is prepared and sent to the Mayor and Board of Trustees. At that point, the Board meets as a Committee of the Whole to review and discuss proposed operating expenditures, existing and potential revenue sources, and requirements of the ' Village's capital project needs. Specific programs and projects are addressed as they relate to the present and future needs of the Village residents. Capital Program. In its capital projects program, the Village identifies long lasting construction ' expenditures in excess of $10,000. These expenditures are shown in the Capital Projects Fund Section. These projects are initiated from a number of sources, including the Director of Public Works and Engineering, other Village personnel, the Village Board, members of the public, or outside professional ' consultants. These items are prioritized by staff members, including the Director of Public Works and Engineering, the Village Manager and the Finance Director. They are then submitted to the Village Board for consideration, prior to presentation at a public hearing. During the process of prioritization, the available ' methods of financing are also reviewed. Effects of Capital Projects on Operating Budget. Major capital projects in this year's budget include: ' Street, Sidewalk and Curb Rehabilitation Projects. These projects will not significantly reduce maintenance costs. With the square footage expected, we anticipate an ongoing reduction of less than $8,000 per year in lower spring patching costs and avoidance of slip and fall liabilities. 1 1 1 1 1 1 1 1 1 Reconstruction of the Sewage Treatment Plant. The total replacement of this aging and obsolete plant will enable a number of operating efficiencies. A more efficient pumping scheme and elimination of the need to heat the material during the winter is anticipated to result in $25,000 per year in energy savings. A new disinfecting procedure will eliminate the major need for chemicals resulting in an additional savings per year of approximately $25,000. Greatly increased automation and fewer repair needs will allow for the elimination of at least one full time position. With benefits, this will result in a $100,000 per year savings. Total expected minimum savings from the reconstruction is estimated to be $150,000 affecting the Sewer Fund. INFRASTRUCTURE MANAGEMENT The Village believes that ongoing maintenance of its infrastructure and equipment is of prime importance to reduce the risk of emergency repairs and avoid the cost increases of deferred maintenance. To finance capital projects, the Village utilizes standard capital raising techniques such as General Obligation and Revenue Bond Issues, as well as pay -as- you -go practices when reasonable. Two examples of the pay - as- you -go program are (A) the Vehicle and Equipment Replacement Fund and (B) the Infrastructure Replacement Fund. The purpose of the Vehicle and Equipment Replacement Fund is to keep annual expenses in balance while providing sufficient funds for the replacement of vehicles and major equipment items that cost in excess of $5,000. The Vehicle and Equipment Replacement Fund is fully funded. The Village also has established an Infrastructure Replacement Fund to provide funding for ongoing maintenance of the Village's infrastructure, primarily streets and underground improvements. There is a somewhat less aggressive schedule of projects anticipated this year and funding for the capital project program is from grants, a portion of the home rule sales tax, MFT funds, unexpended bond proceeds and $2 million in additional new debt. 21 MAJOR REVENUES The Village has varied sources of revenue available as a home rule municipality. As such, it is not dependent on one source of revenue that may be adversely affected by economic conditions and has the flexibility to adjust current revenue rates or implement new revenue sources as it sees fit. Projection methods and economic effects on the revenue, if applicable, are discussed within each revenue presentation. Property Tax - $5,293,495. Property taxes are anticipated to be levied for the General Fund, Refuse Fund, IRF and a portion of the debt service for the outstanding issues. Deerfield is a home rule municipality, and, as such, has no limit on the amount it can levy for property taxes. The assessed property levels (net for taxing purposes) in the Village had shown sustained growth until the 2009 tax year; in that year, the addition of the TIF #2 EAV to the taxable list was offset by a drop in value for the existing taxable property due to the real estate slowdown. (The Village collection on its property tax levy has averaged 99 +% over the last five years). The EAV is expected to continue to drop in tax years 2011 and 2012 as the effects of the slow market impact the overall assessments in the Village, both residential and commercial. Since the Village is home rule and collects nearly its entire levy regardless of the change in EAV, the projected revenue is based on the approved levy. As indicated, the proposed property tax levy for operating funds is unchanged from last year's approved levy. The Village Board has kept the increase to a minimum to provide relief in this area to property owners knowing that the major portion of the debt service for the treatment plant will be property tax supported. The property tax components for the proposed 2012 levy (with 2011 levels in parenthesis) are: General Corporate — 41% (39 %), Refuse Services — 17% (16 %), Infrastructure Fund — 1% (1 %), Debt Service — 41% (44 %). EQUALIZED ASSESSED VALUATION Tax Levy Year Net for Taxing Incremental Total Purposes (TIF) Valuation 2001 800,595,252 206,572,239 1,007,167,491 2002 871,070,465 221,617,893 1,092,688,358 2003 921,735,951 223,387,645 1,145,123,596 2004 992,399,806 235,599,719 1,227,999,525 2005* 1,245,632,882 66,888,404 1,311,416,290 2006 1,371,881,605 74,101,285 1,445,982,890 2007 1,534,804,968 83,146,886 1,617,951,854 2008 1,577,953,846 84,212,560 1,662,166,406 2009 1,586,409,629 0 1,586,409,629 2010 1,501,605,590 0 1,501,605,590 2011: Cook County(est) 175,000,000 0 175,000,000 Lake County 1,234.580.528 0 1.234.580,528 2011 Total ** $1,409,580,528 $0 $1,409,580,528 * The Village's TIF District 1 was terminated for the 2005 tax year; District 2 for the 2009 tax year ** Cook County actual taxable value not available at time of publication. As property in Illinois is generally assessed at one -third of actual market value, this results in an estimated total market value of $4.23 billion for all taxable property in the Village for 2011, which is a drop of $331 million in total value from 2010. Sales Tax - $4,550,000 regular /$3,550,000 home rule - Sales tax, which is now the Village's largest single General Fund revenue item, is a 1% tax (regular) on the exchange of all tangible personal property within the Village, and the Home Rule tax, which is an additional 1.0% on items that are not titled (autos) or groceries or drugs. This tax is collected by the State and remitted to the Village. The home rule tax was 0A 1 1 1 1 1 1 1 1 1 1 J 1 1 J J 1 1 ' increased from 0.5% effective January 1, 2009. This revenue source, on a gross basis including the Walgreens National activity, increased last year with estimated gross regular sales tax rising about 13 %. However, net of the Walgreens rebate, the regular ' sales tax increased 6.5% from the prior year which indicates an improvement in the local economy. Based on this recent activity and the state of the local and area economy, the projection is for the tax revenue to slightly increase from the budget amount this past year. An improving economic picture is the reasoning for this ' projection. The Village will be dealing with the closing of the Best Buy and Office Depot but new retailers are opening and Deerbrook Mall will be undertaking a significant redevelopment to enhance the attractiveness of that center. These uncertainties cause the projection to remain relatively stable. ' The home rule tax is split between the General Fund and the IRF, with % going to the IRF for capital project funding and the balance to the General Fund. In addition, the amounts above are gross amounts received by the Village. The Village has a long standing agreement with Walgreen National Corp. to rebate ' 80% of the Village sales tax that the firm pays. The amount of the rebate substantially increased last year to approximately $2,150,000 for FY 11/12. That expense is budgeted in the Finance Dept. budget. ' Income Tax - $1,443,000 projected - The Village receives a portion of the State of Illinois Income Tax receipts which is distributed by formula based on population. This projection is based on the estimates of the Illinois Municipal League and is down 2% from last year's budgeted amount. The Village's population ' declined by less than 200 in the recent census so part of the decrease is due to this factor. State revenue has slowly been recovering. However, this revenue source is subject to the discretion of the state legislature and can be decreased or totally retained by state legislative action; there was unsuccessful action to do this in the recent state legislative session. ' Hotel /Motel Tax - $1,800,000 projected - This revenue source had been substantially affected by the downturn in business travel since fiscal year 2007 -08 but is budgeted at a 6% increase from last year. This ' revenue is very sensitive to the economy and other external sources as our six hotels cater mainly to the business traveler. The receipts have continued to track upward during the past two years and the projection is based on this increase to continue. None of the six hotels have closed or indicated that they intend to close; ' their business is supported by the number of corporate businesses in the Village, especially in the pharmaceutical area which has maintained some strength. The Village levies a 6% tax on room occupancy charges pursuant to its home rule authority. ' Investment Earnings - $1,248,650 projected - The largest portion is earned in the Police Pension Fund, where $1,100,000 (88 %) is budgeted from a combination of equities and fixed income securities. The projections are based on existing investments and on amounts to be invested in the coming year. Short term ' interest rates remain at historically low levels, and the spending down of fund balances for operations and capital projects has decreased the investable assets of the operating funds and hence their income from this source. r 1 fl 1 1 Building Permit Revenue - $574,000 projected - This revenue, which is tied directly to building and remodeling activity in the Village, increased last year due primarily to the construction permit fees from commercial and residential remodeling. Similar building activity is forecast for the coming year as the local economy continues to stabilize and residents remodel their existing homes rather than move due to the stagnant real estate market. The Village has been buffered somewhat from the overall downdraft in real estate due to the concentration of health care related companies located here, with corporate or North American headquarters locations for Walgreens, Takeda Pharmaceuticals, Mondelez International (former Kraft Foods snack division), Baxter, Fortune Brands, CF industries and others. Also, the Village continues to remain an attractive residential community with quality schools and local services. User Charges - Village budget policy requires that those funds that can be reasonably financed by a user charge be so financed: Water - $4,134,000, the budgeted amount for water sales, is based on the rate of $3.79 per 100 091 cubic feet. This rate reflects a raise of 2.5% this year to keep pace with higher wholesale costs of water from the City of Highland Park and increased operating expenses in this fund. Usage continues to stagnate. This fund is in a deficit position but FY 12/13 is the final year of debt service for the 2003 issue which will result in an expense reduction of $480,000 in FY 13/14. The current revenue projections should allow the fund to return to a balanced position at that time. Sewer - $2,698,000, the budgeted amount for sewer charges, is based on water usage and a sewer charge of $2.86 per 100 cubic feet. This rate reflects an increase of 10 %. The recent revenue stream in this fund has not been sufficient to cover operating expenses and the Board has determined to increase rates by 10% next year, followed by two years of 5% increases each year. Demand as indicated by water usage is stagnant and shows no sign of any significant increase. The increases in rates will bring this fund into a balanced position. Refuse - $487,150, the budgeted amount for direct customer refuse billing, is based on a 2.5% increase in the user fee to $6.66 per month. The contractual refuse service is funded through a combination of user charges and a property tax levy. The Village entered into a five year contract with a new waste hauler, Waste Management, effective April 1, 2011 at a substantially reduced rate. The base service that will be charged through the Village will be once a week curbside. Any optional service is billed directly by the hauler to the customer. This is the first increase in the direct user fee in over 10 years and the fee, along with the property tax levy for this purpose, will rise by this level to keep pace with the CPI inflator in the contract. FINANCIAL CONDITION OF THE FUNDS Fund - The fund is a self - balancing group of accounts that includes revenues, expenditures, assets and liabilities. Each fund has some specific purpose; funding a pension, providing for the treatment of sewage, or funding capital maintenance or replacement programs. The way to distinguish a fund from an activity is that a fund will have exclusive revenue items as well as expenditures. Normally expenses are to be balanced with revenues within a fund. Generally the funds of the Village are in sound condition and, if the budget performs as projected, they will continue to have available balances by year -end. As indicated above, the revised sewer rates will enable that fund to balance operating revenues with operating expenses. FINANCIAL CONDITION OF THE VILLAGE The Village continues to be in excellent financial condition. This is indicated by: • Moody's bond rating of Aaa. • Continued stability in sales tax revenue. • Relatively stable equalized assessed valuation for property tax purposes. • Debt issuance only for large cost, long -lived projects. • Continued full required funding contribution of pension costs. • Continuing maintenance of the Village plant and equipment. • Full funding of the Vehicle and Equipment Replacement Fund. FUTURE YEARS' PROJECTIONS The Village projects its Operating Fund two years into the future. Estimates are conservative. The Village is assuming a general increase of 2% for items not guaranteed by contract or other similar surety. PERSONNEL There are no new full -time personnel added in this budget. Due to the slow growth in revenues and the relatively stable population numbers, it is not anticipated that any additional personnel will be necessary into the future. As employee turnover occurs due to retirements and departures, positions are reevaluated to 24 1 1 1 1 1 1 1 1 1 1 1 1 1 J 1 1 1 1 1 ' ensure that the manpower is necessary and that the proper skill sets are acquired as positions are filled. There is a decrease in the Manager's office of a permanent part time secretarial position whose duties have been assumed by other personnel in the division and in the Finance Department. ' DEVELOPMENT ACTIVITIES The focus of the Village over the past ten years has been in the redevelopment of the downtown ' which has been substantially completed. The Village has an ad -hoc committee looking at redevelopment of the northwest quadrant of the downtown; a mixed use redevelopment proposal was preferred in 2007 but is on hold due to the general problems with real estate of all classifications. The committee has proposed a ' remodeling of the area to incorporate a park and redeveloped parking to serve the businesses and public uses within the quadrant. This plan is working through the committee process and a recommendation will likely be presented to the Board this fiscal year. ' The Village has not been immune to the general downturn in residential property values. However, the price decreases have not been as drastic as other areas of the country or even this region; homes in foreclosure number less than 45 out of 6500 at last count. As the assessment procedure uses three years of ' market activity, the assessed value of existing property has had three years of decline, approximately 4.5% for tax year 2009, an additional 5% for 2010 and an additional 6% for 2011. As the Village is a home rule unit, it is not dependent on the level of assessed value to increase property taxes but this situation does affect ' the school and park districts which are non -home rule. Otherwise, building activity in the residential arena continues with primarily remodeling activity in the residential and commercial sectors. Permit fees continue to remain strong. The near future in commercial ' activity will also be in the remodeling area with slightly higher overall building permit fees as a result. The Village is fortunate to have become the headquarters location for a number of large, international ' pharmaceutical and health related industries including long established firms like Walgreens, Baxter and Takeda North America. Fortune Brands, United Stationers and CF Industries also have corporate headquarters in the Village. The Village was informed that it will be the corporate headquarters for Mondelez ' International which will be the international snack foods operation of Kraft when the company splits next year. These firms continue to fill and remodel existing office buildings and attract support companies to the area. This activity continues to provide a foundation for the micro - economy of the immediate area and has helped support local businesses and residential housing due to the influx of new employees. New retail activity has ' shown recent signs of stirring, primarily in development of new, relatively local -based restaurants. This continued interest in the residential and commercial development of the Village should ensure ' future strength in the property values of the Village. Staff is constantly reviewing service delivery in all areas to ensure that our high service levels are maintained through this growth. 1 1 1 1 1 25 Millions E EAV GROWTH 1996 1998 2000 2002 2004 2006 2008 2010 TAX YEAR ■TAX BASE EAV ■TIF 1 EAV OTIF 2 EAV Note: Both TIF's have been retired and their increment assessed value is now in the base EAV. 26 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET CALENDAR BUDGET PREPARATION AND LEGISLATIVE ENACTMENT FOR FISCAL YEAR 2012 -13 DATES * OPERATING TIMETABLE January 1 -13 - Final preparation of department budgets January 13 - All departmental budgets requests entered into Munis budget module January 17 - - Manager reviews budget with department heads; February 3 further review when necessary February 24 - Budget to Mayor and Board of Trustees for review February 24 - - Review by Mayor and Board of Trustees March 26 February 21 - Adopt ordinance calling for tentative budget and publication March 1 - Commence budget review meetings March 1 - Legal publication of notice of public inspection of budget & public hearing March 1 - Proposed budget placed on file for review by public April 2 - Public hearing on proposed budget April 16 - Board meeting and passage of the budget May 1 - Budget Effective Date May 1 -April 30 - Implement and Administer Budget May 1 -April 30 - Review of Progress toward Goals and Objectives December 3 - Board Commentary on 2012 -13 Budget *all 2012 27 RESPONSIBILITY CENTER Department heads, staff Department heads, staff Village Manager, Finance Director, Department heads Finance Department Mayor and Board of Trustees Board of Trustees Mayor and Board of Trustees, Finance Director, Department heads Staff Staff Mayor and Board of Trustees, Staff Ordinance by Mayor and Board of Trustees Staff Staff, Mayor and Board of Trustees Mayor and Board of Trustees Village of Deerfield Budgeted Full Time Employees DEPARTMENT /FYE 4 -30 2006 2007 2008 2009 2010 2011 2012 2013 VILLAGE MANAGER 3 3 3 3 3 2 5 5 FINANCE 9 10 10 10 10 10 8 8 COMMUNITY DEVELOPMENT 6 7 7 7 7 7 7 7 PUBLIC WORKS: ADMINISTRATION 2 4 4 4 4 4 4 4 ENGINEERING 2 3 3 3 3 2 2 2 STREETS 7 7 7 7 7 7 7 7 UTILITIES MAINTENANCE 13 14 15 15 15 14 14 14 SEWAGE TREATMENT PLANT 8 8 8 8 8 8 8 8 GARAGE 2 2 2 2 2 2 2 2 TOTAL PUBLIC WORKS 34 38 39 39 39 37 37 37 POLICE: 0.3 0.3 1.0 1.0 1.0 1.0 1.0 1.0 ADMINISTRATION 8 7 7 7 7 7 7 7 COMMUNICATIONS 8 8 8 8 8 8 8 8 INVESTIGATIONS/YOUTH 7 7 7 7 7 7 7 7 PATROL 32 31 31 31 31 31 32 32 TOTAL POLICE 55 53 53 53 53 53 54 54 TOTAL 1 107 111 112 112 112 109 111 111 Part time Employees - Full time equivalent DEPARTMENT /FYE 4 -30 2006 2007 2008 2009 2010 2011 2012 2013 VILLAGE MANAGER 0.6 0.6 0.6 0.6 0.6 1.4 1.4 0.2 FINANCE 0.0 0.2 0.2 0.2 0.2 0.1 0.1 0.1 COMMUNITY DEVELOPMENT 0.8 0.0 0.0 0.6 0.6 0.6 0.6 0.6 PUBLIC WORKS: ENGINEERING 0.0 0.3 0.3 0.3 0.3 0.8 0.8 0.8 STREETS 0.8 1.2 1.2 1.5 1.5 1.5 1.5 1.5 UTILITIES MAINTENANCE 1.5 1.5 1.5 1.7 1.7 1.7 1.7 1.7 SEWAGE TREATMENT PLANT 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 TOTAL PUBLIC WORKS 2.6 3.3 3.3 3.8 3.8 4.3 4.3 4.3 POLICE: ADMINISTRATION 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COMMUNICATIONS 0.3 0.3 1.0 1.0 1.0 1.0 1.0 1.0 INVESTIGATIONSIYOUTH 0.0 0.8 0.8 0.8 0.8 0.8 0.0 0.0 PATROL 1.8 1.8 1.8 1.8 1.8 1.8 1.8 1.8 TOTAL POLICE 2.1 2.1 3.6 3.6 3.6 3.6 2.8 2.8 TOTAL - PART TIME - FTE 6.1 5.5 7.7 8.8 8.8 10.0 9.2 8.0 28 1 1 1 1 1 1 1 1 1 1 J 1 1 1 1 1 1 1 1 IJ 1 SUPPLEMENTAL INFORMATION The Village at a Glance Incorporated in 1903 and located 27 miles north of downtown Chicago, the Village is predominantly a community of single - family homes. The 2000 Census recorded a population of 18,420 and 6,518 housing units within a land area of 7.0 square miles. The Village's population has increased by 7.4% from 1980, whereas the number of housing units in the Village has grown by 20 %, indicating a continuing trend toward smaller household sizes. Year Population Housing Units 1980 17,430 5,489 1990 17,327 6,052 2000 18,420 6,518 2010 18,225 6,636 ' Deerfield is recognized as one of the State's wealthiest communities. The Census Bureau estimates that in 2009, Deerfield's median family income was $151,595 was 2.2 times greater than the statewide median of $67,660. The Village's $571,000 Median Home Value in 2009 Census was 285% of the statewide median of $200,400. Although this increase has aided the rise in assessed valuation, recent information indicates that the rise has stopped and that ' the equalized assessed value will continue to fall slightly, for the third straight year, for tax year 2011. However, foreclosure activity has remained low with an estimated 1 % of the housing in this status. 1 1 1 1 1 1 1 1 1 1 1 The Commercial Tax Base In addition to the residential areas of Deerfield, the Village's tax base also includes a number of corporate headquarters facilities and other commercial establishments. The Village's larger office buildings are located primarily along the north -south 1 -294 Tollway, which is in the western part of the Village, and the east -west Lake Cook Road corridor, a four -lane road near the southern boundary of the Village. Other commercial areas include Deerfield's downtown business district, which has undergone a major redevelopment, and various retail and service firms along Waukegan Road and Deerfield Road. The following table lists the largest taxpayers in the Village (latest available information): Taxpayer JBC Funds Parkway North Long Ridge Office Portfolio, LP Scott Dressing, Tax Mngr Walgreen Companys CRM Properties Unknown RREEF America REIT Deloit & Touche Marvin Poer & Co. MJH Deerfield LLC Hyatt Equities Percentage of Total Equalized Assessed Village Assessed Business Properties Valuation Valuation Office Center Office Center Office Building Office Center Retail Center Office Center Retail Center Hyatt Campus Office Park Hotels Office Building Hotel 29 10,758,877 0.7% 9,739,224 0.6% 9,664,672 0.6% 7,475,802 0.5% 4,811,676 0.3% 2,767,516 0.2% 2,422,128 0.2% 1,891,920 0.1% 1,884,332 0.1% 1,834,004 0.1% 1,466, 583 0.1% 54,716,734 3.5% The table below lists the ten largest employers in the Village as determined by Lake County Partners: Employer Walgreen Company Baxter International Takeda Pharmaceuticals Kinetek Inc. Fortune Brands Illinois Student Assistance Comm Deerfield School District 109 NCH Promotional Services Delta Pharma Inc. Business /Service # of Employees(1) Corporate Headquarters 3,500 Health Care Products 1,970 North American Headquarters 1,100 Pharmaceuticals 1,080 Corporate Headquarters 1,045 State Agency 550 Elementary School District 390 Offices 370 Corporate Headquarters 350 The following municipal services and facilities are available in the Village of Deerfield: Number of Full -Time Employees (FTE) 119.7 Miles of Streets 76 Miles of Alleys 4 Miles of Sewers 151 Police Protection: 342,922 Number of Stations 1 Numbers of Police Officers (authorized) 39 Library Services: Number of Branch Libraries 1 Number of Books 175,000 Circulation 342,922 Recreation Facilities: Number of Parks and Playgrounds 20 Park Area in Acres 360 Municipal Water Utility: Service Locations 6,783 Average Daily Water Pumped (gals) 3,323,234 Miles of Water Mains 84 Municipal and Other Governmental Services The Village of Deerfield is governed by a President/Mayor and Board of six Trustees, all of who are elected on an at -large basis. Pursuant to a referendum on April 15, 1975, the Village is a home rule unit under Illinois law. In 1952, the Village adopted an ordinance creating the position of Village Manager. The Manager is responsible for the day -to -day operations of the Village and its employees, of which 39 are sworn police officers. The Village has collective bargaining units among Village employees representing the patrol officers and public works employees. The Village has a complex of governmental buildings including the Village Hall (constructed in 1959), the Police Building addition to the Village Hall (constructed in July, 1980, and remodeled in 2002) and the Village Hall Addition and remodeling in 2007. The Village's $1,500,000 public library was constructed in 1971. The Library Board has undertaken a space needs study towards a plan for improvements to the existing building including modernization of the occupied space to meet accessibility codes. In 2010, an advisory referendum to provide for a $13 million remodeling of the Library was approved by voters. In 1988 the Village and the Deerfield Park District (a separate jurisdiction) constructed a $3,300,000 public works garage. An enhanced 911 telephone emergency system was installed in 1991. Construction of a $5.5 million senior center was completed in September, 2003. Deerfield has purchased Lake Michigan water from the City of Highland Park on a contractual basis since 1913. The Village maintains three pumps at the reservoir in Highland Park and has 84 miles of water mains through 30 1 F1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 which approximately one billion gallons of water per year flow. The Village has a one million gallon elevated tank, ' a 4.3 million gallon underground reservoir and a newly completed 2.0 million gallon underground reservoir. The Village recently entered into a new, long term agreement with Highland Park that will allow for the reconstruction of its water treatment facility. This new agreement was approved in 2008 and will continue annual increases in the wholesale cost of water to Deerfield but in tandem with increases in the retail rate charged by the City to its own residents. The Village is served by separate sanitary (75 miles) and storm (75 miles) sewers with sanitary treatment provided by the Village owned sewage treatment plant. The Village's most recent treatment plant expansion was completed in 1978. The plant has a hydraulic design capacity sufficient to serve a population of 30,000. After a comprehensive sewer system study recommended reconstruction of the plant, the Village entered into a contract ' in FY 10/11 for the replacement of the entire treatment facility. This work will continue through 2012 and the bulk of the costs have been expended. An additional $2 million in general obligation debt will be issued this fiscal year to complete the financing for the plant. 1 1 1 1 1 1 1 1 1 1 1 2012/13 Budget Expenditures (by function) General Government 9% Economic Incentives Infrastructure Police Pens. Payments 3% 4% S 39% tree 6% General Obligation Refuse Debt 5% 3% Police (inc. E911) 18% 31 Sewer 5% Water 8% This page left intentionally blank. 32 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 rl a v z O z 1 1 1 1 1 1 1 1 1 1 1 1 I 1 r 1 1 1 1 1 1 1 I 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -13 ADMIN. SUMMARY (FINANCE. VILLAGE MANAGER. COMM. DEVELOP.. ENGINEERING) PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 I FY 11/12 I FY 12/13 FY12 -►FY13 PERSONNEL SERVICES 2,751,562 2,973,560 2,924,935 2,960,576 -0.44% TRAINING & DEVELOPMENT 17,730 27,500 20,500 35,800 30.18% CONTRACTUAL SERVICES 2,625,456 3,455,434 2,966,180 3,122,624 -9.63% COMMODITIES 30,659 58,950 46,497 52,751 - 10.52% UTILITIES 32,137 36,200 35,200 36,700 1.38% CAPITAL OUTLAY 6,820 17,350 18,391 59,399 242.36% CAPITAL IMPROVEMENTS 31,641 52,000 46,000 46,000 - 11.54% TRANSFERS OUT 266,324 758,134 758,134 2,537,464 234.70% 5,762,329 7,379,128 6,815,837 8,851,314 TOTAL 19.95% Budget to budget change without economic development payments or transfers out is 1.8% ADMINISTRATIVE FUNCTIONS* ENGINEERING 12% COMMUNITY DEVELOPMENT 25% VILLAGE MANAGER 28% *chart does not include transfers out or economic development payments 33 ',E DEPT. 5% FINANCE DEPARTMENT The Village's Finance Department provides all accounting services, performs investment and cash management activities and coordinates capital financing, purchasing, budget preparation and control, payroll processing, risk management including medical insurance, police pension processing and accounting, as well as annual audit preparation and compliance. As required by statute, the Director of Finance, as Treasurer, provides regular reports on the fiscal condition of the Village to the Mayor and Board of Trustees. The Department is also responsible overall for human resources, risk management and labor management The Finance Department is staffed by the Director of Finance, an Assistant Finance Director, accountant, two principal accounting clerks, a finance clerk, a cashier - receptionist and a building custodian. During the past year reorganization moved the information technology function and the two employees assigned to this task to the Manager's office. No personnel changes are expected for FY 2011/12. The Director of Finance/Treasurer coordinates all of the financial affairs of the Village, establishes and maintains necessary controls, and supervises the employees and activities of the Finance Department. The Departmental Objectives for the 2012 -13 fiscal year are as follows: Review finance department processes and implement new processes as necessary (carryover): Rewrite the following policies: • Corporate investment policy • Village purchasing policy • Village budget policy Complete the annual Budget and comprehensive financial report and apply for the respective GFOA awards in each of these categories (annually). Coordinate preparations for funding of the new treatment plant and other capital improvement projects including issuing 2013 series GO debt. Accomplishments 2011 -12 fiscal year ( *denotes 11/12 Departmental Objective): Completed the 2011 -12 annual budget document, applied for and received the GFOA Distinguished Budget Presentation Award for the twenty -first consecutive year.* Completed the 2010 -11 comprehensive annual financial report, applied for and received the GFOA Certificate of Achievement for Excellence in Financial Reporting for the twenty- seventh consecutive year.* Completed two bond sales including bond issuance for the first phase of the Deerfield Public Library remodeling.* One of the sales included $12.5 million in Qualified Energy Conservation Bond allocated from the Illinois Finance Authority. Known as "Super BAB's" these taxable bonds were issued with a 70% credit from the Federal government to provide major funding for the new treatment plant. Completed the negotiations for a new union contract with the police patrol union.* Implemented revisions to the employee health insurance program including increased co- payments and initiation of office co- payments.* Developed and implemented a revised fund balance policy conforming to GASB Statement 54. 34 1 1 1 1 1 L 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Work Statistics Water, Sewer and Garbage Bills Issued Invoices Processed Vehicle Licenses sold and Transferred Investment Transactions % Interest Earnings - Village 90 -Day T -Bill Benchmark % Rate 101111- 2007 2008 2009 2010 2011 2012 2013 3,546 8,300 5,600 9,550 BUDG CONTRACTUAL SERVICES (est. ) 30,250 29,712 29,855 29,926 29,910 29,945 29,955 3,300 3,500 3,342 3,415 3,400 3,315 3,425 12,760 13,100 13,105 13,210 13,100 13,209 13,300 25 35 28 15 15 25 15 3.80 4.30 2.01 1.20 0.85 0.65 0.75 3.00 4.36 1.37 0.50 0.10 0.08 0.10 BUDGET REQUEST - FY 2012 -13 FINANCE DEPARTMENT PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG TRAINING & DEVELOPMENT 3,546 8,300 5,600 9,550 BUDG CONTRACTUAL SERVICES FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 1,127,586 1,227,750 1,223,350 983,500 - 19.89% TRAINING & DEVELOPMENT 3,546 8,300 5,600 9,550 15.06% CONTRACTUAL SERVICES 1,873,473 2,634,550 2,119,463 2,300,750 - 12.67% COMMODITIES 8,032 19,000 11,750 14,500 - 23.68% UTILITIES 18,085 20,000 19,200 20,700 3.50% CAPITAL OUTLAY 5,541 6,500 2,500 11,900 83.08% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 244,667 736,269 736,269 2,518,063 242.00% DEPARTMENT TOTAL 1 3,280,929 1 4,652,369 1 4,118,132 1 5,858,963 1 25.94% Budget change without Walgreen Economic Incentive Payment or fund transfer to IRF /Debt Service is: -12.5% 35 GENERAL ADMINISTRATION MAYOR AND BOARD OF TRUSTEES The legislative branch of the Village is responsible for interpreting the wishes of the community and determining the policies under which the Village operates. The residents of Deerfield elect the Mayor and six Trustees to four year overlapping terms for which they receive no compensation. BOARDS, COMMISSIONS, AND COUNCILS There are nineteen independent commissions, councils, and boards authorized by the Mayor and Trustees or required by State law that are appointed to advise and assist the Board of Trustees in its policy decisions. These councils also conduct hearings that pertain to their function. All positions on these boards are non - salaried. Board of Local Improvements - Consists of seven members (the Mayor and the Board of Trustees). Makes recommendations to the Trustees regarding those things that it feels should be done to improve the Village by special assessment, special taxation, or otherwise. The Village Clerk is secretary to the Board. Plan Commission - Consists of seven members plus the Mayor (ex- officio), serving three -year overlapping terms, except the Mayor who serves a four -year term. Members are appointed by the Mayor with the advice and consent of the Board of Trustees, and the chairman is designated for a one -year term in the same manner. The Plan Commission is responsible to the Board of Trustees for holding public hearings and making recommendations regarding the Comprehensive Plan, annexation, sub - division, and zoning (land use, ratio of building to land area, and building height). 3. Board of Zoninq Appeals - Consists of seven members who serve five year overlapping terms. Appointed by the Mayor with the advice and consent of the Board of Trustees. Responsible to the Board of Trustees to hear and make recommendations on applications for variations to the provisions of the zoning ordinance, and to hear and rule on appeals from orders or decisions made by the administrative officer enforcing the zoning ordinance. 4. Board of Police Commissioners - Consists of three members, each serving three -year overlapping terms. Appointed by the Mayor with the advice and consent of the Board of Trustees. Responsible for all appointments, promotions, and dismissals involving sworn officers, and conducts entrance and promotional examinations. 5. Police Pension Board - Has five members who serve two -year terms, including two civilians appointed by the Mayor, two members elected from the police force, and one member elected from the beneficiaries of the pension fund. Determines eligibility of applicants, distributes funds, manages, invests, and controls the police pension fund. 6. Safety Council - Consists of seven members appointed by the Mayor with the advice and consent of the Board of Trustees, serving three -year overlapping terms. Responsible to the Board of Trustees to study and make recommendations regarding Village safety issues relating to traffic. 7. Board of Buildinq Appeals - Consists of seven members appointed by the Mayor with the advice and consent of the Board of Trustees, to serve five -year overlapping terms. 36 1 1 1 1 1 1 1 1 1 0 1 1 1 r 1 1 I 1 1 ' The members are responsible to the Board of Trustees to hear appeals on decisions made by the Building Commissioner enforcing the building ordinances and to recommend action to the Board of Trustees regarding such appeals. The Board holds hearings and ' makes recommendations to the Board of Trustees regarding changes in the building codes. ' 8. Community Relations Commission - Consists of seven members appointed Mayor with the advice and consent of the Board of Trustees to three -year overlapping terms. Studies and recommends means of developing better relationships among all residents in all ' community activities. Identifies and evaluates the social, recreational and developmental needs of village youth and how they might participate in all aspects of community life. Initiates and conducts educational and informational programs to promote diversity. Awards village assistance to senior residents in accordance with established eligibility ' criteria. 9. Manpower Commission - Consists of five members appointed by the Mayor with the ' advice and consent of the Board of Trustees for three -year overlapping terms. Reviews possible appointees to the Village boards, commissions, and councils and makes recommendations to the Mayor and Board of Trustees. ' 10. Electrical Commission - Consists of five members appointed by the Mayor with the advice and consent of the Board of Trustees for four -year coterminous terms or until their successors are appointed. Responsible to the Board of Trustees to recommend t standards, specifications, and rules and regulations governing the installation, alteration, and use of electrical equipment in the Village. ' 11. Emergency Services and Disaster Agency - Consists of a director and such additional members as the director selects. Responsible for the administration, training and operation of the Agency. ' 12. Village Center District Development and Redevelopment Commission - Consists of nine members appointed by the Mayor with the advice and consent of the Board of Trustees. This Commission advises the Board on matters that affect the development or ' redevelopment of the Village Center District. 13. Sustainability Commission — Consists of ten members appointed by the Mayor with the ' advice and consent of the Board of Trustees for three year overlapping terms. Its responsibilities include advising the Board and initiating matters related to sustainability in Village operations and in the community as a whole. ' 14. Cable and Telecommunications Commission - Consists of nine members, appointed by the Mayor with the advice and consent of the Board of Trustees, for three -year overlapping terms. Regulates the use of the Village's right -of -way by telecommunications ' service providers. Administers the Village's Public Access TV System, including operating the Deerfield InfoChannel. Resolves customer service complaints from residents. ' 15. Cemetery Association - Consists of three members appointed by the Mayor with the advice and consent of the Board of Trustees for indefinite terms. Arrange for the care and maintenance of the Deerfield Cemetery. ' 16. Appearance Review Commission - Consists of seven members appointed by the Mayor with the advice and consent of the Board of Trustees for three -year terms. Responsible 37 for reviewing exterior design of new and remodeled buildings in the Village Center and in C -2 Outlying Commercial Districts. 17. Sister City Committee - Consists of five members appointed by the Mayor with the advice and consent of the Board of Trustees for indefinite terms. Communicates with and maintains friendly relations with Ludinghausen, Germany. 18. Stormwater Management Committee - Consists of seven members appointed by the Mayor with the advice and consent of the Board of Trustees for indefinite terms. Responsible for making recommendations to the Mayor and Board of Trustees regarding improvements to the storm and sanitary sewer systems. 19. Fine Arts Commission - Consists of seven members appointed by the Mayor with the advice and consent of the Board of Trustees for three year overlapping terms. Responsible for promoting and encouraging an artistic and cultural environment within the Village. 20. Family Days Commission — Consists of nine members appointed by the Mayor with the advice and consent of the Board of Trustees for three year overlapping terms. Responsible for planning and executing the Village's annual Family Days celebration over Independence Day. VILLAGE CLERK The Village Clerk is responsible for the maintenance of the official records of the Village as required by statute and by the Mayor and Board of Trustees. The Clerk acts as custodian of the Village seal which is required on many documents, publishes legal notices, oversees Village elections, and performs other duties as stated in statute or ordinance. Appointed by the Mayor and Board of Trustees, the Village Manager serves as the Village Clerk. 38 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 l 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE MANAGER'S OFFICE Personnel in the Village Manager's Office serve to join the legislative branch of the Village to its operating departments. As provided by ordinance, the Village Manager advises the Mayor and Board of Trustees on policy decisions and acts as Chief Administrative Officer, supervising the activities of all department heads and directing the day -to -day operations of the Village. The Village Manager is also appointed Village Clerk by the Mayor and Board of Trustees. The Village Manager's Office is staffed by the Village Manager /Clerk, Assistant to the Village Manager, and Deputy Village Clerk/Management Analyst. All of the activities of the various boards and commissions are included in the Village Manager's budget. The Departmental Objectives for the 2012 -2013 fiscal year are as follows: 1. Provide the Mayor and Board of Trustees relevant and timely information and advice necessary to evaluate and make policy decisions. 2. Direct and advise operating departments in order to meet service levels established by the Mayor and Board of Trustees. 3. Encourage citizen participation in Village activities. 4. In conjunction with the Village Attorney, coordinate the preparation of ordinances, resolutions, contracts, agreements and other documents for consideration by the Mayor and Board of Trustees. 5. Represent the Village in working with federal, state, regional and local agencies, governments and community groups, as well as private enterprises and not - for - profit organizations. 6. Encourage strategic and operational improvements through innovation and professional development. 7. When appropriate and practical, encourage strategic decisions and programs with a focus on sustainability. 8. Oversee franchise agreements with various utilities doing business within the corporate limits of the Village. 9. Oversee the human resources function for the Village. Develop a motivated workforce through professional employee evaluations, training and competitive levels of compensation. 10. Oversee the IT function for the Village to ensure that all departments have what they need to operate efficient, effectively, and in the best interest of the public. 11. Perform the statutory duties required of the Village Clerk's office and issue required liquor licenses. 12. Provide Village representation at agencies and organizations such as the Solid Waste Agency of Lake County, DBR Chamber of Commerce, Northwest Municipal Conference, GIS Consoritum, and Electricity Consoritum. 13. Publish D- Tales, a bi- monthly newsletter mailed to every household and business in the Village, provide timely information and updates to the Village's website, the Village InfoChannel, and begin to use a -news to provide all residents with up -to -date information. 14. Provide staff support for the Farmers Market, Fine Arts Commission, Cable and Telecommunications Commission, Sustainability Commission, Community Relations Commission, and Family Days Commission. 39 In addition to these continuing goals, the Village Manager's Department will complete the following projects during the 2012 -2013 fiscal year: 1. Monitor internal operations of all departments to ensure appropriate levels of manpower and resources. 2. Work on the successful recruitment of a new Finance Director. 3. Continue to work with Com Ed representatives to develop and implement appropriate action plans in an effort to improve electrical system reliability. 4. Lead the implementation of a document management system to digitize the Village's records and assist the Village in continuing to be compliant with the changing landscape of the Freedom of Information Act Law. 5. Continue to support efforts concerning approaches to workforce /affordable housing needs. 6. With the help of the Cable and Telecommunications Commission, complete negotiations with Comcast for a new franchise agreement. 7. Work with the Sustainability Commission to begin work on the potential implementation of a commercial franchising contract, implementation of appropriate composting regulations, implementation of a demolition construction recycling ordinance, and enhanced sustainability related educational efforts; maintain active participation with the Solid Waste Agency of Lake County. 8. Begin negotiations with the Public Works Laborers Union Local 150 on the contract set to expire at the end of FY13. 9. Continue to oversee construction of Wastewater Reclamation Facility. 10. Continue to oversee the implementation of an aggregation program for residents and small busineses. 11. Upgrade the Village's Microsoft Office Software and complete employee training on the new version. 12. Organize efforts related to economic development, local business promotion and community enhancement activities, including the continued business visit/retention program partnership with the Chamber. 13. Work with the Finance Department to update and revise the Village's Purchasing Manual and purchasing process. Accomplishments During 2011 -2012 1. Provided electronic packets for all weekly distributions to the Mayor and Board of Trustees; posted full agenda packets on the Village's website. 2. Served as the Chairman of the Executive Committee of the Solid Waste Agency of Lake County. 3. Worked with neighboring communities to establish the North Shore Electricity Aggregation Consoritum and oversaw a successful educational effort and referendum regarding electric aggregation. 4. Completed the successful transition to a new scavenger service provider for residents. 5. Provided staff support for special events planning including Family Days, Deerfield Festival of Fine Arts, Community Services Day and the Winter Celebration. 6. Oversaw a smooth transition which moved the IT function into the Manager's Office. 40 1 1 1 1 1 1 1 1 1 1 1 1 1 1 �I 1 1 1 1 1 1 1 1 1 1 1 Work Statistics Ordinances Passed Resolutions Passed Village Board Meetings D -Tales Published FOIA Requests Liquor Licenses Issued Distributions to Mayor and Board Cable and Telecommunications Commission Meetings Community Development Group Meetings Family Days Commission Meetings Fine Arts Commission Meetings Sustainability Commission Meetings 101210- (� 2007 2008 2009 7. The Wastewater Reclamation Facility remains on schedule with relatively modest change orders ' required to date. 43 8. Evaluted electronic news applications and sent out the Village's first a -news article in April of ' 2012. 20 9. Supported Village Attorney and Village Board efforts concerning litigation involving the Village, 7 including settlement of suits with ComEd and Mitchell Park Reservoir Contractors. ' 10. Developed a comprehensive fee schedule that clearly shows users the Village's fees for permits, 24 licenses, and related items. ' 11. Supported continued development of Parents. The Anti Drug District #113 community coalition. 6 12. Worked with DBR Chamber to successfully implement the business visit program. ' 13. Provided staff and SWALCO coordination of proposal review and implementation of lower cost 6 residential refuse and recycling service contract with Waste Management. 1 1 1 1 1 1 1 1 Work Statistics Ordinances Passed Resolutions Passed Village Board Meetings D -Tales Published FOIA Requests Liquor Licenses Issued Distributions to Mayor and Board Cable and Telecommunications Commission Meetings Community Development Group Meetings Family Days Commission Meetings Fine Arts Commission Meetings Sustainability Commission Meetings 101210- (� 2007 2008 2009 2010 2011 44 43 29 43 49 20 12 7 13 16 24 24 24 24 25 6 6 6 5 6 870 1,500 1,300 1,300 93 30 32 27 27 33 52 52 52 52 52 5 4 1 2,250 5 23 21 0.00% 21 23 6 6 6 6 10 9 9 9 5 7 0 0 0 7 11 BUDGET REQUEST - FY 2012 -13 VILLAGE MANArFR /Ar)MINICTRATInKJ PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG ' TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 484,508 489,700 480,400 686,433 40.17% ' TRAINING & DEVELOPMENT 3,712 6,500 5,700 13,100 101.54% CONTRACTUAL SERVICES 473,066 519,434 560,904 518,746 -0.13% COMMODITIES 2,483 5,500 1,800 3,550 - 35.45% ' UTILITIES 870 1,500 1,300 1,300 - 13.33% CAPITAL OUTLAY 227 6,100 10,200 25,250 313.93% CAPITAL IMPROVEMENTS 31,641 52,000 46,000 46,000 - 11.54% TRANSFERS OUT ' 2,250 2,250 2,250 2,250 0.00% DEPARTMENT TOTAL 998,757 1,082,984 1,108,554 1,296,629 19.73% 1 1 41 COMMUNITY DEVELOPMENT DEPARTMENT Description of Responsibilities: The Community Development Department is responsible for all aspects of planning, building, and zoning. The Department administers and enforces the Zoning Ordinance, Subdivision Ordinance, and Building Codes. The Department is responsible for providing staff assistance to a number of commissions. The Department provides analysis and technical assistance on all items that come before the Plan Commission, the Board of Zoning Appeals, the Village Center Development Commission, the Appearance Review Commission, the Cemetery Commission, the Electrical Commission, the Board of Building Appeals, and various task forces, as well as coordinates the activities of these commissions. Building plan review, permit approval, inspectional services, zoning compliance approvals for new businesses, and maintaining records of approved plans are also provided by the Department. The Department works to ensure that projects that go through the Department's approval process are in compliance with the Comprehensive Plan. Staff works with developers in the planning steps of any project so as to achieve maximum compatibility with Village goals, objectives and policies. Staff Consists of: Code Enforcement Supervisor, Principal Planner, Assistant Code Enforcement Supervisor, Building Inspector, Planner, Associate Planner, Secretary II, Secretary I (part time). Accomplishments for 2011 -12: Performed 2,451 building inspections along with various plan reviews that correlate with construction projects throughout the Village. Implemented the vacant buildings ordinance to allow for better enforcement. Worked on removal of deteriorated vacant residential structures in the Village. Worked on Village approval for the following major projects: the Deerfield Public Library's expansion project and the Library's temporary relocation in Cadwell's Corners shopping center; Starland's Special Use and Text Amendment to locate at 445 Pine Street; the redevelopment of 350 S. Waukegan Road (former George's What's Cooking restaurant) into a two -story medical office building; Parkway North Center's amendment to the approved signage plan including a new Tollway sign; Deerbrook Mall's new landscaping and lighting plan for the rear parking lot; Briarwood Country Club's proposed changes to the clubhouse area and proposed new paddle tennis facilities; McDonald's proposed building and site changes including dual order boards and a connection to the properties to the south. Staff worked on several Text Amendments to the Zoning Ordinance including: renewable /alternative energy (wind, solar, and geothermal); athletic fencing signage for Deerfield High School; parked vehicles used as advertising devices; the maximum size of business wall signs; and changes to the regulations for political signs. Staff also worked on several other smaller land use petitions. In fall 2011, staff presented the renewable /alternative energy Text Amendments to the Zoning Ordinance to the Plan Commission for public hearings. The Alternative Energy Task Force of Lake County developed a model ordinance for the regulation of renewable energy systems in Lake County. This model ordinance for wind, solar, and geothermal energy systems was adjusted to fit Deerfield, and addresses regulations such as height, setbacks, location, and noise. On January 17, 2012, the Village Board voted to approve the Text Amendments for renewable /alternative energy systems. Amended the Lake -Cook Road Corridor Agreement between Deerfield and Northbrook (the third amendment to the Lake -Cook Road Corridor Agreement). The staffs at Northbrook and Deerfield agreed that properties that have been annexed to each community should be removed from the corridor agreement. These discussions resulted in the removal of several properties from the Lake -Cook Road Corridor Agreement and the rest of the properties will remain in the corridor agreement. Staff worked with Northwest Quadrant Unified Planning Task Force to determine the vision for the northwest quadrant. The Task Force will be defining what we want to accomplish in the quadrant such as 42 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 safe pedestrian access, more of a unified campus atmosphere for the quadrant, sustainable elements, a gathering place, traffic circulation. The Village will seek design assistance to develop.a comprehensive design plan for the quadrant. Continued to work with One Deerfield Place and the Housing Opportunity Development Corporation (HODC) to best determine how to utilize private funds One Deerfield Place has accumulated for affordable and workforce housing. Worked with One Deerfield Place to begin to use some of One Deerfield Place's funds for anew accessibility grants program. In 2011, One Deerfield Place approved an initial $10,000 in support of the West Deerfield Township accessibility grant program, and agreed to fund the Township program further if the pilot program is a success. Staff pursued funding from One Deerfield Place for the Village's senior subsidy program. One Deerfield Place has provided $10,000 in funding to the Village's Senior Subsidy Program. The program provides low income seniors with financial assistance to help them pay their property taxes. Staff provided the Housing Opportunity Development Corporation (HODC) the addresses of some distressed properties the Building Department is aware of to determine if there was any chance of buying them and rehabbing them for affordable housing and HODC is exploring these properties. Continued to work with The Metropolitan Planning Council (a non - profit group of civic leaders and businesses that promotes planning and development policies in the region) to assist in reaching out to larger employers in Deerfield to see if they are interested in Employer Assisted Housing (EAH) where the employer provides their employees with housing assistance such as counseling before making a home purchase, help with closing costs, or help with a down payment. Staff worked with the Appearance Review Commission (ARC) on updating their Appearance Code. The ' ARC is undertaking a comprehensive update of the code to review all sections of the code, looking at other communities codes, make the document more user friendly, and using more samples and pictures /visuals in the revised code. ' Staff has worked with the VCDC to recognize long- standing businesses in the Village Center. Long- standing businesses in the Village Center will be recognized with a plaque. Promoted the Village Center Flower Planter program that gives merchants and commercial property owners in the Village Center an opportunity to purchase flower planters and plantings for all four seasons from Moore Landscaping, the Village's landscaper, at a special reduced rate. ' Staff received initial demographic data from the 2010 Census in early 2011. Deerfield's total population is 18,225, with a total of 6,907 housing units. Staff continues to receive additional economic data (income, commute to work, occupation, etc.) from the American Community Survey which is part of the Census Bureau. 1 1 1 1 1 Staff worked with the Cemetery Commission to adopt rules and regulations for the Deerfield Cemetery. Staff provided support to the Cemetery Commission which reconvened in 2010 to look at various matters of concern and the new State law regulating cemeteries. Complied economic development information for posting on the Village's website to help promote business in Deerfield's commercial zoning districts. Information on the website includes commercial space availabilities and recently leased spaces, as well as location maps and contact information of leasing agents. Recently, Planning staff has added Business Analyst data to the website which contains detailed demographic, consumer spending, and market potential data. Continued to update the Department's page on the Village's website with current information about public hearings, commissions, forms and applications, sustainable projects in Deerfield, frequently asked questions, etc. Participated on the Northwest Municipal Conference's Bicycle and Pedestrian Committee. The Committee is working on planning and implementing regional bike corridors throughout Lake, Cook, and McHenry Counties. Deerfield Road (from Buffalo Grove to Highland Park) has been designated as a regional bike corridor. 43 The Associate Planner has worked to achieve American Institute of Certified Planners (AICP) certification, and the Principal Planner maintains his AICP certification. AICP is a national planning certification for professional planners which focuses on ethics, professional development, planning education, and the standards of planning practice. Worked with businesses in the C -1 and C -2 zoning districts to gain compliance with the window signage regulations (most businesses are now in compliance). Ordered new banners for the community banner pole, including banners for the Don't Text and Drive campaign and banners in memory of the 9 -11 anniversary. Staff also created two new sets of banners with a bird theme: "snow birds" - a.k.a. deerbirds: Deerfield residents who stay and enjoy the community during the winter months and "sun birds" — a.k.a. deerbirds enjoying the Deerfield sun. Participated in the Green Team, which is made up of staff from each of the Village's departments and which discusses ways to implement green and more sustainable practices and techniques. Updated the Village's map of multi - family housing units. Staff worked with GIS staff on the conversion of the Village's Plat Book to an updatable digital format. The Plat Book contains all the subdivisions, lot lines, easements, dedications, vacations, building setback lines, rights -of -way, and other related information. Staff continues to digitize the recorded documents that are kept by the Community Development Department. The plats of subdivision, annexation, dedications, easements, vacations, and the planned unit developments plats are being digitized for easy reference by department staff. Work Statistics Permits: Residences Additions and Alterations Garages Garage Sale and Temporary Use Permits Miscellaneous Total Permits Board of Zoning Appeals Public Hearings VCDC Meetings Appearance Review Commission Meetings Cemetery Commission Plan Commission: Public Hearings Continued Public Hearings Substantial Conformance Petitions Prefiling Conferences Miscellaneous Requests Comprehensive Plan Meetings 2006 2007 2008 2009 2010 2011 73 70 16 14 22 19 169 156 163 160 156 161 23 13 3 17 14 14 178 170 193 203 226 192 785 861 795 611 849 981 1,228 1270 1,170 1,005 1,267 1,367 8 5 4 3 4 4 7 6 4 5 5 5 12 9 10 9 10 13 4 3 24 19 6 5 19 15 6 4 1 1 4 3 6 2 1 1 1 2 19 14 3 5 13 6 1 0 2 4 1 2 0 0 0 0 0 0 The Department's objectives for the 2012 -13 fiscal year: Provide staff support services for the Plan Commission, the Board of Zoning Appeals, the Village Center Development Commission, the Appearance Review Commission, and other boards and commissions for which 44 1 1 1 i 1 1 1-1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 the Department is responsible. Maintain the Comprehensive Plan, Zoning Ordinance, Development Code, and the Subdivision Code along with building plans, subdivision plats, and approved development plans. Continue to work with the Northwest Quadrant Unified Planning Task Force to develop a design plan for the northwest quadrant of the Village Center. Continue to work on the issue of workforce and affordable housing to seek solutions to this housing issue facing the Village. Continue discussions with One Deerfield Place and the Housing Opportunity Development Corporation (HODC) on how to best utilize the private funds they have accumulated for affordable housing in Deerfield. Continue to work with the Metropolitan Planning Council on employer assisted housing for local businesses. Obtain current Deerfield Census economic data as it becomes available and put it on the Village's website so the economic data is accessible to residents and businesses. Continue to enforce the window sign regulations in the C -1 and C -2 Commercial Districts and continue to work with businesses to gain compliance. Staff and the VCDC will continue to work with the Fine Arts Commission about the possibility of a sculpture garden at the US Bank's corner park. ' Continue the process of entering data into the land records data layer in the Village's Geographic Information System (GIS). Continue to work with the GIS staff to verify the plat book data which was recently input into the Village's GIS. ' Be advisory to the Sustainability Commission on sustainability issues including green initiatives. Continue to promote sustainability and green components in land use and building projects, and stay up -to- ' date on the latest green techniques and information. Continue to stay up -to -date on current planning issues and trends and current building codes and topics. 1 1 1 1 r 1 1 1 Continue to update and enhance the economic development information on the Village's website so that it is useful to potential businesses interested in locating in Deerfield and to commercial property owners in the community in order to promote economic growth and the well being of the Village's tax base. Continue to keep the Village's website current and up -to -date for items dealing with the Planning Division and Building Division, especially information about upcoming public hearings, forms and applications. Continue to work with the Deerfield Public Library staff and consultants as they begin the construction process for their building's expansion. Review codes and ordinances for possible amendments and revisions as necessary and participate in the preparing of new ordinances as necessary. Continue to explore methods of digitally scanning, retrieving and storing all documents required to be maintained by the Department. Continue to digitize plats of subdivision, PUD plans, and other documents. Continue removing non - essential items from the Plan Commission files and begin planning for the conversion of these paper files to electronic files. 45 101330 BUDGET REQUEST - FY 2012 -13 COMMUNITY DEVELOPMENT DEPT. PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 I FY 11/12 I FY 12/13 FY12 ->FY13 PERSONNEL SERVICES 864,144 949,860 915,385 970,693 2.19% TRAINING & DEVELOPMENT 6,873 8,000 4,500 7,200 - 10.00% CONTRACTUAL SERVICES 114,417 125,100 103,730 131,289 4.95% COMMODITIES 10,222 20,200 18,697 19,700 - 2.48% UTILITIES 5,350 6,500 6,500 6,500 0.00% CAPITAL OUTLAY 386 1,750 991 13,999 699.94% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 5,750 5,750 5,750 5,750 0.00% 90 80 70 60 50 40 30 20 10 0 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 CALENDAR YEAR DEPARTMENT TOTAL 1 1,007,141 1 1,117,160 1 1,055,553 1 1,155,131 1 3.40% NEW SINGLE FAMILY RESIDENTIAL PERMITS ISSUED 46 1 Engineering Department The Engineering Department provides technical design services and oversight for Village construction projects, reviews development plans to assure compliance with Village ordinances, and advises the Mayor and Board, as well as other ' departments on engineering matters. The department is supervised by the Director of Public Works and Engineering and staffed by one Assistant Village Engineer, and a Project Manager. The Department continues to maintain a conservative fiscal approach to departmental expenditures without compromising necessary departmental operations. ' The primary accountabilities of the Engineering Department are: • Define and supervise Village construction projects. • Continue to upgrade and structure engineering and public works data organization and relationships. ' Continue to manage the Geographic Information System (GIS). • Continue to review commercial and residential development plans with respect to drainage and grading. • Review, evaluate, and approve applications relative to the Village Tree Ordinance. ' Initiate study and design for future infrastructure replacement. • Manage the Engineering and Public Works portion of the Village Website. Accomplishments in 2011 -2012: ' • Street Rehabilitation Project — The scope of the Street Rehabilitation Project is to reconstruct or rehabilitate portions of the existing Village owned roadway network and utilities. This year's project focused mainly on the rehabilitation of Hazel Avenue, Chestnut Street, Somerset Avenue, and Sheridan Avenue as well as roadway ' patching of critical areas. The contract was awarded to A -Lamp Concrete Contractors Incorporated in June of 2011 and was completed within the budgeted amount by October. • Carlisle Avenue and Carriage Way Infrastructure Rehabilitation Project — The purpose of the project was to ' reconstruct and rehabilitate the existing Village roadway and utilities on Carlisle Avenue between the Briarwood Nature Area and Deerfield Road and along Carriage Way between the Briarwood Nature Area and Bent Creek Ridge. The project was awarded to Bolder Contractors, Inc., a Deerfield based construction firm in May of 2010. The project was constructed over two construction seasons, and was completed in the Spring of 2011. The ' Carriage Way portion of the project began in February of 2011 and was complete in June of 2011. As part of the project more than a mile of water main and mainline pavement were constructed. ' Deerfield Road Pedestrian Underpass — The Deerfield Road pedestrian underpass was awarded to Herlihy Mid - Continent Company in October of 2010. Utility relocation began in early 2011 to relocate two separate fiber optic utilities, as well as an 8" North Shore Gas distribution main. Tunneling was complete in June and the overall project reached completion in October of 2011. The project was completed 6 months behind schedule due to ' delays with utility relocation, but was constructed within the budgeted amount. • Central Avenue and Juniper Court Bridge Rehabilitation Project— The Central Avenue and Juniper Court Bridge Rehabilitation Project was awarded to Illinois Constructors Corporation in July of 2011. The project began construction, with full road closures, in September. The contractor completed the reconstruction of the Central ' Avenue Bridge and the rehabilitation of the Juniper Court Bridge in mid - November, as dictated by the schedule set in their contract. Both bridges were completed within the contracted amount for construction. IDOT has inspected and accepted the newly constructed bridges. ' Lake Cook Road — The Cook County Highway Department (CCHD) began the rehabilitation of Lake Cook Road between Wilmot Road and Deerlake Road in the spring of 2011. The scope of work included, among other things, the rehabilitation /reconstruction of the roadway, traffic signal modernization, water main replacement, and median island construction. Engineering staff worked with the CCHD in preparation of engineering plans for Village utilities. ' Approximately 2,200 linear feet of water main was built by the CCHD contractor in a location outside of the proposed pavement at village expense. The CCHD, in coordination with the Engineering Department, built the remainder of the proposed sidewalk on the north side of Lake Cook Road between Birchwood Avenue and ' Pfingsten Road. • Heather RoadlLake Eleanor Drive — In December of 2010 the Village of Deerfield awarded a Phase II Engineering Services contract to Gewalt Hamilton Associates, Inc, and design work began in early 2011. The limits of reconstruction for the first project are Heather Road between Deerfield Road and Manor Drive. The limits of reconstruction for the second project are Lake Eleanor Drive from Wilmot Road to the west end of Lake Eleanor Drive. The projects are currently targeted for construction in the year 2013. ' • Central Avenue Water Main Installation- In June of 2011 the Village awarded a contract to Demuth Incorporated to install a new water main beneath the West Fork of the North Branch of the Chicago River near the Central Avenue Bridge. The work was completed within the specified number of working days, within budget, and the main ' is currently live. 47 1 Deerfield Road Reconstruction- In 2011 the Engineering Department worked with the Lake County Division of Transportation, the Illinois Department of Transportation, and our design consultant Christopher B. Burke Engineering to complete the Phase I report for the rehabilitation of Deerfield Road between Rosemary Terrace and ' Ridge Road in Highland Park. The Phase I report was complete in late 2011 and the Department is currently waiting for design approval before moving into Phase 11. Construction is currently targeted for summer of 2014. ' The seventh year of inspections for trees infected with Dutch Elm Disease (DED) was completed in 2011. The t majority of the trees identified with the disease have been removed. Urban Forest Management also completed an ' inventory of parkway ash trees. A total of 1,321 ash trees were tabulated in the inventory. Of that total, 1,098 trees were condition 1 -3 and 223 were condition 4 -6. Public Works Department will remove all of the condition 5 and 6 ash ' trees by July 2012, except for the two very largest trees which will be safely handled by a professional tree company. ' The condition 4 trees will be removed over the course one year. • The Engineering Department reviewed and approved more than 190 permit applications for removal of trees (not ' including the DED trees). In addition to these permit applications; the Village has reviewed approximately 75 applications for the removal of trees related to construction permit applications. • The Engineering Department reviewed 160 plan submittals for residential home additions and /or new single family ' homes and performed more than 200 site inspections for residential construction. • Utilized Infrastructure Management Software (IMS) for planning public projects. • Worked with the professional design consultant, Burns and McDonnell Engineering, Inc., on the preparation of design plans and land acquisition for the sidewalk improvements on the south side of Deerfield Road (Rosemary Terrace to Carlisle Avenue). • Prepared NPDES yearly report including outfall inspections for all 96 outfalls within the Village. ' • Prepared the yearly Community Rating System report, to be sent to FEMA as part of the National Flood Insurance Program. t • Maintained the Engineering Department portion of the website, including weekly construction updates. • Worked with the Board, consultants and Village staff on plans for a new Wastewater Reclamation Facility. ' • Prepared requests for engineering services proposals (RFP's) for various infrastructure replacement projects. • Prepared and the Consumer Confidence Report on water ' published quality. • Supervised the lining of approximately 6,500 feet of deteriorated sanitary sewer in various locations. Monitored the Reservoir 29A the the Metropolitan ' • conditions and groundwater at and cooperated with offices of Water Reclamation District. Major for 2012 -13 are: ' projects planned • Street Rehabilitation Project — The scope of the Street Rehabilitation Project is to reconstruct or rehabilitate portions of the existing Village owned roadway network and utilities. This year's project will mainly focus on the ' rehabilitation of Cumnor Court, Carlisle Place, Warwick Road, Camille Avenue, Rago Avenue, Williams Avenue, Davis Street, Crowe Avenue, Elmwood Avenue, Kenmore Avenue, and Jonquil Terrace as budget permits. Some portions of this work may be bid as alternates to the main contract. Work is expected to begin in May and will be complete in August of 2012 , • Lake Cook Road — The Cook County Highway Department (CCHD) will complete the rehabilitation of Lake Cook Road between Wilmot Road and Deerlake Road in the spring of 2011. The original scope of work included, among other things, the rehabilitation /reconstruction of the roadway, traffic signal modernization, water main replacement, ' and median island construction. Only permanent traffic signal work, pavement marking, and landscape restoration remain and will be completed in the spring of 2012. • Linden Avenue — In January of 2011 the Village of Deerfield awarded a Phase II Engineering Services contract to ' Gewalt Hamilton Associates, Inc, and design work began in early 2011. The limits of reconstruction are Linden Avenue between Stratford Road and 1,000 feet west of Stratford Road. Engineering plans are in a pre -final stage allowing construction to begin by mid - summer 2012. The project is expected to be completed by fall of 2012. ' o Sidewalk Reconstruction South Side of Deerfield Road (Rosemary Terrace to Carriage Way) —The scope of this project will include reconstruction of the existing sidewalk in an effort to provide safer passage for pedestrians. 48 ' The design will provide a four -foot buffer zone between vehicular and pedestrian traffic. Property plats and legal descriptions are underway in preparation of land acquisition. Construction is targeted to take place in 2013. ' Waukegan Road /Chestnut at Deerbrook Mall Traffic Signal Improvement - The Department will be working with Mid - America Management accomplish the traffic signal modernization within the IDOT system. All costs associated with construction of the new traffic signal will be the responsibility of the developer. The permit for ' construction has been issued by IDOT allowing temporary signals, the first stage in construction, to be installed in the spring of 2012. Highway work, which includes lengthening the southbound left turn lane at the entrance, and permanent traffic signals will be complete in mid -2012. ' • Fiber Optic Connection- In late 2011 the Engineering Department awarded a contract to Hecker and Company Electric for the installation of a fiber optic cable between the Public Works facility and the Village Hall. The work consisted of installing a fiber optic cable, in conduit, between the two facilities. The new link will increase the reliability and speed of the computer network. Work began in late January 2012 and was complete in March 2012. ' Planning is also beginning to continue the fiber optic link between the Public Works facility and the WRF in Fiscal 2014. • Reservoir 29A Telemetry - The Department of Pubic Works and Engineering and the Metropolitan Water ' Reclamation District of Greater Chicago (MWRDGC) have identified the need for remote access and control of the pump system at Reservoir 29A. This system will enable close monitoring of the basin. The existing intergovernmental agreement requires the Village to pay 50% of the cost of this improvement. 1 1 1 1 1 1 1 1 Work Statistics, FY 2011 -2012 2006 2007 2008 2009 2010 2011 Number of Purchase Payments Processed 148 182 177 251 260 274 Letters of Credit Received /Renewed 11 8 6 2 0 1 Number of Projects Administered 45 59 47 99 33 123 Number of Plans Reviewed 165 135 122 153 179 160 Number of Right-of-Way Opening Permits Issued 60 65 42 46 88 79 Number of Ad Hoc Tree Removal Permits Issued 217 235 211 128 183 190 BUDGET REQUEST - FY 2012 -13 102110- ENGINEERING DIVISION (PUBLIC WORKS) F � ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 275,324 306,250 305,800 319,950 4.47% TRAINING & DEVELOPMENT 3,600 4,700 4,700 5,950 26.60% CONTRACTUAL SERVICES 164,501 176,350 182,083 171,839 -2.56% COMMODITIES 9,922 14,250 14,250 15,001 5.27% UTILITIES 7,832 8,200 8,200 8,200 0.00% CAPITAL OUTLAY 666 3,000 4,700 8,250 175.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 13,657 13,865 13,865 11,401 - 17.77% DEPARTMENT TOTAL 1 475,502 1 526,615 1 49 533,598 1 540,591 1 2.65% This page left intentionally blank. 50 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 J r 1 r 1 1 1 1 1 1 1 r 1 D m m t 1 1 1 1 1 1 1 1 r 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 POLICE - SUMMARY PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 I FY 11/12 FY 12/13 FY12 ->FY13 PERSONNEL SERVICES 7,208,034 7,912,647 7,559,060 8,052,225 1.76% TRAINING & DEVELOPMENT 30,748 61,450 59,200 61,050 -0.65% CONTRACTUAL SERVICES 655,609 760,000 766,360 769,970 1.31% COMMODITIES 95,826 135,000 134,750 133,000 - 1.48% UTILITIES 19,274 26,000 26,000 24,200 - 6.92% CAPITAL OUTLAY 19,946 38,550 39,350 33,600 - 12.84% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 137,916 133,345 133,345 114,225 - 14.34% N/A 1 8,167,353 1 9,066,992 1 8,718,065 1 9,188,270 DEPARTMENT TOTAL 1 1.34% INVES' SPEC DETAIL 2% POLICE DEPT. BUDGET BY DIVISION COMMUNICATIONS 10% ""MINISTRATION 20% (does not include E911 Fund expenditures) 51 ROL 56% POLICE DEPARTMENT SUMMARY OF THE POLICE MISSION With respect and dignity, the Deerfield Police Department will provide professional and ethical service through partnership with all citizens and proactively identifying risks to Deerfield's quality of life. The Police Department has nine continuing goals that accomplish this mission: • Prevention of crime • Apprehension of offenders • Recovery and return of property • Safe movement of traffic • Provision of services unavailable from other public or private welfare agencies • Prevention of substance abuse in the community • Education of juveniles informing them of their legal responsibilities • Education of the public in the steps it can take to reduce the probabilities of becoming the victim of criminal attack • Participation in the implementation of disaster and emergency services In addition to these continuing goals, the Deerfield Police Department will complete the following projects during the 2012 -13 fiscal year: The Police Department will continue working with Infrastructure Management Services and Village of Deerfield Engineers to develop an inventory of signs (parking restrictions, stop, etc.) through the use of Geographic Information System mapping layers. The inventory will assist in the formulation of replacement schedules and determining if the signs are controlled by proper ordinance. The Federal Communications Commission (FCC), in an effort to promote greater radio spectrum efficiency, has mandated all public safety agencies take appropriate measures to modify its radio equipment and licenses to meet the requirements of "Narrow- banding ". In May of 2012, in coordination with other local and state frequencies, the Department will transition to the new spectrum in advance of a January 1, 2013 deadline. The Village of Deerfield's Emergency Operation Plan was originally approved in 2008. Department staff and other Village Emergency Management personnel will review, evaluate and revise the plan as needed. The revised plan will then be submitted to the Lake and Cook County Emergency Management Agencies for approval. The Department, along with Information Technology and Building and Zoning personnel, continue to cooperate with the Lake County Passage team in an effort to have Deerfield join the system. The County remains in the process of installing the necessary technology to integrate Deerfield into the system which will allow video monitoring of designated intersections within the Village. It is hoped that they will incorporate Deerfield into the system in the upcoming year. Department staff will conduct a personnel analysis to ensure minimum staffing levels necessary for the agency to perform its' designated function are being met. Adequate staffing ensures officer safety, guarantees prompt response time and helps meet the expectations of the community. 2011 -12 Accomplishments Through the use of a grant secured from the Bureau of Justice Assistance, the Department trained patrol personnel in the use of "Project Lifesaver" tracking equipment. "project Lifesaver" is an international project that provides law enforcement agencies with a rapid response program to save lives and reduce 52 1 1 1 1 1 1 1 1 1 1 1 1 1 L 1 1 r 1 1 1 1 1 1 1 1 the potential for serious injury for adults and children who wander due to Alzheimer's, autism, Down Syndrome, dementia, and other cognitive conditions. The program is now available for use by the community. The Department received its second reaccreditation award from the Commission on Accreditation for Law Enforcement Agencies ( CALEA) in November of 2011. The award followed an on -site inspection by CALEA staff in April. To receive reaccreditation the agency was required to be in compliance with approximately 465 standards as established by the Commission. The Deerfield Police Department is one of 108 agencies accredited in the State and one of 1,047 in the country. The Department has been accredited since 2005. In May of 2011, working with local private sector partners, the Village received financial considerations in the amount of $14,000 from business sponsors which resulted in the installation of an Early Warning Tornado siren in the area of Lake Cook and Saunders Roads. The installation resulted in improved coverage for the area and serves approximately 12,000 employees and patrons of Parkway North, Takeda, Baxter, Walgreens and the Deerfield Park District Golf Course. The Deerfield Police Department and Office of Emergency Management (OEM) received a grant for the distribution of 36 NOAA (National Oceanic and Atmospheric Administration) all hazard weather warning radios. At the May meeting of the Mayor and Board of Trustees the radios were presented to public sector partners including the Deerfield Public Library, School Districts #109 and #113 and the Deerfield Park District. The remaining radios were distributed throughout the Village. ' The Deerfield Police Department began serving as a resource agency for the Interoperable Communications Council of Lake County (ICCLC) under the authority of the Lake County Emergency Management Agency (LCEMA). In this role, the Department hosts and manages a cache of portable ' radio equipment for use in or around Lake County. Responsibilities include storage, minor maintenance and mobilization of the equipment if requested. 1 STATISTICAL SUMMARY ' 2008 2009 2010 2011 Calls for Service 13,984 11,756 11,796 12,064 Accidents; Personal Injury 105 88 70 80 ' Property 565 484 474 560 Traffic Tickets 4,255 3,703 3105 3392 Parking Citations 2,385 1,656 1507 1343 ' Crime Index" Criminal Arrests 243 521 194 443 184 575 202 576 Domestic Trouble 111 121 143 134 Vandalism 43 39 61 42 Traffic Enforcement Index 40.5 42.0 44.3 42.4 ' (Tickets per Injury Accident) *Crime Index: Index crimes include "Violent Crimes" (murder, non - negligent manslaughter, aggravated criminal sexual assault, robbery, aggravated battery, and aggravated assault) and "Property Crimes" (burglary, theft, larceny, motor vehicle theft and arson). 1 1 1 1 53 BUDGET REQUEST - FY 2012 -2013 106010- POLICE - ADMINISTRATION PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 FY 11/12 FY 12/13 FY12 -+FY13 PERSONNEL SERVICES 852,822 917,393 909,796 961,696 4.83% TRAINING & DEVELOPMENT 4,969 18,000 15,600 17,600 -2.22% CONTRACTUAL SERVICES 603,143 686,500 692,860 696,470 1.45% COMMODITIES 28,995 45,000 44,750 43,000 - 4.44% UTILITIES 14,642 20,000 20,000 18,200 - 9.00% CAPITAL OUTLAY 6,926 17,550 19,850 14,100 - 19.66% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 137,916 133,345 133,345 114,225 - 14.34% DEPARTMENT TOTAL 1 1,649,4131 1,837,7881 1,836,201 1 1,865,291 1 1.50% 106020- POLICE - COMMUNICATIONS PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 ->FY13 PERSONNEL SERVICES 812,757 918,081 904,881 945,975 3.04% TRAINING & DEVELOPMENT 2,867 5,600 5,750 5,600 0.00% CONTRACTUAL SERVICES 367 500 500 500 0.00% COMMODITIES 0 0 0 0 N/A UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 1,839 5,000 5,000 5,000 0.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 817,831 1 929,181 1 916,131 1 957,075 1 3.00% 106033- POLICE - INVESTIGATIONSNOUTH PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 FY 11/12 FY 12/13 FY12 -+FY13 PERSONNEL SERVICES 1,020,417 1,074,302 993,983 1,060,153 - 1.32% TRAINING & DEVELOPMENT 1,077 6,950 6,950 6,950 0.00% CONTRACTUAL SERVICES 5,530 7,000 7,000 7,000 0.00% COMMODITIES 8,791 15,000 15,000 15,000 0.00% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 2,480 8,000 5,000 5,000 - 37.50% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 1,038,2961 1,111,2521 1,027,9331 1,094,1031 - 1.54% 54 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 106034- POLICE - PATROL PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 FY 11/12 FY 12/13 FY12 ->FY13 PERSONNEL SERVICES 4,352,350 4,817,511 4,543,500 4,870,401 1.10% TRAINING & DEVELOPMENT 21,835 30,900 30,900 30,900 0.00% CONTRACTUAL SERVICES 46,568 66,000 66,000 66,000 0.00% COMMODITIES 58,040 75,000 75,000 75,000 0.00% UTILITIES 4,632 6,000 6,000 6,000 0.00% CAPITAL OUTLAY 8,700 8,000 9,500 9,500 18.75% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 4,492,125 1 5,003,411 1 4,730,900 1 5,057,801 1 1.09% 106061- POLICE - SPECIAL DETAIL PERSONNEL SERVICES I 169,6881 185,360 I 206,900 I 214,000 I 15.45% 176020- E 911 FUND ACTUAL BUDGET I EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 1 FY 11/12 FY 12/13 FY12 -+FY13 PERSONNEL SERVICES I 169,6881 185,360 I 206,900 I 214,000 I 15.45% 176020- E 911 FUND PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY 13 PERSONNEL SERVICES 0 0 0 0 N/A TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 112,538 115,600 122,000 122,000 5.54% COMMODITIES 0 0 0 0 N/A UTILITIES 47,137 58,000 56,500 58,000 0.00% OTHER EXPENSES 0 0 0 0 N/A DEBT SERVICE 0 0 0 0 N/A CAPITAL OUTLAY 10,992 267,000 30,000 267,000 0.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 69,398 72,642 72,642 115,071 58.41% TOTAL EXPENDITURES 1 240,065 1 513,242 1 281,1421 562,071 1 9.51% 55 This page left intentionally blank. 56 1 1 1 1 1 1 1 L 1 1 1 1 1 1 1 1 1 1 1 1 ' ollu Nn r 1 1 1 1 1 1 r 1 1 1 1 1 1 1 r 1 d 1 1 1 1 1 1 1 1 1 I 1 1 1 1 1 1 1 I 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 STREET DIVISION - SUMMARY PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 997,468 ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG 1,400 FY 10/11 FY 11/12 FY 11/12 FY 12/13 I FY12 -FY13 PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 997,468 1,216,950 1,050,750 1,111,550 -8.66% 530 1,400 850 1,900 35.71% 779,141 725,100 881,400 722,028 -0.42% 480,482 461,450 482,700 473,950 2.71% 69,092 68,800 68,800 68,800 0.00% 3,623 2,750 1,255 8,825 220.91% 69,039 62,500 88,500 62,500 0.00% 142,823 155,835 155,835 158,371 1.63% 542,1991 2,694,7851 2,730,0901 2,607,9241 - 3.22% STREET DIVISION EXPENDITURES SNOW & ICE REMOVAL 24% TRAIN STN. MAI NT. 3% ADMINISTRATION 25% 37% 57 FORESTRY 11% Street Division The primary accountabilities of the Street Division are: • To keep the streets clean. • To keep the streets clear of snow and ice. • To keep the streets in good condition by repairing cracks and potholes. • To keep the streets in good condition by removing and replacing concrete and asphalt roads, curbs, and sidewalks. • To keep all pavement marking lines visible throughout the Village. • To install and maintain street signs so they are legible under all weather conditions. • To keep the storm sewer system clean from debris that may cause blockage. • To replace all broken or deteriorated sewer grates, manhole covers, and manhole frames. • To repair and maintain all Village owned streetlights and traffic signals. • To plant trees as part of the 50/50 tree planting program. • To maintain and repair the interior of the railroad station. • To cut weeds and grass on Village -owned property. • To maintain trees in Village right of way. • To maintain adequate supplies of gasoline and diesel fuel and to keep the fueling equipment in good working order. Fuel is charged to expenditures of specific departments according to usage. Accomplishments during 2011 -2012: • Maintained all Village streets in drivable condition throughout the year. • Removed and replaced 97 cubic yards of concrete street, curb, and sidewalks. • Removal and disposal of 7,350 cubic yards of leaves. • Swept 1,250 miles of streets, removing 325 cubic yards of debris. • 2,500 tons of salt were used with 2,400 total man hours expended for snow and ice removal in 2011. Liquid Salt Brine used - 6,500 Gallons / Calcium Chloride used — 8,500 Gallons • Performed pavement patching on a continual basis, as needed. • Fabricated and installed 282 replacement street signs. • The street division facilitated the replacement of 20,659 linear feet of pavement marking as part of the annual Street Rehabilitation Project. • Repairs to village owned street lighting include the replacement of 9 streetlight poles, 65 repairs to streetlight wires were performed, and 251 streetlight lamps were replaced. • Planted 23 parkway trees under the annual 50 -50 parkway tree replacement program, 7 trees were replaced in the Village Center. • Performed daily maintenance and repairs, as needed, at the downtown Metra station. Performed ongoing weed and grass cutting on Village owned property. • Trees on Village property were maintained in -house and by contract. Sawvell Tree Service completed work under the 2011 tree trimming and tree removal contracts. 186 dead, diseased or hazardous parkway trees were removed. • Performed daily watering, as needed, of landscaped islands at entrance features. • Gasoline and diesel fuel were purchased, on an as- needed basis, at the lowest quoted price. • Monthly reports were submitted to the Finance Department for departmental expenditures. • The Department also installed holiday decorations, including streetscape tree lighting. • Manpower was supplied for Village events including the SWALCO electronics pickup and household hazardous waste collection, Farmer's Market, Memorial Day and Veterans Day setup, Art Festival, Community Services Day and Fourth of July /Family Days. 58 1 1 1 1 1 1 1 1 1 1 1 i 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 STREET DIVISION Work Statistics CALENDAR YEARS 2006 - 2011 59 2006 2007 2008 2009 2010 2011 Cleaning Streets Swept Miles 2,164 2,515 1,924 2,025 1,600 1,250 Streets Swept Cubic Yards Debris 884 1,003 1,025 975 400 325 Traffic Marking Traffic Markin Lineal Feet 2,363 4,144 8,831 9,120 22,265 20,659 Pavement Patching Pre -Mix Patching Materials Used Tons 60 168 355 275 110 124 Concrete Removal and Replacement Concrete (Cubic Yards) 0 0 0 0 0 97 Drainage Structures Catch Basins Cleaned Number 149 125 167 134 90 115 Street Lights and Traffic Signals Street Signs Erected or Replaced 163 140 201 190 221 282 Street Light Standards Replaced 5 5 7 8 10 9 Street Light Cable Repairs 160 172 207 210 221 65 Street Lamps Replaced 180 210 227 165 182 254 Snow and Ice Control Snow and Ice Control Man Hours 936 3,257 3,602 3,354 3,200 2,400 Rock Salt Used Tons 1,129 7,250 6,217 4,530 3,100 2,500 Tree Maintenance Trees Removed Number 64 170 102 109 143 186 Tree Planting 50 -50 Program 66 74 54 44 39 23 Leaf Removal Tons 6,506 5,895 81199 10,786 6,606 7,350 Weed Control Parkway Mowing Lineal Feet 105,000 105,00 105,00 1 105,00 1 105,00 1 105,00 59 BUDGET REQUEST - FY 2012 -2013 1n2nin- STREET - ADMINISTRATION PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % TRAINING & DEVELOPMENT FY 10/11 FY 11/12 1 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 221,659 261,200 252,900 271,000 3.75% TRAINING & DEVELOPMENT 530 1,400 850 1,900 35.71% CONTRACTUAL SERVICES 185,914 183,600 181,400 187,028 1.87% COMMODITIES 5,136 8,450 6,150 6,200 - 26.63% UTILITIES 8,591 8,300 8,300 8,300 0.00% CAPITAL OUTLAY 578 1,000 305 7,750 675.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 142,823 155,835 155,835 158,371 1.63% DEPARTMENT TOTAL I 565,232T-- 65,23 619,785 1 605,740 1 640,549 1 3.35% in2ma- STREET - SNOW & ICE CONTROL PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 09/10 I FY 11/12 I FY 11/12 I FY 12/13 FY12 -FY13 PERSONNEL SERVICES 177,027 145,750 125,350 130,500 - 10.46% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 212,188 135,500 137,000 139,000 2.58% COMMODITIES 387,052 367,250 367,250 367,250 0.00% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 0 750 250 75 - 90.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 776,267 1 649,250 1 629,850 1 636,825 1 -1.91% in2n '12- STREET - FORESTRY PERSONNEL SERVICES ACTUAL BUDGET E BUDGET % TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 FY 11/12 FY 12/13 FY12 ->FY13 PERSONNEL SERVICES 4,748 7,350 21,500 12,900 75.51% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 171,408 198,000 360,000 198,000 0.00% COMMODITIES 4,951 8,500 20,000 8,500 0.00% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 3,045 1,000 700 1,000 0.00% CAPITAL IMPROVEMENTS 61,013 60,000 86,000 60,000 0.00% TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 245,165 1 274,850 1 488,200 1 280,400 1 2.02% •1 1 1 1 1 1 1 1 1 1 1 1 I 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 102038- STREET - TRAIN STATION MAINTENANCE PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 102050- 8,938 ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG 0 FY 10/11 I FY 11/12 FY 11/12 FY 12/13 1 FY12 ->FY13 PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 102050- 8,938 10,700 10,450 10,450 -2.34% 0 0 0 0 N/A 42,578 57,000 58,000 52,000 -8.77% 2,928 4,000 3,800 3,500 - 12.50% 0 500 500 500 0.00% 0 0 0 0 N/A 0 0 0 0 N/A 0 0 0 0 N/A 54,4431 72,2001 72,7501 66,4501 -7.96% STREET - MAINTENANCE PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 I I FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 585,096 791,950 640,550 686,700 - 13.29% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 167,053 151,000 145,000 146,000 -3.31% COMMODITIES 80,416 73,250 85,500 88,500 20.82% UTILITIES 60,501 60,000 60,000 60,000 0.00% CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 8,027 2,500 2,500 2,500 0.00% TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 901,092 1 1,078,700 1 933,550 1 983,700 1 -8.81% 61 BUDGET REQUEST - FY 2012 -2013 WATER FUND - SUMMARY PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11112 FY 11/12 FY 12/13 FY12 -+FY13 PERSONNEL SERVICES 1,029,905 1,040,635 994,951 1,043,200 0.25% TRAINING & DEVELOPMENT 417 2,000 1,300 2,100 5.00% CONTRACTUAL SERVICES 279,134 323,239 450,407 337,339 4.36% COMMODITIES 2,248,215 2,177,800 2,175,201 2,175,500 - 0.11% UTILITIES 105,257 100,700 100,700 100,700 0.00% DEBT SERVICE 437,348 482,125 482,125 482,275 0.03% CAPITAL OUTLAY 70,150 224,300 224,001 237,250 5.77% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 45,055 53,178 53,178 53,178 0.00% TOTAL 1 4,215,481 1 4,403, 977 1 4,481,8631 4,431,542 1 0.63% WATER FUND EXPENDITURES ADMINISTRATIO N 15% DISTRIBUTIC 52% METER MAINT. MAIN 10 /o "AINTENANCE 14% 62 Water Division tThe primary accountabilities of the Water Division are: ' To provide fresh and safe potable water to Village residents by continuously monitoring and testing the water to comply with EPA regulations. ' To maintain, repair and replace water main, water services and fire hydrants as needed. • To monitor, operate, upgrade, and improve the water distribution system. • To maintain an elevated tank, thirteen water pumps, three underground reservoirs, and a booster station with a capacity of over six million gallons. ' To install, repair, replace, and test all water meters and take meter readings of all residential and commercial establishments within the Village. ' Accomplishments during 2011 -2012: ' • Completed water sampling and testing as required by the EPA. Collected and tested over 240 bacteriological samples and completed four rounds of trihalomethane and HAAS sampling. Continued to monitor for chlorine residuals, phosphorus, pH and turbidities. ' • Read 2,261 meters every month. • The Department monitored construction projects and assisted the engineers and contractors with various infrastructure improvement projects and planning. ' • Repaired 9 valves throughout the water distribution system. • Installed 574 new Orion meter reading systems on new construction and replacement ' • meters as needed. Published and distributed a drinking water Consumer Confidence Report per the Federal Drinking Water regulations. ' • • Responded to 75 main breaks, 6 service leaks and 3,068 Julie locate requests. Tested and flushed all 1,267 fire hydrants in the system. • Continued the use of door hangers to inform residents of the reason for the utility locates at their property. The Water Division goals for the 2012 -13 fiscal year are as follows: ' • Assist the Engineering Department as needed with day -to -day activities and water system improvement projects and planning. This includes the Lake Cook Road Water ' Main Replacement and the Carlisle Avenue and Carriage Way infrastructure replacement project. • Flush all fire hydrants in the distribution system. Completed May. • Continue to repair main breaks and service leaks. • Replace five hydrants and rebuild meter pits as needed. • Install 600 new Orion meter reading systems for remote meter reading. • Replace the defective 2.5 MGD pump #2 and soft start at the Richfield Reservoir with a ' new 5 MGD pump, motor, variable frequency drive unit and requisite electrical upgrades. • Continue to work toward determining how the current energy rebate packages may ' assist the Village with funding for projects and infrastructure upgrades. 1 63 WATER DIVISION Work Statistics CALENDAR YEARS 2005 -2011 64 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 2005 2006 2007 2008 2009 2010 2011 Main and Fire Hydrant Maintenance Water Main Breaks Repaired 141 62 77 47 59 76 75 Service Leaks Repaired 5 8 10 6 8 4 6 New Fire Hydrants Installed 4 1 3 5 10 3 6 Fire Hydrants Tested 1,199 1,227 1,234 1,267 1,267 1,267 1,267 Valves Repaired 26 24 17 10 7 6 9 B Box Adjustments 56 29 39 47 64 48 62 Julie Locations 3,371 3,296 3,387 2,933 2,470 2,551 3068 Valve Vaults Reconstruction 6 3 3 7 7 4 4 Distribution Annual Water Puma e in Billions of Gallons 1.217 1.094 1.14 .937 .962 .956 .987 Services Checked for Leaks 119 186 182 215 200 157 219 Water Sample Analysis 240 240 240 240 240 240 240 Water Sample Analysis (Lead) 30 30 0 0 0 0 0 Water Sample Analysis 4 4 4 4 4 4 4 IEPA Required) Average Daily Consumption MGD 2.636 2.621 2.704 Peak Daily Consumption MGD 4.501 5.010 5.502 Meter Maintenance Meter Pits Repaired 5 3 1 5 4 3 3 4 New Meters Installed 465 347 688 408 312 466 574 Meters Tested 2 8 9 6 3 7 35 Frozen Water Services 0 0 0 0 0 0 0 Water Meters Read 27,132 27,132 27,132 27,132 27,132 27,132 27,132 Final Meter Readings 570 486 401 330 353 404 381 "Reread" Meter Readings 931 796 535 325 209 187 375 Shut -Off Notices for Delinquent Water 549 363 453 404 121 470 486 Meters Sealed 67 129 111 79 109 146 50 Frozen Meters 0 0 0 8 8 1 0 64 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 502010- BUDGET REQUEST - FY 2012 -2013 WATER DEPT. ADMINISTRATION PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES DEBT SERVICE CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 502031- 311,369 ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG 2,000 FY 10/11 I FY 11/12 1 FY 11/12 I FY 12/13 FY12 -IF Y13 PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES DEBT SERVICE CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 502031- 311,369 326,350 321,301 335,400 2.77% 417 2,000 1,300 2,100 5.00% 161,485 185,789 175,004 184,139 -0.89% 4,701 6,800 5,501 5,500 - 19.12% 9,082 10,700 10,700 10,700 0.00% 437,348 482,125 482,125 482,275 0.03% 50 300 1 2,250 650.00% 0 0 0 0 N/A 45,055 53,178 53,178 53,178 0.00% 969,5081 1,067,242 1 1,049,1101 1,075,542 1 0.78% WATER DEPT. DISTRIBUTION PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET %CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 124,619 125,550 122,850 128,500 2.35% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 43,793 43,350 169,001 30,000 - 30.80% COMMODITIES 2,083,395 2,053,200 2,052,300 2,052,400 -0.04% UTILITIES 96,174 90,000 90,000 90,000 0.00% CAPITAL OUTLAY 1,024 20,000 20,000 10,000 - 50.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 2,349,0051 2,332,1001 2,454,1511 2,310,9001 -0.91% M -1 502050- BUDGET REQUEST - FY 2012 -2013 WATER DEPT_ MAIN MAINTFNANCF PERSONNEL SERVICES ACTUAL I BUDGET I EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 I FY 12/13 FY12-FY13 PERSONNEL SERVICES 438,843 415,985 379,900 405,100 - 2.62% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 66,690 86,000 89,401 96,200 11.86% COMMODITIES 156,296 112,200 112,200 112,200 0.00% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 867 2,000 2,000 2,000 0.00% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A 502054- DEPARTMENT TOTAL 1 662,697 1 616,1851 583,501 1 615,5001 -0.11% WATER DEPT. METER MAINTFNANCF PERSONNEL SERVICES ACTUAL I BUDGET EST EXPEND BUDGET % CHG BUDG 0 FY 10/11 FY 11/12 FY 11/12 I FY 12/13 FY12 -FY13 PERSONNEL SERVICES 155,074 172,750 170,900 TRAINING & DEVELOPMENT 0 0 0 CONTRACTUAL SERVICES 7,166 8,100 17,001 COMMODITIES 3,823 5,600 5,200 UTILITIES 0 0 0 CAPITAL OUTLAY 68,209 202,000 202,000 CAPITAL IMPROVEMENTS 0 0 0 TRANSFERS OUT 0 0 0 DEPARTMENT TOTAL 1 234,271 1 388,450 1 395,101 .., 174,200 0.84% 0 N/A 27,000 233.33% 5,400 -3.57% 0 N/A 223,000 10.40% 0 N/A 0 N/A 429,600 1 10.59% 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 SEWER FUND - SUMMARY PERSONNEL SERVICES ACTUAL I BUDGET I EST EXPEND I BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 I FY12 -FY13 PERSONNEL SERVICES 1,687,102 1,825,085 1,712,285 1,790,520 -1.89% TRAINING & DEVELOPMENT 2,822 7,500 6,100 6,880 -8.27% CONTRACTUAL SERVICES 373,272 559,650 483,930 573,020 2.39% COMMODITIES 140,720 183,700 183,850 194,500 5.88% UTILITIES 294,928 286,000 286,000 285,800 -0.07% DEBT SERVICE 0 0 0 0 N/A CAPITAL OUTLAY 396 14,250 60,750 6,000 -43.86% CAPITAL IMPROVEMENTS 275,441 0 0 0 N/A TRANSFERS OUT 71,706 75,724 75,724 75,724 0.00% TOTAL 1 2,846,388 1 2,951,909 1 2,808,639 1 2,934,444 1 -0.59% TREATMENT PLANT 62% SEWER FUND DIVISIONS ADMINISTRATION 18% LINE CONSTRUCTION 12% [:1r1 LINE MAINTENANCE 8% Sewer Division The primary accountabilities of the Sewer Division are: • To continue to maintain, clean, and repair the sanitary and storm sewer system and respond in a timely and efficient manner to emergency situations. • To locate sewer lines for JULIE (Joint Utility Locating Information for Excavators). • To treat and dispose of all sewage in an environmentally approved manner. • To maintain and operate the main Water Reclamation Facility (WRF), six sanitary pumping stations, and various emergency equipment. • To maintain a laboratory facility and to test for required parameters under our National Pollutant Discharge Elimination System (NPDES) permit program administered by the Illinois Environmental Protection Agency (IEPA). In addition to the Wastewater Reclamation Facility (WRF), the Sewer Division operates nine satellite facilities. The nine facilities include six sanitary pumping stations, two storm water pumping stations, and the Bannockburn detention basin. The maintenance and operation of the satellite facilities is an essential part of the overall water reclamation process. The Sewer Division also monitors Reservoir 29A located at the southwest corner of the Lake Cook Road and Pfingsten Road. Observations that are pertinent to the operation of the 29A reservoir are reported to the Metropolitan Water Reclamation District of Greater Chicago. The WRF is staffed seven days a week, every day of the year, including holidays. Additional coverage is provided during evening hours, as needed, to control excess flow or repair mechanical problems. The WRF staff includes eight full -time employees; a superintendent, laboratory director, two maintenance personnel, and four operators. Many of the interim repairs recommended in the 2005 Wastewater Treatment Plant Infrastructure Study have been completed. The 2011 -12 budget reflects repairs and improvements needed to operate the existing WRF until a construction of a new facility is complete. The budget also includes funds for the construction of a new Water Reclamation Facility. Strand Associates, Inc. completed a design report in October 2008 to evaluate alternatives for improvements to the WRF. The report reviews the existing WRF, evaluates alternative improvements, and provides a recommended course of action to meet the foreseeable needs of the Village. The recommended plan includes improvements to nearly all portions of the existing plant. Design of the new plant was completed in 2009 and sent to the Illinois Environmental Protection Agency (IEPA) for review to obtain a construction permit. The Village received the IEPA construction permit in August 2010 allowing the Village to competitively bid the project for construction. Construction of the new Wastewater Reclamation Facility began in January 2011 and is anticipated to be complete by February 2013. The new plant will have less infrastructure and equipment which will make it easier and more cost effective to maintain. Major improvements are also planned for WRF satellite facilities that reflect the commitment of the Board of Trustees to rehabilitate, replace, and upgrade facilities as needed to maintain reliable sanitary sewer service for the Village. The anticipated schedule for the WRF construction is as follows: • Submit Design Documents to IEPA - February 2010 o Bidding process begins- August 2010 Construction Start Date - January 2011 • Construction Completion - Substantial — November 2012 • Final---- - - - - -- February 2013 .: F1 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 1 Accomplishments during 2011 -2012: ' a Lined approximately 4000 lineal feet of 8" sanitary sewers using Cast in Place Pipe (CIPP). ' • Replaced 55 sanitary frames and covers Tuck pointed 75 sanitary and storm manholes to help reduce Inflow and infiltration • Televised 21,000 feet of sewers. ' • Cleaned 32,175 feet of sanitary sewers and 15,500 feet of storm sewer. • Reviewed Construction Services Agreement for the oversight of the new WRF. • Deerbrook Mall Lift Station Replacement ' • Deerfield Road Storm Station Automatic Power Transfer Switch Installation (Salvaged from W.R.F.) • Pfingsten Rd Sewage Lift Station Upgrade Design ' • WRF Copper Translator Study • Repair of Anaerobic Digester #2 Boiler • Re -Route of Failed Electrical Cables, Generator Building to Sludge Handling Building ' • Repair of Digester Control Building #1 & #2 Roof • Diesel Fuel Tank and Pump, Truck #605 • Portable Trailer Mounted Generator The Sewer Division goals for the 2012 -13 fiscal year are as follows: ' • Line approximately 4,000 lineal feet of sanitary sewers using Cast In Place Pipe (CIPP). • Televise 20,000 feet of sewers. • Clean 30,000 feet of sewers. ' • Work with the Engineering Department and the Building Department to inspect all storm and sanitary sewer repairs and reinstatements. • The Division will continue to focus on reducing storm water infiltration into the sanitary ' sewer system using information from the recently completed Inflow and Infiltration Study. • Work with the Engineering Department on the construction of various projects, including 2011 Street Rehabilitation Project, and Carlisle /Carriage Way Infrastructure ' Replacement Project, and in the planning of projects for subsequent years. • Annual sludge hauling and land application. • Warwick Road Storm Station Pump Replacement ' • Pfingsten Road Lift Station Improvements • Install high speed data fiber line between WRF and Public Works • Continue construction on the improvements to the Wastewater Reclamation Facility. ' • Dye test and televise illegal connections to sanitary sewer system • Repair and replace a number of out falls along both the middle fork and north branch rivers 1 1 1 1 .• SEWER DIVISION Work Statistics CALENDAR YEARS 2006 - 2011 70 1 I 1 1 1 1 1 1 fl 1 1 1 1 1 1 1 1 1 2006 2007 2008 2009 2010 2011 Cleaning and Maintenance Sanitary Sewer Stoppages 11 7 16 7 12 8 Sanitary Sewer Cleaned (in feet) 38,035 38,300 36,300 30,550 34,656 32,175 Sanitary Excavation Openings 19 9 9 4 6 7 Sanitary Infiltrations Found 11 17 3 3 10 12 Sanitary Manholes Rebuilt (in- house) 9 9 1 5 5 6 7 Sanitary Sewers Televised (in feet) 13,000 24,600 16,450 12,960 11,800 15,000 Homes Dye or Smoke Tested 130 440 165 217 155 75 Sewer Pipe Replaced (in- house) 145 60 67 37 47 80 Construction Storm Sewers Cleaned 33,520 12,040 19,250 14,350 13,500 15,500 Inlets Cleaned 149 83 127 119 110 125 Storm Excavation Openings 26 28 16 25 36 45 Storm Infiltrations Found 14 85 35 25 15 8 Storm Structures Reconstructed (in- house) 20 19 46 55 60 25 Storm Sewers Televised (in feet) 12,600 11,075 8,480 12,000 10,000 7,000 Street Inlet Covers Replaced 53 41 49 140 88 25 New Storm Sewers or Laterals Installed (in feet) (in- house) 175 257 114 127 119 75 Inlets Dye or Smoke Tested 92 96 153 120 98 60 Street Inlets Replaced (in- house) 28 29 47 55 60 48 Wastewater Treatment Plant Sanitary Sewage Pumped (in million gallons) 1,270 1,082 1,217 1,209 1,068 1,345 Primary Sludge (in thousand gallons) 5,312 5,352 5,123 4,728 5,174 4,259 Sodium Hypochlorite Used (gal lons)(disinfection) 24,350 22,500 18,000 22,500 22,500 24,500 Sludge Beds Cleaned 78 71 74 85 66 59 Sludge Beds Drawn 75 67 92 70 75 45 Electric Current Used (in thousand K.W.H.) 2,038 2,234 2,095 2,186 2,235 2,289 70 1 I 1 1 1 1 1 1 fl 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 542010- BUDGET REQUEST - FY 2012 -2013 SEWER DEPT. ADMINISTRATION PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES DEBT SERVICE CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 542031- 215,758 ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG 1,900 FY 10/11 I FY 11/12 I FY 11/12 I FY 12/13 I FY12 ->FY13 PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES DEBT SERVICE CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 542031- 215,758 244,000 226,400 246,000 0.82% 406 1,900 1,800 1,400 - 26.32% 193,643 228,750 215,250 228,850 0.04% 5,348 6,500 5,300 5,800 - 10.77% 3,427 4,600 4,600 4,600 0.00% 0 0 0 0 N/A 93 750 750 0 - 100.00% 275,441 0 0 0 N/A 54,929 55,776 55,776 55,776 0.00% 749,045 1 542,276 1 509,876 1 542,426 1 0.03% SEWER DEPT. LINE CONSTRUCTION PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 262,759 274,250 255,300 263,750 -3.83% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 25,216 29,000 23,700 26,000 - 10.34% COMMODITIES 51,624 51,200 67,800 72,200 41.02% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 339,5991 354,4501 346,8001 361,9501 2.12% 71 BUDGET REQUEST - FY 2012 -2013 542051- SEWER DEPT. MAIN MAINTENANCE /CLEANING PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 I FY 11/12 FY 12/13 1 FY12 -FY13 PERSONNEL SERVICES 228,522 289,400 204,300 209,285 - 27.68% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 18,503 20,500 13,500 19,500 -4.88% COMMODITIES 4,344 14,000 11,250 15,500 10.71% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 251,3691 323,900 1 229,050 1 244,285 1 - 24.58% 542052- SEWER DEPT. WASTEWATER TREATMENT FACILITY PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG I TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 FY12 -FY13 PERSONNEL SERVICES 980,063 1,017,435 1,026,285 1,071,485 5.31% TRAINING & DEVELOPMENT 2,416 5,600 4,300 5,480 -2.14% CONTRACTUAL SERVICES 135,910 281,400 231,480 298,670 6.14% COMMODITIES 79,405 112,000 99,500 101,000 -9.82% UTILITIES 291,501 281,400 281,400 281,200 -0.07% CAPITAL OUTLAY 303 13,500 60,000 8,000 - 40.74% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 16,777 19,948 19,948 19,948 0.00% DEPARTMENT TOTAL 1 1,506,375 1 1,731,283 1 1,722,9131 1,785,7831 3.15% 72 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Public Works Garage The primary accountabilities of the Public Works Garage are: • Maintain Village and Police Department Vehicles • Maintain all Village owned Capital Equipment • Provide repairs and maintenance of equipment in support of public works forces • Prepare specifications and bid documents for new equipment purchases • General building maintenance for the main Public Works Facility Garage personnel, consisting of one foreman and one mechanic are responsible for the overall maintenance of all public works, police and engineering vehicles and equipment and the garage facility. The foreman and mechanic within this division maintain 10 Administration vehicles, 18 Police vehicles, 27 Public Works vehicles, and 93 various pieces of construction /maintenance related equipment. The construction and maintenance equipment includes: 25 snow plows, 3 backhoes, 2 front end loaders, 2 mower tractors, 3 Bobcats, 1 sidewalk plow, 5 snow blowers, 1 street sweeper, 3- 20 -cubic yard self - loading leaf vacuum trailers, 1 -14 -cubic yard self - loading leaf vacuum trailer, 1 lighting trailer, 4 air compressors, 8 salt spreaders, 6 generators, 1 hydraulic concrete breaker, 6 lawn mowers, 6 chain saws, 6 cement saws, 8 trailers and 2 water jets. The Public Works building and HVAC equipment is also maintained by the two Garage personnel. Each individual department is fiscally responsible, through their own budgetary allowances, for the parts and labor required to maintain equipment and /or vehicles. Each of the expenditures, made by the individual departments, is tracked by Garage personnel. Garage personnel facilitate bidding and purchasing of new vehicles and equipment, contractual services for major building work, and the outsourcing of major vehicle body work and transmission work. Accomplishments during 2011 -2012: • Maintained all snow and ice removal equipment during winter storms. • General maintenance of all Village and Police Department Vehicles. • Prepared specifications and bidding documents for replacement of one heavy duty dump truck with plow and spreader ( #802). Received 12/29/12 • Prepared specifications and bidding documents for (2) replacement vehicles ( #303and #305). Received 12/21/11 and 11/14/11 • Prepared specifications and bidding documents for replacement of one 15" brush chipper. Received 8/17/11 • Maintained the Public Works Facility at 465 Elm Street including; directing contractors on general HVAC repairs and maintenance and wash bay repairs. • Monthly reports were submitted to the Finance Department for departmental expenditures. • Manpower was supplied for Village events including the SWALCO electronics pickup and household hazardous waste collection, Farmer's Market, Memorial Day and Veterans Day setup, Art Festival, Community Services Day and Fourth of July /Family Days. The Public Works Garage goals for the 2012 -13 fiscal year are as follows: • Maintained all snow and ice removal equipment during winter storms. • General maintenance of all Village and Police Department Vehicles. • Replacement of (1) walk -in Water Department van with compressor and integral generator # 604. • Replacement of (1) med duty dump truck and plow # 602. • Replacement of (1) utility body truck with crane # 709 • Replacement of (2) 20- cubic yard and (1) 14 -cubic yard trailer mounted leaf vacuums. 73 702050- BUDGET REQUEST - FY 2012 -2013 GARAGEFUND PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES DEBT SERVICE CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 236,452 ACTUAL BUDGET I EST EXPEND BUDGET % CHG BUDG 1,000 FY 10/11 FY 11/12 FY 11/12 I FY 12/13 FY12�FY13 PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES DEBT SERVICE CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 236,452 233,950 222,400 233,700 -0.11% 0 1,000 800 930 -7.00% 23,571 32,600 25,600 33,400 2.45% 116,710 112,900 110,600 112,600 -0.27% 3,196 4,500 4,500 4,500 0.00% 0 0 0 0 N/A 0 5,000 1,200 2,500 - 50.00% 0 0 0 0 N/A 2,525 3,175 3,175 2,670 - 15.91% 382,455 1 393,125 1 368,275 1 390,300 1 -0.72% 74 1 i 1 1 1 1 1 1 1 1 1 1 1 1 t vn O> n> 1 1 1 1 1 t 1 1 1 1 1 1 1 1 1 1 1 1 1 !1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 CAPITAL PROJECT FUNDS - SUMMARY PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND I BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 I FY 11/12 FY 12/13 FY12 ->FY13 PERSONNEL SERVICES 0 0 0 0 N/A TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 491,502 3,061,000 2,135,630 2,540,000 - 17.02% COMMODITIES 0 0 0 0 N/A UTILITIES 0 0 0 0 N/A OTHER EXPENSES 571,709 925,700 789,200 1,080,000 16.67% CAPITAL OUTLAY 7,787,141 20,940,000 18,870,557 17,156,000 - 18.07% CAPITAL IMPROVEMENTS 261,423 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A TOTAL 1 9,111,7751 24,926,7001 21,795,3871 20,776,0001 - 16.65% CAPITAL PROJECT FUNDS VEH & EQUIP 0=1 ACE INFRASTRUCTURE REPLACE 95% 75 CAPITAL PROJECTS FUNDS The Village has a number of sources from which capital projects are funded. These include the funds described in this section and also the General, Water and Sewer Funds. As part of the annual budget process, the Village prepares a separate five -year capital improvement program (CIP), which is updated for the budget year. The capital project program for FY 2012 -13 is more fully described in the Transmittal Letter and in the Major Budget Policies and Objectives section. The first three years of the CIP is presented in this section in tabular form, along with those capital projects funds as described below. The Village defines a capital project generally as a long lived fixed improvement with a cost greater than $5,000. INFRASTRUCTURE REPLACEMENT FUND This fund was established in 1989 for the purpose of maintaining, repairing and renovating the capital assets of the Village. The primary sources of funding have been residual equity transfers (primarily from the General Fund), a 0.25% home rule sales tax established in 2005, MFT revenue, bond proceeds (most recently, the 2011 and 2012 GO issues), state and federal grants and investment earnings. As part of the planning for the substantial projects contained in this CIP and beyond, it is planned to continue to utilize existing revenue sources, including the 0.25% home rule sales tax, a small property tax levy, all MFT funds, new and carryover state and federal grants (primarily road), and $2 million in new debt issuance. The major projects anticipated for this year are: • Linden Avenue Roadway replacement project, including engineering and construction and the replacement of underground utilities throughout the project area. • Annual street rehabilitation project from IRF and MFT funds. • Third year of the multi -year reconstruction of the sewage treatment plant. MOTOR FUEL TAX Motor fuel tax is a share of the state - imposed and collected fuel tax. The sharing is based on a per- capita formula derived by the state legislature and is expected to yield $24.90 per person this year, unchanged from last year. State regulations strictly control the use of these funds and include the following eligible items: street construction, maintenance or reconstruction; bridge repair; traffic signal installation and maintenance; and sidewalk repair and maintenance. The Village intends to use all the funds this year towards the street rehabilitation project, replacing property tax revenue which will be diverted to the General Fund that will replace funds previously transferred from MFT and used for maintenance of the roadway. 76 1 1 1 1 1 1 1 1 1 1 1 1 I 1 1 1 1 1 1 ' VEHICLE AND EQUIPMENT REPLACEMENT This fund is established to amortize the replacement cost of certain Village equipment over its useful life. ' For inclusion into this schedule, capital equipment is defined as any vehicle or regularly replaced equipment item having a useful life of more than one year and a value of $5,000 or more at the time of the purchase. Over the past two years, a number of items that were not previously included in the ' schedule have been added and the appropriate contributions included in the operating divisions. A list of the items to be replaced this fiscal year follows: ' • Replace PW #602 3 ton 44 —10 foot -- $59,000 • Replace PW #604 3 ton van -- $81,000 ' Replace Police vehicles (2) - $53,000 ' Replace PW #709 utility - $73,500 • Replace Phone Switch, E911 system - $165,000 ' Replace Livescan system, Police - $25,000 • Replace UPS batteries - Police - $20,000 ' Replace (2) 20 yd. leaf vacuum boxes - $79,400 1 • Replace 14 yd. leaf vacuum box -- $34,100 1 1 1 1 1 1 1 1 77 BUDGET REQUEST - FY 2012 -2013 222082- INFRASTRUCTURE REPLACEMENT FUND PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 I I FY 12/13 I FY12 ->FY13 PERSONNEL SERVICES 0 0 0 0 N/A TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 491,502 3,061,000 2,135,630 2,540,000 - 17.02% COMMODITIES 0 0 0 0 N/A UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 7,787,141 20,940,000 18,870,557 17,156,000 - 18.07% TRANSFERS OUT 0 0 0 0 N/A FUND TOTAL 1 8,278,643 124,001,000 1 21,006,187 1 19,696,000 1 - 17.94% 142050- MOTOR FUEL TAX FUND PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 0 ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG 0 FY 10/11 I FY 11/12 I FY 11/12 I FY 12/13 I FY12 -+FY13 PERSONNEL SERVICES TRAINING & DEVELOPMENT CONTRACTUAL SERVICES COMMODITIES UTILITIES CAPITAL OUTLAY CAPITAL IMPROVEMENTS TRANSFERS OUT DEPARTMENT TOTAL 0 0 0 0 N/A 0 0 0 0 N/A 0 0 0 0 N/A 0 0 0 0 N/A 0 0 0 0 N/A 490,000 490,000 490,000 490,000 0.00% 0 0 0 0 N/A 0 0 0 0 N/A 490,000 1 490,000 1 490,000 1 490,000 1 0.00% 211150- VEHICLE & EQUIPMENT REPLACEMENT FUND PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND I BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 I FY12 -FY13 PERSONNEL SERVICES 0 0 0 0 N/A TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 0 0 0 0 N/A COMMODITIES 0 0 0 0 N/A UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 81,709 435,700 299,200 590,000 35.41% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 261,423 0 0 0 N/A DEPARTMENT TOTAL 1 343,1321 435,7001 299,2001 590,0001 35.41% 78 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 FY 2012 -2013 Capital Improvement Projects 3 Year Summary A& NORTH 2013 -2014 2014 -2015 OUTSIDE FUNDING """ "' PUMP STATIONS 0 WASTEWATER TREATMENT PLANT STORAGE YARD IMPROVE • ELEVATED TANK I 79 Z 0 W +-' axe kA E u, 0 Ecc m _ W t W Z Q itl all c UW� 0 Li {Ji W `w S :r W FM) O O N w X W Q 07 z J_ 7 m ad z Q X a. wZ Z J Ow aW 2� J Q Q IX �a CL Q UQ U 7 W V7 z U OC O LL V1 z Q F- U W Q m 0. 1 1 1 1 1 1 1 1 1 01 1 1 1 u 1 1 1 1 LL LL lLLL I LL'LLi I �I LL LL LLLLLL LLLL LL LL LL LL LLLL LLLL LL LL LLLLLL LL D:' 'O 'O 'O 'O' 'C 'O 'O 'O 'O '0 P V C 'O C 7 C C 7 C C C 7 7 C C C 7 7 C 7 c C 7 C C 7 7 C 7 C C 7 7 C C C 7 7 c C 7 C 7 a C C 7 7 C 7 c C 7 C C 7 C C 7 C C 7 7 C C 7 7 LL LL LL LL iLL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL C C C C C C C C C C C C C C C C C C C C C C C C C C C d d d d 0) 0 d d d d d d d d d d d d d d d O d d N E E EE E. 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Cj 0 0 -0-1 m m o m 0 y o LL .2 y a3i V) m LL >r� c LL This page left intentionally blank. 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 i 1 1 1 1 1 0 1 1 vo 1 1 1 1 ' c coo z 1 1 1 1 1 1 1 1 1 1 t 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 SUPPORTFUNDS - SUMMARY PERSONNEL SERVICES ACTUAL I BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT I 10/11 FY 11/12 I FY 11/12 I FY 12/13 1 FY12 -FY13 PERSONNEL SERVICES 1,775,205 1,938,435 2,276,655 2,171,650 12.03% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 1,603,730 1,387,069 1,309,720 1,452,520 4.72% COMMODITIES 20,206 12,250 28,150 23,500 91.84% UTILITIES 7,089 9,300 9,300 9,300 0.00% DEBT SERVICE 367,913 1,374,328 1,374,090 2,897,046 110.80% CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 26,737 0 0 0 N/A TRANSFERS OUT 209,177 209,177 209,177 209,177 0.00% TOTAL 1 4,010,058 1 4,930,559 1 5,207,092 1 6,763,193 1 37.17% Commuter Parking 460,000 400,000 360,000 300,000 260,000 200,000 160,000 100,000 50,000 0 hpp6 hppb hpp1 hppp hpp0 hp ^O h0 ^^ \�y,(� hp ^'S O ^ry h Refuse Fund 1,800,000 -• -- 1,800,000 1,400,000 1,200,000 1,000,000 800,000 600,000 400,000 200,000 0 O" Opp Opl OOp pp0 p ^o O ^^ ^'� h o^ h 83 Debt Service 4,500,000 4,000,000 3,500,000 3,000,000 2,500,000 2,000,000 1,600,000 1,000,000 600,000 0 hpph el 'el heb hpp0 hp^O hp^^ ^q\ �O DEBT SERVICE FUND The Debt Service Fund is used for paying general obligation debt incurred by the Village. The levy year is somewhat different from the actual payment year. The property tax is levied in such a fashion so that the Village will receive funds in time to pay the principal and interest as it becomes payable. Until very recently, the Village had not levied any property tax to service debt. New debt was issued in the past year as described below. The Board abated $1.9 million total of the 2011 tax levy (due in 2012) for all the issues up to the 2011 series using a combination of General Fund reserves and alternate revenues (Federal credits and Water Fund revenues). As previously discussed, an additional $2 million in borrowing will be necessary to finance the completion of the wastewater treatment plant project this year. Schedule of General Obligation Debt Outstanding Currently the Village has six general obligation bond issues outstanding: General Obligation Refunding Bonds, Series 2003. This $3,460,000 bond issue was authorized to advance refund the Series 1997 issue. The original issue was used for financing water system improvements. The Village has abated all prior debt service levies using water system revenue and intends to continue doing so. The last debt service payment will be made in FY 12/13. No 2012 tax levy is necessary for this issue. General Obligation Bonds, Series 2008. This $5,000,000 issue was authorized to finance general capital improvements including water and sewer system improvements and road reconstruction. The Village will analyze the debt service levy annually to determine if any or all of the required property tax can be abated using alternate revenues. General Obligation Bonds, Series 2010 Build America Bonds. This $12.5 million issue was dedicated to the first phase of construction of the new wastewater treatment plant ($7.5 million) and for general capital projects. These were issued under the Build America Bond program and thus the Village will receive a credit from the US Government each year for 35% of the interest due on these taxable bonds. General Obligation Bonds, Series 2011A. This $9.9 million issue consisted of $4.0 million in tax exempt debt for various Village capital projects and $5.9 million for the first phase of the Deerfield Public Library (DPL) remodeling. The DPL is a component unit of the Village; by law, the Village issued this debt on their behalf and it will be serviced by property taxes linked to the DPL levy. General Obligation Bonds, Series 2011 B. This $12.5 million issue was dedicated to the continued construction of the wastewater treatment plant. The taxable debt was issued under the Federal Qualified Energy Conservation Bond (QECB) program and will receive a credit from the US Government of approximately 70% of the interest due. These were issued as term bonds all due in 2028; a sinking fund will accumulate the principal portion of the debt service levied each year. These will be serviced using property tax levies. General Obligation Bonds, Series 2012. This $10 million tax exempt issue was dedicated to the continued construction of the wastewater treatment plant. This will be serviced using property tax levies. 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 m W 0 Z O Q J m O J Z W (D N C 0 0 N m O 1 O N t0 p N a) a) a) M r O N w � m O I Om cd � O c N () y A) a`) U) O N_ (a M O) O _ 1 O Q m � O C N a) y Ur ,N N U) O o c o CU M 0 O 'c O N O a) Q y (D m O ma) M o C 0 O r co N M V 0 0 O @ N (D y C N a) . O LU N I- N N — M In M 1- M "t O't O o O CO - V' eq V M N CO (p O CO O O O M N (O Oct O M N N N 0 COO COO 0 Nr-- N N N M N O M M M M M M O (n O O O to to O O O N N (n O (n I� 'I P,�. V (O r r L� O CO AAMCAM MNN- Mo0wOLOvON(M N N N N N N N N N N N e- r 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00000000000000 O 0 0 (n O (O O () 0 0 O O n O M OIt V V IT (n M CO v M N T-: 1- V-: M M M M M M M M M M M M M M M M N N N N N N N N N N N N N N N N w w o O O w o o O w w o O w o 0 M M M M M M M M M M M M M M M M 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O (C) (C) L O (C) U') O L O (C) O O O (f) O N N N N N N N N N N N N N N N O I- n r- r- I,- r- rl- r- r- rl- I- I- rl- N N M M It M N N N W M 0 N P- � V M N N 0 N �- 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O O O O LA O O O O O O (n O O O (n O O O N O M N O O N O n O O O M M N N N N N N N M M M M M MVVVqI O M N M M � — O e N E O N (n V-- O M O M (n O N co- N- U) I V d' 11 (+) M M N N N�— � co It 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 L6 d L6 6 Ld L6 L6 d d Ld L6 6 d d d L6 o(n �u (` on�� (i°(n°c°oiocNOC�cCO0000o °���� O E M (O M o N d' 0) 0 M O M M M (O W O M 0 0 0 0 M o — — c- (n oo w (d o M N (n P. M— N N N N 1- d) CO C d) (t7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O u') O O L6 O O O tC) O O o O O O O 0 �- � �— �- N N N N N N N N N N M M O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N N N N N N N N N N N N N N N N N N N N a) U N a) LL :L- 4- B_ C y O C O @ a U y n. a Z, m m w J a) m U (�0 O L j C -0 a) `�- a) Q o.NY E a) .S O m U y x N'� o m m •. O` y CO M .. ._ a) .y (D 7 ac'o ° o o a N o U a) M C lL a) O C w y O I m w, ma)EC a) _ a) 'O E Q >, 0 L m Q O _a � @ m O ca a m 'c oa) a a .. a O a a I I y � c U- Li O O U a) j 7 O U) co pip• PENSION FUNDS The Village contributes to two pension funds as required by State Law. Police Pension Fund The Police Pension Fund is required by State law for all communities of over 5,000 in population. A Police Pension Board, made up of five members, administers the fund. Two are active members of the department, two are from the citizens of the community, and one is elected from the beneficiaries of the fund. They are charged with the investment of the funds collected from the active personnel, contributed by the employer (Village) and investment income. Patrol officers contribute 9.91% of their base salary toward the Police Pension Fund. The Village (employer) contribution is determined annually based on an actuarial analysis of the fund pursuant to state statute. The Village has contributed 100% of the actuarially determined required contribution (reflected as an expense in the Police Department budget) in the past and plans to continue full funding in the future. The Illinois Municipal Retirement Fund (IMRF) IMRF covers Village employees with the exception of sworn police personnel. The current employer pension contribution for IMRF is 13.85% of salary. Recent investment losses will cause this rate to increase to 14.09% in calendar 2012. The Village also contributes 6.20% for the employer's portion of social security taxes for all employees, other than sworn police personnel and 1.45% for the employer's portion of Medicare taxes for all employees covered by Medicare. The Village contributes 100% of its required contribution based on the calculation by the IMRF. In 2010 the Illinois state legislature dramatically decreased the benefits under IMRF and the downstate Police Pension plans for new employees hired after December 31, 2010. This will have the effect of slowing the increase in employer funding in the future and at some point, largely dependent on the employee replacement rate after this date, will lower the required employer funding percent. FUNDING PROGRESSION Based on the Actuarial Accrued Liability (AAL): Actuarial Valuation Illinois Municipal Retirement Date Police Pension Fund (4/30) Fund (12/31) 1998 122.40% 95.61% 1999 120.00% 98.91% 2000 113.50% 104.75% 2001 93.00% 103.29% 2002 92.67% 96.10% 2003 92.09% 93.79% 2004 82.72% 81.71% 2005 84.76% 82.54% 2006 83.11% 77.94% 2007 82.00% 75.09% 2008 79.70% 53.10% 2009 71.00% 54.14% 2010 70.28% 57.41% 2011 77.57% 60.98% M.I. 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 3570XX- DEBT SERVICE FUND PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 I FY 11/12 I FY 12/13 I FY12 ->FY13 PERSONNEL SERVICES 0 0 0 0 N/A TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 0 0 0 0 N/A COMMODITIES 0 0 0 0 N/A UTILITIES 0 0 0 0 N/A DEBT SERVICE 367,913 1,374,328 1,374,090 2,897,046 110.80% CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 367,913 1 1,374,328 1 1,374,090 1 2,897,046 1 110.80% 806010- POLICE PENSION FUND PERSONNEL SERVICES ACTUAL BUDGET I EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 I FY12 ->FY13 PERSONNEL SERVICES 1,689,643 1,838,055 2,167,805 2,055,000 11.80% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 29,335 36,025 25,250 32,550 - 9.65% COMMODITIES 0 0 0 0 N/A UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A DEPARTMENT TOTAL 1 1,718,9781 1,874,0801 2,193,0551 2,087,550 1 11.39% 87 REFUSE FUND The Refuse Fund is an enterprise fund established to provide for the collection of residential solid waste, household recycling, and landscape debris. Refuse collection is provided through a contract with a private waster hauler. The new multi -year contract entered into with Waste Management beginning April, 2011 provides for charges that are adjusted annually by the CPI, with a floor of 2% and a maximum of 4 %. Service has been standardized to once a week, curb side with carts. Prior service was once or twice a week back door. Residents who wish to continue back door pay an extra charge billed and coordinated directly with the company. The Village now charges a set standard fee billed thru the utility billing system for the basic service. The service is funded through a combination of user fees and a property tax levy. The property tax levy provides for a subsidization of the fee. The CPI adjustment for 2012 was 2.1%. This budget increases the user fee and property tax levy by 2.5 % over last year's levels. Due to the lower charge for the new contract the Village expects to realize revenues in excess of expenses in the amount of $104,000. This reverses recent years' results which have been negative. As the fund balance is built back up in this fund future rate increases may be ameliorated. The Village also provides an expanded leaf collection program funded thru the above revenues. During the fall, each home receives four weekly collections of leaves raked to the curb. The Village maintains four leaf vacuum machines for this purpose. Residents also have the option to bag the waste during this time and throughout the year, with a per -bag fee assessed through the use of stickers. PARKING LOTS (COMMUTER STATION) The Village maintains and operates nine commuter train station parking lots with a total of 675 spaces. These are broken down by source of funding, with six lots (320 spaces) built with Village funds and reserved for Village residents. The remaining lots were built with Federal assistance and are open to any users. The lots are a combination of pay - per -day and permit. Village personnel collect fees and police personnel enforce the parking restrictions. Since the Lake -Cook Road station and lots opened a number of years ago, the use of the downtown lots has stabilized below capacity. Parking fees are used to maintain the lots (including snow removal) and the station. The parking rates were increased from $1 per day to $1.50 per day effective January 1, 2005 and this budget represents no change in this fee. The increased rate adequately funds the necessary maintenance and capital expenditures for the station and lots. E:�:3 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 BUDGET REQUEST - FY 2012 -2013 5820XX- REFUSE FUND PERSONNEL SERVICES ACTUAL I BUDGET E BUDGET % TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12113 FY12 ->FY13 PERSONNEL SERVICES 60,797 69,750 78,595 85,250 22.22% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 1,511,211 1,210,975 1,194,900 1,245,400 2.84% COMMODITIES 19,551 10,500 26,400 21,750 107.14% UTILITIES 0 0 0 0 N/A CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 9,177 9,177 9,177 9,177 0.00% DEPARTMENT TOTAL 1 1,600,736 1 1,300,402 1 1,309,0721 1,361,5771 4.70% 6020XX- COMMUTER PARKING LOTS PERSONNEL SERVICES ACTUAL I BUDGET I EST EXPEND I BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 FY 11/12 FY 11/12 FY 12/13 I FY12 ->FY13 PERSONNEL SERVICES 24,765 30,630 30,255 31,400 2.51% TRAINING & DEVELOPMENT 0 0 0 0 N/A CONTRACTUAL SERVICES 63,185 140,069 89,570 174,570 24.63% COMMODITIES 655 1,750 1,750 1,750 0.00% UTILITIES 7,089 9,300 9,300 9,300 0.00% CAPITAL OUTLAY 0 0 0 0 N/A CAPITAL IMPROVEMENTS 26,737 0 0 0 N/A TRANSFERS OUT 200,000 200,000 200,000 200,000 0.00% DEPARTMENT TOTAL 1 322,431 1 381,7491 330,875 1 417,020 1 9.24% :! BUDGET REQUEST - FY 2012 -2013 DEERFIELD PUBLIC LIBRARY (COMPONENT UNIT) PERSONNEL SERVICES ACTUAL BUDGET EST EXPEND BUDGET % CHG BUDG TRAINING & DEVELOPMENT FY 10/11 I FY 11/12 FY 11/12 FY 12/13 I FY12 -4FY13 PERSONNEL SERVICES 1,952,397 2,170,580 2,170,580 2,291,484 5.57% TRAINING & DEVELOPMENT 36,035 26,500 26,500 26,500 0.00% CONTRACTUAL SERVICES 1,138,877 603,800 603,800 554,500 - 8.16% COMMODITIES 54,176 378,620 378,620 416,016 9.88% UTILITIES 16,881 32,000 32,000 32,000 0.00% OTHER EXPENSES 7,966 0 0 0 N/A DEBT SERVICE 0 0 0 0 N/A CAPITAL OUTLAY 0 1,280,000 1,280,000 4,027,000 214.61% CAPITAL IMPROVEMENTS 0 0 0 0 N/A TRANSFERS OUT 0 0 0 0 N/A TOTAL EXPENDITURES 1 3,206,332 1 4,491,5001 4,491,5001 7,347,500 1 63.59% DEERFIELD LIBRARY (COMPONENT UNIT) - REVENUES TAXES ACTUAL BUDGET EST REVENUE BUDGET % INTERGOVERNMENTAL FY 10/11 I FY 11/12 I FY 11/12 FY 12/13 I FY12 -FY13 TAXES 2,964,929 3,100,000 3,100,000 3,252,500 4.92% INTERGOVERNMENTAL 20,850 20,000 20,000 20,000 0.00% FEES & FINES 90,348 81,500 81,500 62,500 - 23.31% INVESTMENT INCOME 20,845 3,000 3,000 3,000 0.00% MISCELLANEOUS 16,585 1,287,000 1,287,000 4,009,500 211.54% TOTAL REVENUES 1 3,113,5571 4,491,500 1 4,491,500 1 7,347,500 1 63.59% As a component unit, the Library budget is not reported under the Village budget. M 1 1 1 1 1 1 r 1 I 1 1 1 1 1 1 1 1 1 1 D m z v m 1 1 1 1 1 1 1 J 1 1 1 1 1 1 1 1 1 1 1 1 APPENDIX A - EQUIPMENT REQUESTS CONTAINED IN ' OPERATING BUDGETS ADMINISTRATIVE DIVISION ' Finance Department $11,900 Replace 9 desk top computers & monitors 9,900 Shared cost of server hardware 2,000 Administration $14,000 ' Replace 7 Village Board laptops 10,500 Shared cost of server hardware 2,000 ' Scala channel info computer replacement Community Development 1,500 $11,999 3 inspection tablets 9,999 Shared cost of server hardware 2,000 ' Engineering Division (Public Works) $8,250 Unspecified office equipment 8,250 POLICE DEPARTMENT ' Administration Division - includes ID printer $14,100 Communications Division $5,000 InvestigationsNouth /DARE /Social Services $5,000 ' Patrol Division $9,500 E911 Fund $267,000 ' Phone switch net of VERF contribution Other radio /CAD equipment 235,000 32,000 PUBLIC WORKS DEPARTMENT ' Street Division $8,825 Administration Toughbook laptop and dock for locate program 7,750 Snow & Ice Control ' Small snow /sidewalk equipment 75 Forestry Lawn mowers and maintenance equipment 1,000 ' Sewer Division $8,000 Administration Wastewater Treatment Facility ' Parts & tool washer 8,000 Water Division $235,000 Distribution ' Scada controls & upgrade 10,000 Main & Hydrant Maintenance Miscellaneous 2,000 Meter Maintenance ' Water Meters (replacement program - multi -year) 200,000 Software upgrades 2,000 ' Replacement hand held readers Vehicle Maintenance (Garage) 21,000 Testing equipment $2,500 1 1 1 91 APPENDIX B GLOSSARY ABATEMENT -- A complete or partial cancellation of a levy imposed by a government. ACCOUNT -- A term used to identify an individual asset, liability, expenditure, revenue, or fund balance. ACCOUNTING SYSTEM -- The total structure of records and procedures that discover, record, classify, summarize, and report information on the financial position and results of operations of a Government or any of its funds, fund types, balanced account groups, or organization components. ACTIVITY -- The smallest unit of budgetary accountability and control which encompasses specific and distinguishable lines of work performed by an organizational unit for the purpose of accomplishing a function for which the government is responsible. ACTUARIAL RESERVE DEFICIENCY -- The excess of the actuarial accrued liabilities at the date of valuation of the retirement system over the available assets on hand to meet such liabilities; or the excess of accrued and prospective liabilities over the present and prospective assets. ANNUAL REQUIRED CONTRIBUTION — The required contribution to fully fund the entity's annual employer's cost of the pension obligation as determined by an actuary. APPROPRIATION -- legal authorization granted by a legislative body to make expenditures and to incur obligations for specific purposes. An appropriation is usually limited in amount and as to the time when it may be expended. ASSESSED VALUATION -- A valuation set upon real estate or other property by a government as a basis for levying taxes. ASSET -- Property owned by a government which has monetary value. AVAILABLE FUND BALANCE — The balance of funds above the recommended minimum fund balance. BALANCED BUDGET — A budget is balanced when the proposed expenditures plus expected reserve draw down are equal to the expected new revenues plus the available fund balance at the beginning of the fiscal year. BOND -- A written promise, generally under seal, to pay a specified sum of money, called the face value, at a fixed time in the future, called the date of maturity, and carrying interest at a fixed rate, usually payable periodically. BONDED DEBT -- That portion of indebtedness represented by outstanding bonds. BUDGET -- A plan of financial operation embodying an estimate of proposed expenditures for a given period and the proposed means of financing them. BUDGET AMENDMENT -- A legal procedure utilized by the governing board to revise a budget. BUDGET DOCUMENT -- The instrument used by the budget- making authority to present a comprehensive financial plan of operations of the governing board. BUDGET MESSAGE -- A general discussion of the proposed budget as presented in writing by the budget making authority to the legislative body. BUDGET ORDINANCE -- The official enactment by the governing board to legally authorize the government administration to operations of the governing board. BUDGETARY CONTROL -- The control or management of a government or enterprise in accordance with an approved budget for the purpose of keeping expenditures within the limitations of available appropriations and available revenues. 92 1 1 1 1 r 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 CAPITAL ASSETS -- Assets of significant value and having a useful life of several years. Capital assets are also called fixed assets. CAPITAL BUDGET -- A plan of proposed capital outlays and the means of financing them for the current fiscal period. CAPITAL IMPROVEMENTS BUDGET -- A plan of proposed capital expenditures and the means of financing them. This is usually part of the complete annual budget which includes both operating and capital outlays. CAPITAL OUTLAY -- Expenditures which result in the acquisition of or addition to fixed assets. CAPITAL PROJECTS FUND -- A fund created to account for financial resources to be used for the acquisition or construction of major capital facilities and equipment, other than those financed by proprietary funds, special assessment funds, and trust funds. CHART OF ACCOUNTS -- The classification system used by the government to organize the accounting for various funds. COMMODITIES -- Consumable items used by the governmental departments. Examples include office supplies, vehicle and maintenance supplies, gasoline, etc. CONTRACTUAL SERVICES -- Services rendered to governmental departments and agencies by private firms, individuals, or other government agencies. Examples include utilities, insurance, and professional services. DEBT -- An obligation resulting from the borrowing of money of from the purchase of goods and services. Debts of governments include bonds, time warrants, lease- purchase agreements, notes and floating debt. DEBT LIMIT -- The maximum amount of gross or net debt which is legally permitted by State Statute. DEBT SERVICE FUND -- A fund established to account for the accumulation of resources for, and then payment of, general long term debt principal and interest. DEPARTMENT -- A major administrative organization unit of the government which indicates overall management responsibility for one or more activities. DEPRECIATION -- (1) Expiration in service life of fixed assets, other than wasting assets, attributable to wear and tear through use and lapse of time, obsolescence, inadequacy, or other physical or functional cause. (2) The portion of the cost of a fixed asset charged as an expense during a particular period. NOTE: The cost of such asset prorated over the estimated service life of such asset is charged off as an expense. ENTERPRISE FUND -- A fund established to account for operations (a) that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that then costs (expenses, including depreciation) or providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and /or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. EAV (EQUALIZED ASSESSED VALUATION) -- The assessed valuation of real property, raised or lowered by an equalizing factor as applied by a countywide and a statewide authority, so that all property is assessed at a consistent level for purposes of levying taxes. Currently, equalized valuation of real property is 1/3 of fair market value. Property taxes are assessed against the aggregate EAV of a taxing unit. ESTIMATED REVENUE -- The amount of projected revenue to be collected during the fiscal year. The amount of revenue budgeted is the amount approved by the Board of Trustees. EXPENDITURES -- Decreases in net financial resources. Expenditures include current operating expenses which require the current or future use of net current assets, debt service, and capital outlays. EXPENSES -- Decreases in net total assets. Expenses represent the total cost of operations during a period regardless of the timing of related expenditures. FISCAL PERIOD -- Any period at the end of which a government determines its financial position and the results of its operations. 93 FISCAL YEAR -- A twelve (12) month period to which the annual operating budget applies and at the end of which a government determines its financial position and the results of its operations. FIXED ASSETS -- Assets of a long term nature which are intended to continue to be held or used, such as land, buildings, improvements other than buildings, machinery and equipment. FUND -- A fiscal and accounting entity with a self - balancing set of accounts recording cash and other financial resources, together with all related liabilities and residual equities or balances, and changes therein, which are segregated for the purpose of carrying on specific activities or attaining certain objectives in accordance with special regulations, restrictions, or limitations. FUND BALANCE -- All accounts necessary to set forth the financial position and results of operations of a fund. FUND EQUITY -- An equity account reflecting the unreserved accumulated earnings of the enterprise fund. GENERAL FUND -- The fund used to account for all financial resources except those required to be accounted for in another fund. The most common General Fund is the Corporate Fund. GO (GENERAL OBLIGATION) BONDS -- Bonds for the payment of which the full faith and credit of the issuing government are pledged. GENERAL REVENUE -- The revenues of a government other than those derived from the retained earnings in an enterprise fund. If a portion of the net income in an enterprise fund is contributed to another non - enterprise fund, such as the Corporate Fund, the amounts transferred constitute general revenue of the government. GOAL -- A statement of broad direction, purpose, or intent, based on the needs of the community. HOME RULE SALES TAX — As an Illinois home rule unit, the Village is provided certain additional taxing powers not generally available. The home rule sales tax can be imposed by the Village in increments of 0.25% on all retail sales occurring within the Village except for groceries, drugs and items that are titled by the state (automobiles, boats, etc.). The current Village rate is 1.0 %. [EPA — Illinois Environmental Protection Agency. State agency charged with environmental regulations, specifically involved in regulating the Village's water and sewer systems. Also a granting agency for revolving loans and other programs associated with these two functions. IPBC — The Intergovernmental Personnel Benefit Cooperative. A municipal health and benefits pool through which the Village provides health and life insurance for its employees. The Park District and Library participate with the Village as listed entities. IMRF -- An abbreviation for Illinois Municipal Retirement Fund, a pension fund covering Village employees who work over 1,000 hours per year, with the exception of sworn police personnel. IRF — Infrastructure Replacement Fund. A capital projects fund designated by the Village for major capital project expenditures with varied sources of funding. INTERGOVERNMENTAL REVENUE -- Revenue received from another government, such as the State of Illinois, or other political subdivisions, for a specified purpose. INTERGOVERNMENTAL SERVICE FUND -- A fund established to finance and account for services and commodities furnished by a designated department or agency to other departments and agencies within a single governmental unit. INVESTMENTS -- Cash held in interest bearing accounts, securities and real estate held for the production of revenues in the form of interest, dividends, rentals, or lease payments. The term does not include fixed assets used in governmental operations. LEVY -- (VERB) To impose taxes, special assessments, or service charges for the support of governmental activities. (NOUN) The total amount of taxes, special assessments, or service charges imposed by a government. LONG TERM DEBT -- Debt with a maturity of more than one year after the date of issuance. METRA -- An abbreviation for the Northeast Illinois Regional Commuter Railroad Corporation which manages and operates the commuter trains and commuter buses in the Village. 94 1 1 1 1 1 L 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 L 1 1 1 1 1 1 MFT (MOTOR FUEL TAX) — The State of Illinois levies a tax on the sale of motor fuel products for use over the road. Municipalities are distributed a portion of the tax on a per capita basis to be used for the maintenance and improvement of the local road system. NET INCOME -- Proprietary fund excess of operating revenues, non - operating revenues, and operating transfers -in over operating expenses, non - operating expenses, and operating transfers -out. OBJECT -- As used in expenditure classification, this term applies to the article purchased or the service obtained (as distinguished from the results obtained from expenditures). Examples are personnel services, contractual services, commodities, capital outlay and other expenditure classifications. OPERATING BUDGET -- The portion of the budget that pertains to daily operations that provide basic governmental services. The operating budget contains appropriations for such expenditures as personnel, supplies, utilities, materials, services, etc. OPERATING EXPENSES -- Proprietary fund expenses which are directly related to the fund's primary service activities. OPERATING INCOME -- The excess of proprietary fund operating revenues over operating expenses. OPERATING REVENUES -- Proprietary fund revenues which are directly related to the fund's primary service activities. They consist primarily of charges for services. PENSION TRUST FUND -- A Trust Fund used to account for public employee retirement systems. Pension Trust Funds are accounted for in essentially the same manner as proprietary funds, but with an important expanded emphasis on required fund balance reserves. PERSONNEL SERVICES -- Items of expenditures in the operating budget for salaries and benefits paid for services performed by Village employees. RESERVE -- An account used to indicate that a portion of fund equity is legally restricted. RESOURCES -- Total dollars available for appropriations including estimated revenues, fund transfers, and beginning fund balances. REVENUES -- Increases in governmental fund type, net current assets, and residual equity transfers. SOURCE OF REVENUE -- Revenues are classified according to their source or point of origin. SPECIAL REVENUE FUND -- A fund used to account for the proceeds of specific revenue sources (other than special assessments, expendable trusts, or for major capital projects) that are legally restricted to expenditure for specified purposes. TAX LEVY -- The total amount to be raised by general property taxes for operating and debt service purposes specified in the Tax Levy Ordinance. TAX LEVY ORDINANCE -- An ordinance by means of which taxes are levied. TAXES -- Compulsory charges levied by a government for the purpose of financing services performed for the common public benefit. TAX INCREMENT FINANCING (TIF) — A municipal financing mechanism used to renovate declining areas that uses the increase in taxable property value to generate revenue for a set period of time to offset the costs of allowable public and private investment in the area. TRUST FUNDS -- Funds used to account for assets held by a government in a trustee capacity for individuals, private organization, other governments, and /or other funds. USER CHARGES OR FEES -- The payment of a fee for direct receipt of a public service by the party benefiting from the service. WRF — Water Reclamation Facility. The Village's designation of its sanitary sewerage treatment plant. 95 APPENDIX C SUMMARY OF SIGNIFICANT FINANCIAL, ACCOUNTING AND BUDGETING POLICIES The accounting policies of the Village of Deerfield, Illinois, conform to generally accepted accounting principles as applicable to governments. The following is a summary of the significant policies. Reporting Entity and Its Services The Village of Deerfield, Illinois, was incorporated April 14, 1903. The Village operates under a Council /Manager form of government and provides the following services as authorized by its charter: public safety (police), highways and streets, water supply, sanitation, public improvements, community development and general administrative services. Accounting, Auditing and Financial Reporting Policies • An independent audit will be performed annually. • The Village will produce annual financial reports in accordance with Generally Accepted Accounting Principles (GAAP) as outlined by the Governmental Accounting Standards Board. • The Finance Department will report to the Mayor and Board of Trustees and to the departments on a monthly basis the amount of funds expensed or expended for the month and year -to -date vs. budget and projected. • The Finance Department will also report on an ad hoc basis on any other financial items that will affect the Village's financial picture. Fund Presentation The accounts of the Village are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self - balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. Governmental Funds. The Village has the following governmental -type funds: • General Fund — The General Fund is the general operating fund of the Village. It is used to account for all financial resources except those required to be accounted for in another fund. Accounts for the operations of the Finance, Administration, Engineering, Community Development, Police and Street Departments. • Motor Fuel Tax Fund — Accounts for activity funded by the state share of tax on the use of motor fuels. • Enhanced 911 Fund — Accounts for the operation of the E911 emergency response system and is funded by a per line charge on land -based and cellular phones. • Tax Increment Financing District — A fund to provide for the redevelopment plans funded by incremental property tax. (Note: the last Village district was terminated on December 31, 2008 and historical information is presented in this budget). • Vehicle and Equipment Replacement Fund — Established to account for the funds set aside annually for the replacement of certain vehicles and other equipment. The Village charges operating departments for equipment and motor vehicles based on the current replacement cost and estimated years of usage. These funds are accumulated in the Vehicle and Equipment Replacement Fund until the equipment or motor vehicles are purchased. • Infrastructure Replacement Fund — Established in 1989 for the purpose of maintaining, repairing and renovating the capital assets of the Village. All long term capital projects are now funded in this fund, including those of the Water and Sewer Funds. • Debt Service Fund — Debt Service Funds are used to account for the accumulation of resources for, and the payment of, general long -term debt principal, interest, and related costs. The Debt Service Fund has been treated as a single fund and budgeted in a like manner by the Village. The individual issues are accounted for separately within this fund. M. 1 1 1 1 1 1 1 1 1 1 1 C 1 1 1 1 1 1 1 1 1 1 1 1 1 Proprietary (Enterprise) Funds Enterprise Funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. The Village has the following proprietary funds: • Water Fund — Accounts for all activity relative to the acceptance, storage and delivery of water to the residents. • Sewer Fund — Accounts for all activity relative to the operation of the sanitary sewer system, including the transportation of sewerage to the Village owned and operated sewerage treatment plant. • Refuse Fund — The Village contracts with a private firm to collect and dispose of residential solid waste, residential recyclable materials and landscape waste. This fund provides for the revenues and expenses of this operation. • Commuter Parking Lot Fund — Provides for the activity necessary to operate and maintain the various commuter - parking facilities within the Village, including the commuter train station. Internal Service Funds - Internal Service Funds are used to account for the financing of goods or services ' provided by one department or agency to other departments or agencies of the Village, or to other governments, on a cost- reimbursement basis. The Village has the following internal service fund: ' Garage Fund — Provides for the maintenance of Village -owned vehicles through operation of a vehicle maintenance facility in the public works complex. All operating departments are charged for work on their vehicles. ' Trust and Agency Funds - Trust and Agency Funds are used to account for assets held by the Village in a trustee capacity or as an agent for individuals, private organizations, other governments, and /or other funds. ' These include Pension Trust and Agency Funds. Pension Trust Funds are accounted for in essentially the same manner as proprietary funds since capital maintenance is critical. Agency Funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. The Village has the following Agency and Trust funds: ' Deposit Fund — To account for funds on deposit with the Village that are being held on a temporary basis. t Police Pension Fund — As established by state statute, provides for the pension and disability benefits of sworn Village police officers, and is funded by employee and employer contributions, and investment income of the fund. Independently administered by a board of trustees as established in the state pension code. ' Component Unit - Deerfield Public Library - The Deerfield Public Library has a separately elected seven - member board that annually determines its budget and resulting tax levy. Upon approval of the Village Board, the levy is submitted to the County. All debt of the Library is secured by the full faith and credit of the Village, ' which is wholly liable for the debt. The Library, while servicing the same general population of the Village, does not provide services entirely to the Village. Because the Library possesses the characteristics of a legally separate government and does not service the primary government, the Library is reported only as a ' component unit in this budget. Basis of Accounting t Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the annual budget. ' All Governmental Funds (General Fund, Special Revenue Funds, and Capital Project Funds) are accounted for using the modified accrual basis of accounting. Their revenues are recognized when they become measurable and available 1 97 as net current assets. The Village's share of State - assessed income taxes, gross receipts, and sales taxes are considered "measurable" when in the hands of intermediary collecting governments and are recognized as revenue at that time. Anticipated refunds of such taxes are recorded as liabilities and reductions of revenue when they are measurable and their validity seems certain. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred. Agency Fund assets and liabilities are accounted for on the modified accrual basis. All Proprietary Funds and Pension Trust Funds (Enterprise, Internal Service, and Police Pension) are accounted for using the accrual basis of accounting. Their revenues are recognized when they are earned, and their expenses are recognized when they are incurred. Unbilled Waterworks and Sewerage Fund utility service receivables are recorded at year -end. Budget Presentation Basis Exceptions Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the annual budget. The Comprehensive Annual Financial Report (CAFR) shows the status of the Village's finances on the basis of generally accepted accounting principles (GAAP). In most cases the budget preparation conforms to GAAP. The following list exceptions from GAAP contained in the presentation of the budget: The treatment of depreciation expenses, which are not shown in the budget, but the full purchase price of equipment and capital improvements are, while purchases of capital improvements are depreciated in the CAFR pursuant to GAAP (the Village's capital asset threshold for accounting purposes is $25,000). The Village has implemented the requirements for disclosing liabilities due to other post employment benefits (OPEB) required by GASB but will not, as of this point, be funding these costs nor showing the increase in the liability in the annual budget. Due to statutory requirements and the lag in collecting property tax revenue inherent in the Illinois property tax system, budgeted property tax revenue represents the request for levy; this revenue will not all be received within the budget year. Similarly, the budgeted expenses and revenue for the debt service levies are those' required by the bond ordinances. Due to the lag, actual revenues and expenses will not match the budget numbers. Balanced Budget The Village considers the budget, at the fund level, to be balanced if the budgeted expenditures, plus expected reserve drawdown, are matched by budgeted new revenues and available beginning fund balances. The accounting level of control is at the department level or, in the absence of such, at the fund level, and the departments are additionally responsible for maintaining expenditures within the major categories of the function level. Debt Policy The Village of Deerfield is a home rule municipality and, as such, has no statutory debt limitations. If, however, the Village were a non -home rule municipality, according to Illinois statutes, its available debt limit would be as follows: Equalized Assessed Valuation Non - Home -Rule Debt Limit - 8.6% Amount of Debt Applicable to Limit Legal Debt Margin Available 5/1/12 5/1/11 $1,409,580,528 $1,501,605,590 121,223,925 129,138,081 49,205,000 17,145,000 72,018,925 111,993,081 The Village issued $22,400,000 in new GO debt in September, 2011; $5.9 million tax exempt for the Deerfield Public Library, $4.0 million tax exempt for various Village capital projects and $12.5 million taxable Qualified Energy Conservation Bonds — Direct Payment for the treatment plant project. In February, 2012, the Village issued $10 million tax exempt for the treatment plant project. The 2003 issue has an alternative revenue (water revenue) pledged for debt service; the remaining issues are property tax backed but subject to abatement based on available reserves 98 1 r 1 1 1 i 1 1 1 1 1 1 1 1 1 1 1 1 1 ' and federal government rebates. Although the amount of recent debt has been larger than normal, it was planned due to the requirements of the treatment plant project (total cost $32 million) and Library remodeling. The Village's current bond rating is Aaa by Moody's, reaffirmed in January 2012. ' The Village's policies in the issuance of debt are: (1) to attempt to keep a relatively even debt service levy, allowing it to increase as new equalized assessed valuation is available and as capital needs arise. The Village must reconcile ' the quest for a stable levy with the fact that delayed improvements or maintenance often has a higher true cost. Summarily, the goal to keep an even debt service levy must be balanced against the necessity of the project. (2) The Village will not issue long -term debt for short -term projects. The life of the financing must not exceed the life of the ' project. The use of long -term debt is subject to review and approval by the Board of Trustees. Capital Projects Funding ' The Village believes that ongoing maintenance of its infrastructure and equipment is of prime importance to reduce the risk of emergency repairs and avoid the cost increases of deferred maintenance. To finance capital projects, the Village utilizes standard capital raising techniques such as General Obligation and Revenue Bond Issues, as well as ' pay -as- you -go practices when reasonable. Two examples of the pay -as- you -go program are (A) the Vehicle and Equipment Replacement Fund and (B) the Infrastructure Replacement Fund. The purpose of the Vehicle and Equipment Replacement Fund is to keep annual expenses in balance and stable while providing sufficient funds for the replacement of vehicles and major equipment items that cost in excess of $5,000. The Vehicle and Equipment ' Replacement Fund is fully funded. The Village also has established an Infrastructure Replacement Fund to provide funding for ongoing maintenance of the Village's infrastructure, primarily streets and underground improvements. The Village does not anticipate issuing any new debt during the year. ' Accounting, Auditing and Financial Reporting Policies ' 1. An independent audit will be performed annually. 2. The Village will produce annual financial reports in accordance with Generally Accepted Accounting Principles (GAAP) as outlined by the Governmental Accounting Standards Board. ' 3. The Finance Department will report to the Mayor and Board of Trustees and to the departments on a monthly basis the amount of funds expensed or expended for the month and year -to -date vs. budget and projected. 4. The Finance Department will also report on an ad hoc basis on any other financial items that will ' affect the Village's financial picture. Investment Policies ' The Village maintains formal investment policies for the general corporate funds and the police pension fund. In summary, the policies cite controlling state statutes and differ in the allowable investment types and duration objective. The corporate funds are typically restricted to and invested in short term government and government ' agency issues, with duration of less than five years. The pension fund's focus is more long term and is allowed, within statutory limits, to invest in equities and longer -term bonds. The investment policies are reviewed on a regular basis. Investment reports are regularly presented to the governing bodies. ' Fixed Asset Policy ' Property, including equipment, represents a significant investment of tax revenue by the residents of the Village. Since the assets are durable goods used in providing services to the residents, it is essential that they be accounted for in the most efficient and practical manner possible. Property assets of the Village are numbered for inventory control. All property items valued at $500 or more shall be recorded in the inventory system. ' General Fixed Assets General fixed assets are those fixed assets of the Village that are not accounted for in an Enterprise, Trust, or Intra- ' governmental Service Fund. Fixed assets are those assets that possess the following attributes: 1 99 1. A tangible nature; 2. A useful life extending beyond the year of acquisition; and 3. A significant value (greater than $25,000). These assets shall be accounted for in the annual financial report of the Village. Property Assets Non -fixed asset property items are those items valued at greater than $500. These items shall be recorded and controlled in the Village's property control program and are the responsibility of the department in which they are located. Classification of Fixed Assets Fixed assets shall be classified by the following categories: land, buildings, improvements other than buildings, machinery and equipment, and construction in progress. Capitalization Policy The Village of Deerfield's capitalization policy provides that all items that cost less than $25,000 shall be expensed rather than treated as a fixed asset. This policy is established recognizing that items under this limit are not sufficiently material from an accounting basis to include them on the Village's financial statements. Sufficient control of all property with a value greater than $500 is maintained through the inventory control system. Procedures for Updating the Fixed Assets and Property Control Record The Finance Department is responsible for maintaining the fixed assets control system. All property with a value greater than $500 shall be maintained in this system. Any property with an original value of greater than $500 that is no longer useful to the Village shall be disposed in a manner consistent with state statute and shall be deleted from the control system record. Fund Balance Policy As a home rule municipality, the Village has substantial flexibility in the movement of assets between funds. Other than those funds with certain legal restrictions, for instance, the Motor Fuel Tax, Deposit, and Police Pension, the Village Board may approve transfer of funds between any of the operating or capital project funds of the Village. In addition, the Village has varied sources of revenue that, except for property tax, is generated monthly and therefore is not subject to irregular receipt during the year. Therefore, the policy is to maintain a combined fund balance of not less than 40% of the annual budgeted recurring expenditures in the operating funds — General, Water, Sewer and Garage. The minimum combined balance of unrestricted fund balance and net cash in these funds shall not fall below 30 %. The remaining funds shall maintain a sufficient balance to achieve the budget on a yearly basis. In April, 2012, the Board adopted a revised Fund Balance Policy that conforms to GASB 54. The recommended and approved fund balance levels were not changed as part of this new policy. 100 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 i i i i Village of Deerfield, Illinois Organization Chart Village Residents Village Board Boards and Village Commisssions Manager Assistant to the Village Manager Police Department Patrol Investigations & Youth Communications Records Finance Department Accounting Budgeting Personnel & Payroll Utility Billing & Customer Service Risk Management Village Attorney Community Development Dept. Permits, Inspections Plan Review Planning Public Works & Engineering Engineering Inspection & Review Water Supply Code Enforcement Sewer Maintenance & Sewage Treatment Zoning & Vehicle Appearance Maintenance Review